General Relativity

Einstein's Masterpiece: Gravity is the curvature of spacetime. Mass-energy tells spacetime how to curve, and spacetime tells mass-energy how to move.

Part IV, Chapter 20 | Page 3 of 3

Extended Solutions and No-Hair

Kerr-Newman black holes, uniqueness theorems, and connections to quantum gravity

The Kerr-Newman Metric

The most general stationary, asymptotically flat, electrovacuum black hole solution in four dimensions is the Kerr-Newman (KN) metric, which combines mass \( M \), angular momentum \( J = Ma \), and electric charge\( Q \). In Boyer-Lindquist coordinates, it takes the form:

$$ds^2 = -\frac{\Delta - a^2\sin^2\theta}{\Sigma}\,dt^2 - \frac{2a\sin^2\theta\,(r^2 + a^2 - \Delta)}{\Sigma}\,dt\,d\phi$$

$$+ \frac{(r^2 + a^2)^2 - \Delta\,a^2\sin^2\theta}{\Sigma}\sin^2\theta\,d\phi^2 + \frac{\Sigma}{\Delta}\,dr^2 + \Sigma\,d\theta^2$$

The Kerr-Newman metric: the most general electrovacuum black hole

where the structure functions are:

$$\Delta = r^2 - 2Mr + a^2 + Q^2, \qquad \Sigma = r^2 + a^2\cos^2\theta$$

\( a = J/M \) is the spin parameter; setting \( a = 0 \) recovers Reissner-Nordstrom, setting \( Q = 0 \) gives Kerr

The horizons are located at the zeros of \( \Delta \):

$$r_\pm = M \pm \sqrt{M^2 - a^2 - Q^2}$$

Horizons exist when \( M^2 \geq a^2 + Q^2 \) — the generalized sub-extremality condition

The electromagnetic field of the KN solution is:

$$F = \frac{Q(r^2 - a^2\cos^2\theta)}{\Sigma^2}\,dr \wedge (dt - a\sin^2\theta\,d\phi) + \frac{2Qar\cos\theta\sin\theta}{\Sigma^2}\,d\theta \wedge \left[(r^2 + a^2)\,d\phi - a\,dt\right]$$

The electromagnetic 2-form: both electric and magnetic components due to frame dragging

A remarkable feature of the KN solution is that rotation induces a magnetic dipole momenteven though the source is purely electrically charged. The gyromagnetic ratio is:

$$g = \frac{\mu_\text{mag}}{Q\,J/(2M)} = 2$$

\( g = 2 \), the same as the electron! A deep hint at the connection between GR and quantum mechanics

The thermodynamic quantities for the KN black hole generalize those of RN. The first law becomes:

$$dM = T\,dS + \Omega_H\,dJ + \Phi\,dQ$$

where \( \Omega_H = a/(r_+^2 + a^2) \) is the angular velocity of the horizon

The No-Hair Theorem

The no-hair theorem (more precisely, the black hole uniqueness theorems) is one of the most profound results in classical general relativity. It states that:

"The most general stationary, asymptotically flat, electrovacuum black hole solution in four-dimensional general relativity is the Kerr-Newman family, uniquely characterized by three parameters: mass M, angular momentum J, and electric charge Q."

This result was established through a series of landmark theorems:

Israel's theorem (1967): A static, asymptotically flat vacuum black hole must be Schwarzschild. The charged generalization: a static electrovacuum black hole must be Reissner-Nordstrom.

Carter-Robinson theorem (1971-1975): A stationary, axisymmetric vacuum black hole must be Kerr. Mazur (1982) and Bunting (1983) independently proved the uniqueness using a harmonic map / sigma model technique.

Hawking's rigidity theorem (1972): A stationary black hole must be either static or axisymmetric, bridging the gap between the Israel and Carter results.

The physical content of no-hair is remarkable: no matter how complicated the initial configuration of collapsing matter (arbitrary multipole moments, magnetic fields, matter distributions), the final black hole settles down to a member of the three-parameter KN family. All information about the initial state is radiated away as gravitational and electromagnetic waves during the ringdown phase. The no-hair theorem is sometimes summarized as:

$$\text{Black Hole} \longleftrightarrow (M, J, Q)$$

Three numbers completely characterize the exterior geometry of any black hole

Cosmic Censorship and the \( Q > M \) Case

The weak cosmic censorship conjecture (Penrose, 1969) asserts that naked singularities cannot form from the gravitational collapse of generic, physically reasonable initial data. For the RN family, this means that the super-extremal case\( |Q| > M \) should not be dynamically achievable starting from a sub-extremal configuration.

Can we overcharge a black hole? Consider dropping a charged particle of mass \( m \) and charge \( q \) into a near-extremal RN black hole (\( Q \approx M \)). For the particle to reach the horizon, it must overcome the electrostatic repulsion. The condition for capture is:

$$m \geq q\,\Phi_H = \frac{qQ}{r_+}$$

The particle must have enough rest mass to reach the horizon against the Coulomb barrier

After absorption, the new black hole parameters are \( M' = M + m \) and\( Q' = Q + q \). For overcharging, we need \( Q' > M' \), i.e.,\( q - m > M - Q \). But the capture condition requires\( m \geq qQ/r_+ \). Combining these:

$$q - m \leq q\left(1 - \frac{Q}{r_+}\right) = q\,\frac{r_+ - Q}{r_+} = q\,\frac{\sqrt{M^2 - Q^2}}{r_+}$$

For a near-extremal black hole, \( r_+ - Q \approx \sqrt{M^2 - Q^2} \to 0 \)

The right-hand side vanishes in the extremal limit, meaning \( q \leq m \) is required for capture — but then \( Q + q \leq M + m \), and the black hole remains sub-extremal! This is Wald's gedanken experiment (1974), providing strong evidence for cosmic censorship. More sophisticated attempts (including backreaction, self-force, and quantum effects) have consistently upheld the conjecture, though a general proof remains elusive.

Pair Production: The Schwinger Effect Near Extremal RN

The electric field at the horizon of a RN black hole is:

$$E_H = \frac{Q}{r_+^2}$$

For extremal RN (\( r_+ = M \)): \( E_H = Q/M^2 = 1/M \) in geometric units

When the electric field exceeds the Schwinger critical field, the vacuum becomes unstable to electron-positron pair creation:

$$E_\text{Schwinger} = \frac{m_e^2 c^3}{e\hbar} \approx 1.3 \times 10^{18}\;\text{V/m}$$

The critical field for Schwinger pair production from the QED vacuum

The pair production rate per unit volume near the horizon is:

$$\Gamma \sim \frac{(eE_H)^2}{4\pi^3}\,\exp\left(-\frac{\pi\,m_e^2}{eE_H}\right)$$

Schwinger pair production rate: exponentially suppressed unless \( E_H \sim E_\text{Schwinger} \)

The produced pairs are separated by the electric field: particles of one sign fall into the black hole, while those of the opposite sign escape to infinity. This processdischarges the black hole, driving it away from extremality. For astrophysical black holes, this discharge mechanism is extremely efficient, which is why charged black holes are not expected to exist in nature. For a solar-mass black hole, the discharge timescale is negligibly short compared to astronomical timescales.

The Schwinger effect near RN black holes provides a beautiful interface between quantum field theory in curved spacetime and black hole physics. It also connects to the weak gravity conjecture in string theory, which posits that in any consistent quantum gravity theory, there must exist a particle with \( q/m \geq 1 \) (in appropriate units) — ensuring that extremal black holes can always decay.

Connection to the Attractor Mechanism

In string theory compactifications, the low-energy effective theory contains scalar fields (moduli) that parameterize the geometry of the compactification. The attractor mechanism (Ferrara, Kallosh, Strominger 1995) states that for extremal charged black holes, the values of these moduli at the horizon are completely determined by the charges, independent of their asymptotic values:

$$\phi^i(r_+) = \phi^i_\text{attr}(Q_I, P^I), \qquad \text{independent of } \phi^i_\infty$$

Moduli are "attracted" to fixed values at the horizon, determined solely by the charges

The extremal RN black hole serves as the prototype for this phenomenon. In the\( \mathcal{N} = 2 \) supergravity framework, the entropy of an extremal black hole is given by the extremization of the central charge:

$$S = \frac{\pi}{G}\left|Z(Q_I, P^I;\,\phi^i_\text{attr})\right|^2$$

Entropy as the square of the central charge evaluated at the attractor point

The attractor equations follow from minimizing the effective potential (or equivalently, from the BPS condition):

$$D_i Z = \partial_i Z + \frac{1}{2}(\partial_i K)\,Z = 0$$

Attractor equations: the Kahler-covariant derivative of the central charge vanishes at the horizon

This mechanism explains why the Bekenstein-Hawking entropy depends only on the charges and not on the continuous moduli — matching the expectation from the dual microscopic description where the entropy counts states in a fixed charge sector. The attractor mechanism has been extended to non-extremal and non-BPS black holes, and remains a central organizing principle in the study of black holes in string theory.

Key Concepts Summary

  • RN metric: \( f(r) = 1 - 2M/r + Q^2/r^2 \), derived from the coupled Einstein-Maxwell equations with spherical symmetry
  • Two horizons: \( r_\pm = M \pm \sqrt{M^2 - Q^2} \) — outer event horizon and inner Cauchy horizon
  • Three regimes: Sub-extremal (\( |Q| < M \), two horizons), extremal (\( |Q| = M \), degenerate horizon), super-extremal (\( |Q| > M \), naked singularity)
  • Penrose diagram: Infinite chain of asymptotic regions connected through the black hole interior; timelike singularity avoidable by geodesics
  • Cauchy horizon instability: Mass inflation produces a weak null singularity; the inner structure of realistic charged/rotating black holes is dramatically different from the idealized solution
  • Thermodynamics: First law \( dM = TdS + \Phi\,dQ \) with\( T = (r_+ - r_-)/(4\pi r_+^2) \), \( S = \pi r_+^2/G \), \( \Phi = Q/r_+ \)
  • Extremal limit: \( T \to 0 \) but \( S \neq 0 \) — connected to the third law of thermodynamics and BPS states in string theory
  • No-hair theorem: Stationary electrovacuum black holes are uniquely characterized by \( (M, J, Q) \) — the Kerr-Newman family
  • Cosmic censorship: Gedanken experiments consistently fail to create naked singularities from sub-extremal initial data
  • Schwinger effect: Pair production near charged black holes provides a discharge mechanism and connects to the weak gravity conjecture
  • Attractor mechanism: Scalar moduli at the extremal horizon are fixed by charges alone, explaining the universal form of the Bekenstein-Hawking entropy