Part III: Superconductivity | Chapter 3

Ginzburg-Landau Theory

The phenomenological Ginzburg-Landau theory of superconductivity: the free energy functional, GL equations, characteristic length scales, the Meissner effect, flux quantization, and the type-I/type-II classification.

1. Introduction and Historical Context

Historical Background

In 1950, Vitaly Ginzburg and Lev Landau proposed a phenomenological theory of superconductivity based on Landau's general theory of second-order phase transitions. They introduced a complex order parameter $\psi(\mathbf{r})$ whose squared modulus gives the local density of superconducting electrons. This theory preceded the microscopic BCS theory (1957) by seven years, yet captured the essential macroscopic physics with remarkable accuracy.

Gor'kov later showed (1959) that the GL theory can be derived as a limiting case of BCS theory near $T_c$, establishing the microscopic meaning of $\psi$ as proportional to the gap function $\Delta(\mathbf{r})$. The GL theory remains indispensable for treating spatially inhomogeneous situations: vortices, surfaces, thin films, and mixed states.

Ginzburg received the 2003 Nobel Prize in Physics (shared with Abrikosov and Leggett) for his contributions to the theory of superconductors and superfluids.

The central idea is to expand the free energy density as a functional of a complex order parameter $\psi(\mathbf{r})$ and the magnetic vector potential $\mathbf{A}(\mathbf{r})$. The equilibrium state minimizes this functional, yielding two coupled differential equations that determine the spatial profiles of the order parameter and the magnetic field. From these equations emerge two fundamental length scales — the coherence length $\xi$ and the penetration depth $\lambda$ — whose ratio $\kappa = \lambda/\xi$ determines whether the superconductor is type-I or type-II.

2. The Ginzburg-Landau Free Energy

Following Landau's theory of phase transitions, we write the free energy as a functional of the order parameter $\psi(\mathbf{r})$. Near $T_c$, we expand in powers of $|\psi|^2$, retaining terms up to fourth order and including the kinetic energy of the condensate in the presence of a magnetic field. The total Gibbs free energy functional is:

Ginzburg-Landau Free Energy Functional

$$F[\psi, \mathbf{A}] = F_{n0} + \int d^3r \left[ \alpha|\psi|^2 + \frac{\beta}{2}|\psi|^4 + \frac{1}{2m^*}\left|(-i\hbar\nabla - e^*\mathbf{A})\psi\right|^2 + \frac{B^2}{2\mu_0} \right]$$

$F_{n0}$ — free energy of the normal state

$\alpha$ — coefficient that changes sign at $T_c$: $\alpha = \alpha_0(T - T_c)$ with $\alpha_0 > 0$

$\beta > 0$ — stabilizing quartic coefficient (approximately temperature-independent near $T_c$)

$m^* = 2m_e$ — effective mass of a Cooper pair

$e^* = 2e$ — charge of a Cooper pair

$\mathbf{B} = \nabla \times \mathbf{A}$ — local magnetic induction

2.1 Uniform Superconductor in Zero Field

In the absence of spatial variations and magnetic field, the free energy density simplifies to:

$$f = f_{n0} + \alpha|\psi_0|^2 + \frac{\beta}{2}|\psi_0|^4$$

Minimizing with respect to $|\psi_0|^2$:

$$\frac{\partial f}{\partial |\psi_0|^2} = \alpha + \beta|\psi_0|^2 = 0 \quad \Longrightarrow \quad |\psi_0|^2 = -\frac{\alpha}{\beta} = \frac{\alpha_0(T_c - T)}{\beta}$$

The condensation energy — the energy gained by entering the superconducting state — is:

$$f_s - f_{n0} = -\frac{\alpha^2}{2\beta} = -\frac{\mu_0 H_c^2}{2}$$

where we identify the thermodynamic critical field $H_c = \sqrt{\alpha^2/(\mu_0\beta)}$. This relates the phenomenological GL parameters to the measurable critical field.

3. The Ginzburg-Landau Equations

The equilibrium state is obtained by requiring the free energy functional to be stationary under variations of $\psi^*$ and $\mathbf{A}$. Setting$\delta F / \delta \psi^* = 0$ yields the first GL equation:

First GL Equation (Order Parameter Equation)

$$\alpha\psi + \beta|\psi|^2\psi + \frac{1}{2m^*}(-i\hbar\nabla - e^*\mathbf{A})^2\psi = 0$$

This is a nonlinear Schrodinger equation for the order parameter. The nonlinear term $\beta|\psi|^2\psi$ arises from the self-interaction of the condensate and prevents the amplitude from diverging.

Setting $\delta F / \delta \mathbf{A} = 0$ and using Ampere's law $\nabla \times \mathbf{B} = \mu_0 \mathbf{J}_s$ gives the second GL equation:

Second GL Equation (Supercurrent Equation)

$$\mathbf{J}_s = \frac{e^*}{m^*}\operatorname{Re}\left[\psi^*(-i\hbar\nabla - e^*\mathbf{A})\psi\right] = \frac{e^*\hbar}{2m^*i}(\psi^*\nabla\psi - \psi\nabla\psi^*) - \frac{e^{*2}}{m^*}|\psi|^2\mathbf{A}$$

This is the gauge-invariant supercurrent density. Writing $\psi = |\psi|e^{i\theta}$, the supercurrent takes the familiar London form $\mathbf{J}_s = \frac{e^*|\psi|^2}{m^*}(\hbar\nabla\theta - e^*\mathbf{A})$, showing that the supercurrent is driven by gradients of the phase.

4. Characteristic Length Scales

4.1 The GL Coherence Length

Linearizing the first GL equation around $|\psi_0|^2 = -\alpha/\beta$ for small perturbations $\delta\psi$ yields $-(\hbar^2/2m^*)\nabla^2\delta\psi + 2|\alpha|\delta\psi = 0$, defining the coherence length:

GL Coherence Length

$$\xi(T) = \frac{\hbar}{\sqrt{2m^*|\alpha|}} = \frac{\hbar}{\sqrt{2m^*\alpha_0(T_c - T)}}$$

The coherence length $\xi$ characterizes the distance over which the order parameter can vary. It diverges as $\xi \propto (T_c - T)^{-1/2}$ approaching the transition. Near a surface or defect, $\psi$ recovers to its bulk value over a distance $\sim \xi$.

4.2 The London Penetration Depth

In the London limit ($|\psi|$ uniform), combining the second GL equation with Maxwell's equations gives $\nabla^2\mathbf{B} = \mathbf{B}/\lambda^2$, with:

London Penetration Depth

$$\lambda(T) = \sqrt{\frac{m^*}{\mu_0 e^{*2}|\psi_0|^2}} = \sqrt{\frac{m^*\beta}{\mu_0 e^{*2}|\alpha|}}$$

The penetration depth $\lambda$ characterizes the distance over which an external magnetic field is screened inside the superconductor. Like $\xi$, it diverges as $(T_c - T)^{-1/2}$ near the transition.

4.3 The GL Parameter

The ratio of the two characteristic lengths defines the GL parameter:

Ginzburg-Landau Parameter

$$\kappa = \frac{\lambda}{\xi} = \frac{m^*}{\hbar e^*}\sqrt{\frac{\beta}{\mu_0}}$$

Crucially, $\kappa$ is temperature-independent within GL theory, since both$\lambda$ and $\xi$ diverge with the same exponent. The value of $\kappa$ determines the magnetic behavior of the superconductor.

5. Type-I vs Type-II Superconductors

The classification into type-I and type-II superconductors is one of the most important predictions of GL theory. The critical distinction occurs at $\kappa = 1/\sqrt{2}$, as shown by Abrikosov in 1957.

Classification by GL Parameter

Type I: $\kappa < 1/\sqrt{2}$

  • Positive surface energy at NS interface
  • Complete Meissner effect up to $H_c$
  • First-order phase transition at $H_c$
  • Examples: Pb, Hg, Sn, Al, In

Type II: $\kappa > 1/\sqrt{2}$

  • Negative surface energy at NS interface
  • Mixed state between $H_{c1}$ and $H_{c2}$
  • Vortex lattice carries quantized flux
  • Examples: Nb, NbTi, YBCO, MgB$_2$

6. The Meissner Effect from GL Theory

The Meissner effect — the complete expulsion of magnetic flux from a superconductor — follows directly from the GL equations. Consider a semi-infinite superconductor occupying$x > 0$ with an applied field $B_0$ parallel to the surface. Deep inside the superconductor, $|\psi| \to \psi_0$, and the second GL equation gives the London equation:

$$\nabla^2 \mathbf{B} = \frac{\mathbf{B}}{\lambda^2}$$

For the semi-infinite geometry, the solution is exponential decay:

$$B(x) = B_0\, e^{-x/\lambda}$$

Near the surface, the order parameter is suppressed from its bulk value. Solving the first GL equation self-consistently with the field profile gives:

$$\psi(x) = \psi_0\tanh\!\left(\frac{x}{\sqrt{2}\,\xi}\right)$$

7. Flux Quantization

One of the most striking consequences of macroscopic quantum coherence is the quantization of magnetic flux threading a superconducting ring. Writing $\psi = |\psi|e^{i\theta}$, the supercurrent is:

$$\mathbf{J}_s = \frac{e^*|\psi|^2}{m^*}(\hbar\nabla\theta - e^*\mathbf{A})$$

Deep inside a thick superconducting ring, $\mathbf{J}_s = 0$. Integrating around a closed path $\mathcal{C}$ deep inside the ring:

$$\oint_\mathcal{C} \hbar\nabla\theta \cdot d\mathbf{l} = \oint_\mathcal{C} e^*\mathbf{A} \cdot d\mathbf{l} = e^*\Phi$$

Since $\psi$ must be single-valued, $\oint \nabla\theta \cdot d\mathbf{l} = 2\pi n$for integer $n$. Therefore:

Flux Quantization

$$\Phi = n\Phi_0, \qquad \Phi_0 = \frac{h}{e^*} = \frac{h}{2e} \approx 2.068 \times 10^{-15}\;\text{Wb}$$

The flux quantum $\Phi_0 = h/(2e)$ reflects the Cooper-pair charge $e^* = 2e$. Its experimental observation by Deaver & Fairbank and by Doll & Nabauer in 1961 provided direct evidence for pairing in superconductors before the GL theory was microscopically justified.

8. Surface Energy and Domain Walls

The surface energy at a normal-superconducting (NS) interface determines whether it is energetically favourable to create such interfaces in a magnetic field. Consider a domain wall where the order parameter varies from $\psi = 0$ (normal region) to $\psi = \psi_0$ (superconducting region) over some characteristic width.

The surface energy per unit area can be estimated as the difference between the actual free energy of the domain wall and what it would be if the NS boundary were sharp:

$$\sigma_{ns} \approx \frac{\mu_0 H_c^2}{2}(\xi - \lambda)$$

The physical picture is clear:

Condensation energy cost ($\sim \xi$): Over a region of width $\sim\xi$, the order parameter is suppressed below its bulk value, so the full condensation energy is not gained. This contributes a positive surface energy.

Field energy gain ($\sim \lambda$): The magnetic field penetrates a distance $\sim\lambda$ into the superconducting region. In this region, the field energy $B^2/2\mu_0$ partially compensates the condensation energy, contributing a negative surface energy.

Net result: $\sigma_{ns} > 0$ when $\xi > \lambda$ (type I) and $\sigma_{ns} < 0$ when $\lambda > \xi$ (type II). The exact crossover occurs at $\kappa = 1/\sqrt{2}$.

9. Summary of Key Results

1. The GL free energy functional provides a complete phenomenological description of superconductivity near $T_c$

2. Minimization yields two coupled GL equations: a nonlinear Schrodinger equation for $\psi$ and a supercurrent equation relating $\mathbf{J}_s$ to $\psi$ and $\mathbf{A}$

3. Two fundamental lengths emerge: $\xi(T) = \hbar/\sqrt{2m^*|\alpha|}$ (coherence length) and $\lambda(T) = \sqrt{m^*/(\mu_0 e^{*2}|\psi_0|^2)}$ (penetration depth)

4. The GL parameter $\kappa = \lambda/\xi$ is temperature-independent and determines the superconductor type

5. Type I ($\kappa < 1/\sqrt{2}$): positive surface energy, complete Meissner effect, first-order transition at $H_c$

6. Type II ($\kappa > 1/\sqrt{2}$): negative surface energy, mixed state with Abrikosov vortices between $H_{c1}$ and $H_{c2}$

7. Flux quantization: $\Phi = n\Phi_0$ with $\Phi_0 = h/(2e) \approx 2.068 \times 10^{-15}$ Wb

8. The Meissner effect follows from the London equation $\nabla^2\mathbf{B} = \mathbf{B}/\lambda^2$, giving exponential field decay

10. Detailed Derivation: The GL Equations from Variational Calculus

We derive both GL equations rigorously by performing functional variations of the free energy with respect to $\psi^*$ and $\mathbf{A}$.

Derivation of the First GL Equation

Starting from the GL free energy functional, consider a variation $\psi^* \to \psi^* + \delta\psi^*$. The kinetic energy term is:

$$F_{\text{kin}} = \frac{1}{2m^*}\int d^3r\, \left[(-i\hbar\nabla - e^*\mathbf{A})\psi\right]^* \cdot \left[(-i\hbar\nabla - e^*\mathbf{A})\psi\right]$$

Under the variation $\delta\psi^*$, the first-order change in $F_{\text{kin}}$ is:

$$\delta F_{\text{kin}} = \frac{1}{2m^*}\int d^3r\, \left[(i\hbar\nabla - e^*\mathbf{A})\delta\psi^*\right] \cdot \left[(-i\hbar\nabla - e^*\mathbf{A})\psi\right]$$

Integrating by parts (discarding the surface term for a bulk superconductor):

$$\delta F_{\text{kin}} = \frac{1}{2m^*}\int d^3r\, \delta\psi^* \left[(-i\hbar\nabla - e^*\mathbf{A})^2\psi\right]$$

Combining with the potential terms $\delta(\alpha|\psi|^2 + \frac{\beta}{2}|\psi|^4) = (\alpha\psi + \beta|\psi|^2\psi)\delta\psi^*$, setting $\delta F / \delta\psi^* = 0$ gives:

$$\alpha\psi + \beta|\psi|^2\psi + \frac{1}{2m^*}(-i\hbar\nabla - e^*\mathbf{A})^2\psi = 0$$

Derivation of the Second GL Equation

Varying with respect to $\mathbf{A}$: from the kinetic term, we use$(-i\hbar\nabla - e^*\mathbf{A})\psi = -i\hbar\nabla\psi - e^*\mathbf{A}\psi$. The variation $\mathbf{A} \to \mathbf{A} + \delta\mathbf{A}$ gives:

$$\delta F_{\text{kin}} = \frac{1}{2m^*}\int d^3r\,\left[\psi^*(-e^*\delta\mathbf{A})\cdot(-i\hbar\nabla - e^*\mathbf{A})\psi + \text{c.c.}\right]$$

This simplifies to $\delta F_{\text{kin}} = -\int d^3r\, \mathbf{J}_s \cdot \delta\mathbf{A}$, where the supercurrent density is:

$$\mathbf{J}_s = \frac{e^*}{2m^*}\left[\psi^*(-i\hbar\nabla - e^*\mathbf{A})\psi + \psi(i\hbar\nabla - e^*\mathbf{A})\psi^*\right]$$

From the field energy term $B^2/(2\mu_0) = |\nabla\times\mathbf{A}|^2/(2\mu_0)$, the variation gives (after integration by parts) $(\nabla\times\mathbf{B})/\mu_0 \cdot \delta\mathbf{A}$. Setting the total variation to zero yields Ampere's law:

$$\nabla\times\mathbf{B} = \mu_0\mathbf{J}_s$$

Writing $\psi = |\psi|e^{i\theta}$, the supercurrent becomes$\mathbf{J}_s = (e^*|\psi|^2/m^*)(\hbar\nabla\theta - e^*\mathbf{A})$, the gauge-invariant form.

Derivation: London Equation from GL Theory

In the London limit, $|\psi|$ is uniform and equal to its equilibrium value$\psi_0 = \sqrt{|\alpha|/\beta}$. The supercurrent simplifies to:

$$\mathbf{J}_s = -\frac{e^{*2}|\psi_0|^2}{m^*}\mathbf{A} \equiv -\frac{1}{\mu_0\lambda^2}\mathbf{A}$$

(in the London gauge $\nabla\cdot\mathbf{A} = 0$ and $\mathbf{A}\cdot\hat{n} = 0$at the surface). Taking the curl of both sides and using $\nabla\times\mathbf{J}_s = (\nabla\times\nabla\times\mathbf{B})/\mu_0 = -\nabla^2\mathbf{B}/\mu_0$:

$$\nabla^2\mathbf{B} = \frac{\mathbf{B}}{\lambda^2}, \qquad \lambda = \sqrt{\frac{m^*}{\mu_0 e^{*2}|\psi_0|^2}}$$

For a semi-infinite superconductor with $B(0) = B_0$, the solution is $B(x) = B_0 e^{-x/\lambda}$ — exponential screening of the applied field. The associated supercurrent is $J_s(x) = -(B_0/\mu_0\lambda)e^{-x/\lambda}$, flowing parallel to the surface.

Derivation: Upper Critical Field $H_{c2}$

At $H_{c2}$, the order parameter is infinitesimally small. Linearizing the first GL equation ($\beta|\psi|^2 \to 0$):

$$\frac{1}{2m^*}(-i\hbar\nabla - e^*\mathbf{A})^2\psi = -\alpha\psi = |\alpha|\psi$$

This is the Schrodinger equation for a charged particle in a uniform magnetic field — the Landau level problem. With $\mathbf{A} = (-By, 0, 0)$ (Landau gauge), the eigenvalues are:

$$E_n = \frac{e^*B\hbar}{m^*}\left(n + \frac{1}{2}\right), \quad n = 0, 1, 2, \ldots$$

The onset of superconductivity occurs when the lowest Landau level ($n = 0$) equals $|\alpha|$:

$$\frac{e^*B_{c2}\hbar}{2m^*} = |\alpha| = \frac{\hbar^2}{2m^*\xi^2}$$

Solving for $B_{c2}$:

$$B_{c2} = \frac{\hbar}{e^*\xi^2} = \frac{\Phi_0}{2\pi\xi^2}$$

using $\Phi_0 = h/e^* = 2\pi\hbar/e^*$. This is a remarkable result: the upper critical field is determined entirely by the coherence length, which in turn sets the minimum size of a vortex core.

11. Historical Development

Origins and Impact

Vitaly Lazarevich Ginzburg and Lev Davidovich Landau published their theory in 1950 in the Soviet journal Zhurnal Eksperimental'noi i Teoreticheskoi Fiziki. Landau had already developed the general theory of second-order phase transitions (1937), and the GL theory extended this framework to the superconducting transition by introducing a complex order parameter coupled to the electromagnetic field. The choice of $e^* = 2e$(Cooper pair charge) was not part of the original 1950 theory — Ginzburg and Landau treated $e^*$ as a phenomenological parameter. The identification $e^* = 2e$came after BCS theory and Gor'kov's microscopic derivation in 1959.

Lev Gor'kov showed in 1959 that the GL equations can be derived from BCS theory as a limiting case valid near $T_c$. He established that the GL order parameter$\psi(\mathbf{r})$ is proportional to the gap function $\Delta(\mathbf{r})$and expressed all GL coefficients ($\alpha, \beta, m^*, e^*$) in terms of microscopic BCS quantities. This Gor'kov derivation gave the phenomenological theory full microscopic justification and extended its domain of applicability.

Ginzburg was awarded the Nobel Prize in Physics in 2003, shared with Alexei Abrikosov (for type-II superconductors and vortex lattices, derived from GL theory) and Anthony Leggett (for superfluidity in He-3). Landau had received the Nobel Prize separately in 1962 for his contributions to condensed matter theory, particularly the theory of superfluidity.

12. Applications of Ginzburg-Landau Theory

Real-World Applications

1. Superconducting Magnet Design

GL theory provides the framework for computing critical fields, current-carrying capacity, and magnetic field distributions in superconducting magnets. The GL parameter $\kappa$determines whether a given material can sustain high magnetic fields (type-II with$\kappa \gg 1$), essential for MRI, fusion reactors (ITER tokamak), and particle accelerators (LHC, future colliders).

2. Thin Film and Nanostructure Engineering

GL theory describes size-dependent superconductivity in thin films, nanowires, and mesoscopic structures. When the sample dimensions become comparable to $\xi$or $\lambda$, boundary effects modify $T_c$, the critical current, and the vortex configuration. This is crucial for superconducting nanowire single-photon detectors (SNSPDs) and superconducting quantum interference devices (SQUIDs).

3. Vortex Manipulation in Type-II Materials

GL simulations guide the engineering of pinning landscapes in superconducting wires and tapes. By solving the time-dependent GL equations, researchers optimize the placement of artificial pinning centers (nano-columnar defects, nanoparticle inclusions) to maximize the critical current density $J_c$ in high-field applications.

4. Superconducting RF Cavities

GL theory describes the surface barrier for vortex entry (the Bean-Livingston barrier), which determines the maximum accelerating gradient in SRF cavities used in particle accelerators. The superheating field $H_{\text{sh}} \approx 0.75\,H_c\sqrt{\kappa}$sets the ultimate performance limit of niobium cavities operating at 1.3 GHz.

5. Flux Quantization in Quantum Circuits

The GL prediction of flux quantization ($\Phi_0 = h/2e$) underpins the operation of SQUIDs, flux qubits, and fluxonium qubits. The single-valuedness condition on$\psi$ constrains the allowed flux states, creating the discrete energy levels exploited in superconducting quantum computing.

Derivation 2: GL Equations by Variational Minimization

We present the full step-by-step functional minimization of the Ginzburg-Landau free energy, deriving both GL equations and the natural boundary condition from first principles.

Step 1: The Free Energy Functional

We begin with the full GL free energy functional:

$$F[\psi, \mathbf{A}] = F_{n0} + \int d^3r \left[ \alpha|\psi|^2 + \frac{\beta}{2}|\psi|^4 + \frac{1}{2m^*}\left|(-i\hbar\nabla - e^*\mathbf{A})\psi\right|^2 + \frac{|\nabla\times\mathbf{A}|^2}{2\mu_0} \right]$$

We seek the equilibrium configuration by requiring that $F$ be stationary under independent variations of $\psi^*$ and $\mathbf{A}$.

Step 2: First GL Equation from $\delta F/\delta\psi^* = 0$

Let $\psi^* \to \psi^* + \delta\psi^*$ with $\psi$ held fixed. The variation of the potential terms is straightforward:

$$\delta F_{\text{pot}} = \int d^3r\, \left(\alpha\psi + \beta|\psi|^2\psi\right)\delta\psi^*$$

For the kinetic term, define the covariant derivative $\mathbf{D} = -i\hbar\nabla - e^*\mathbf{A}$and its conjugate $\mathbf{D}^{\dagger} = i\hbar\nabla - e^*\mathbf{A}$. Then:

$$F_{\text{kin}} = \frac{1}{2m^*}\int d^3r\, (\mathbf{D}^{\dagger}\psi^*)\cdot(\mathbf{D}\psi) = \frac{1}{2m^*}\int d^3r\, (\mathbf{D}\psi)^* \cdot (\mathbf{D}\psi)$$

The variation with respect to $\psi^*$ gives:

$$\delta F_{\text{kin}} = \frac{1}{2m^*}\int d^3r\, (\mathbf{D}^{\dagger}\delta\psi^*)\cdot(\mathbf{D}\psi)$$

We integrate by parts. Writing out the components and using the identity$(i\hbar\nabla_j - e^*A_j)\delta\psi^* \cdot (-i\hbar\nabla_j - e^*A_j)\psi$, we shift the derivatives from $\delta\psi^*$ to $\psi$:

$$\delta F_{\text{kin}} = \frac{1}{2m^*}\int d^3r\, \delta\psi^* \left[(-i\hbar\nabla - e^*\mathbf{A})^2\psi\right] + \frac{1}{2m^*}\oint d\mathbf{S}\cdot\left[\delta\psi^*(-i\hbar\nabla - e^*\mathbf{A})\psi\right]$$

Setting $\delta F = 0$ for arbitrary $\delta\psi^*$ in the bulk yields the first Ginzburg-Landau equation:

$$\alpha\psi + \beta|\psi|^2\psi + \frac{1}{2m^*}(-i\hbar\nabla - e^*\mathbf{A})^2\psi = 0$$

Step 3: Supercurrent Equation from $\delta F/\delta\mathbf{A} = 0$

Now vary $\mathbf{A} \to \mathbf{A} + \delta\mathbf{A}$. The kinetic energy term$|\mathbf{D}\psi|^2 = |(-i\hbar\nabla - e^*\mathbf{A})\psi|^2$ yields:

$$\delta F_{\text{kin}} = \frac{1}{2m^*}\int d^3r\,\left[-e^*\delta\mathbf{A}\cdot\psi^*(-i\hbar\nabla - e^*\mathbf{A})\psi + \text{c.c.}\right]$$

This can be written as $\delta F_{\text{kin}} = -\int d^3r\, \mathbf{J}_s\cdot\delta\mathbf{A}$, where:

$$\mathbf{J}_s = \frac{e^*}{m^*}\text{Re}\left[\psi^*(-i\hbar\nabla - e^*\mathbf{A})\psi\right]$$

The field energy term $|\nabla\times\mathbf{A}|^2/(2\mu_0)$ varies as:

$$\delta F_{\text{field}} = \frac{1}{\mu_0}\int d^3r\, (\nabla\times\mathbf{B})\cdot\delta\mathbf{A}$$

(after integration by parts). Setting the total variation to zero gives $\nabla\times\mathbf{B} = \mu_0\mathbf{J}_s$, the second GL equation (Ampere's law with the supercurrent as source).

Step 4: Natural Boundary Condition

The surface term from the integration by parts in Step 2 must vanish independently:

$$\hat{n}\cdot(-i\hbar\nabla - e^*\mathbf{A})\psi\Big|_{\text{surface}} = 0$$

This is the natural boundary condition of GL theory. It states that the normal component of the gauge-invariant momentum of the superconducting condensate vanishes at the surface — there is no supercurrent flowing through the boundary. For a superconductor-vacuum interface, this ensures that the order parameter smoothly adjusts at the surface without any flux of Cooper pairs leaving the material.

Derivation 3: Flux Quantization from GL Theory

We derive the celebrated result that magnetic flux through a superconducting loop is quantized in units of $\Phi_0 = h/(2e)$, arising from the single-valuedness of the macroscopic wave function.

Step 1: Phase Representation of the Order Parameter

Write the order parameter in amplitude-phase form:

$$\psi(\mathbf{r}) = |\psi(\mathbf{r})|e^{i\phi(\mathbf{r})}$$

Substituting into the gauge-invariant supercurrent expression:

$$\mathbf{J}_s = \frac{e^*|\psi|^2}{m^*}\left(\hbar\nabla\phi - e^*\mathbf{A}\right)$$

This shows that the supercurrent is driven by the gauge-invariant combination of the phase gradient and the vector potential.

Step 2: Contour Deep Inside the Superconductor

Consider a closed contour $\mathcal{C}$ lying deep inside the bulk of a multiply-connected superconductor (e.g., a ring or cylinder), far from any surface. Deep in the interior, the Meissner effect ensures $\mathbf{B} = 0$ and therefore$\mathbf{J}_s = 0$. From the supercurrent expression:

$$\mathbf{J}_s = 0 \quad \Rightarrow \quad \hbar\nabla\phi = e^*\mathbf{A}$$

Step 3: Integration Around the Loop

Integrate both sides around the closed contour $\mathcal{C}$:

$$\hbar\oint_{\mathcal{C}} \nabla\phi \cdot d\mathbf{l} = e^*\oint_{\mathcal{C}} \mathbf{A}\cdot d\mathbf{l}$$

The right side is the magnetic flux through the loop by Stokes' theorem:$\oint \mathbf{A}\cdot d\mathbf{l} = \int_S \mathbf{B}\cdot d\mathbf{S} = \Phi$. For the left side, single-valuedness of $\psi = |\psi|e^{i\phi}$ requires that$\phi$ change by an integer multiple of $2\pi$ around any closed loop:

$$\oint_{\mathcal{C}} \nabla\phi \cdot d\mathbf{l} = 2\pi n, \quad n = 0, \pm 1, \pm 2, \ldots$$

Step 4: The Flux Quantum

Combining these results:

$$\Phi = n\frac{2\pi\hbar}{e^*} = n\frac{h}{e^*}$$

With the microscopic identification $e^* = 2e$ (the charge of a Cooper pair), the fundamental flux quantum is:

$$\Phi_0 = \frac{h}{2e} \approx 2.068 \times 10^{-15}\;\text{Wb}$$

This was experimentally confirmed by Deaver and Fairbank, and independently by Doll and Nabauer, in 1961. The observation of $h/(2e)$ rather than $h/e$ provided direct evidence for Cooper pairing before the BCS theory had been fully accepted.

Derivation 4: GL Derivation from BCS (Gor'kov)

In 1959, Lev Gor'kov showed that the phenomenological GL theory can be rigorously derived from the microscopic BCS theory near $T_c$. This derivation identifies the GL order parameter with the BCS gap function and provides explicit expressions for all GL coefficients.

The Order Parameter Identification

Gor'kov started from the BCS anomalous Green's function (the Gor'kov function) $\mathcal{F}(\mathbf{r}, \mathbf{r'})$, which describes the pairing correlations. Near $T_c$, the self-consistency equation for the gap function$\Delta(\mathbf{r})$ can be expanded in powers of $\Delta$ and its gradients. The GL order parameter is directly proportional to the gap:

$$\psi(\mathbf{r}) \propto \Delta(\mathbf{r})$$

The proportionality constant is fixed by convention. The key insight is that$|\psi|^2$ gives the superfluid density, consistent with the GL interpretation.

Microscopic Expressions for GL Coefficients

By expanding the BCS free energy near $T_c$ in powers of $\Delta$, Gor'kov obtained the following identifications for the GL coefficients in terms of microscopic quantities:

Quadratic coefficient:

$$\alpha = N(0)\left(\frac{T}{T_c} - 1\right)$$

where $N(0)$ is the density of states at the Fermi level (per spin). This confirms $\alpha \propto (T - T_c)$ near $T_c$.

Quartic coefficient:

$$\beta = \frac{7\zeta(3)N(0)}{8\pi^2 T_c^2}$$

where $\zeta(3) \approx 1.202$ is the Riemann zeta function. This is always positive, ensuring stability.

Effective mass and charge:

$$m^* = 2m, \qquad e^* = 2e$$

The factor of 2 arises from Cooper pairing: the condensate carriers are pairs of electrons with twice the electron mass and charge.

Coherence Length from BCS

The GL coherence length $\xi(T)$, which sets the scale of spatial variations of the order parameter, is related to the BCS coherence length $\xi_0$ by:

$$\xi(T) = \frac{\xi_0}{\sqrt{1 - T/T_c}}, \qquad \xi_0 = \frac{\hbar v_F}{\pi\Delta_0}$$

Here $v_F$ is the Fermi velocity and $\Delta_0$ is the BCS gap at$T = 0$. The divergence $\xi \to \infty$ as $T \to T_c$reflects the critical softening of the order parameter — spatial variations cost progressively less energy as the transition is approached. This is a universal feature of continuous phase transitions, connecting GL theory to the broader framework of critical phenomena.

Derivation 5: Surface Energy and Type-I/Type-II Classification

The sign of the surface energy $\sigma_{ns}$ between normal and superconducting domains determines the fundamental classification of superconductors. We derive how the GL parameter $\kappa = \lambda/\xi$ controls this sign.

Domain Wall Setup

Consider a planar interface (domain wall) between a normal region ($x \to -\infty$, where $\psi = 0$ and $B = B_c$) and a superconducting region ($x \to +\infty$, where $|\psi| = \psi_0$ and $B = 0$). Working in dimensionless units (lengths in $\lambda$, fields in $B_c = \mu_0 H_c$, order parameter in $\psi_0 = \sqrt{|\alpha|/\beta}$), the GL free energy density relative to the normal state in a field $H_c$ is:

$$\sigma_{ns} = \frac{B_c^2}{2\mu_0}\int_{-\infty}^{\infty} dx\,\left[-f^2 + \frac{f^4}{2} + \frac{1}{\kappa^2}\left(\frac{df}{dx}\right)^2 + f^2 a^2 + (b - 1)^2\right]$$

where $f = |\psi|/\psi_0$, $a = A/(\lambda B_c)$, and $b = B/B_c$.

Competing Length Scales

The surface energy arises from the competition between two effects at the domain wall:

Condensation energy loss — The order parameter requires a distance $\sim\xi$ to grow from zero (in the normal region) to its bulk value $\psi_0$. Over this region, the condensation energy$-|\alpha|^2/(2\beta)$ is partially lost, contributing a positive term to $\sigma_{ns}$.

Field penetration energy gain — The magnetic field penetrates a distance $\sim\lambda$ into the superconducting region. In this penetration layer, the field energy $B^2/(2\mu_0)$ reduces the total energy, contributing a negative term to $\sigma_{ns}$.

The net surface energy is approximately:

$$\sigma_{ns} \approx \frac{B_c^2}{2\mu_0}(\xi - \lambda) = \frac{B_c^2\xi}{2\mu_0}\left(1 - \kappa\right)$$

The Critical Value $\kappa = 1/\sqrt{2}$

An exact analysis of the GL equations for the domain wall profile (first performed by Abrikosov) reveals that the precise boundary between positive and negative surface energy occurs at $\kappa = 1/\sqrt{2}$:

$$\kappa < \frac{1}{\sqrt{2}}: \quad \sigma_{ns} > 0 \quad \text{(Type-I)}$$

$$\kappa > \frac{1}{\sqrt{2}}: \quad \sigma_{ns} < 0 \quad \text{(Type-II)}$$

Type-I ($\kappa < 1/\sqrt{2}$): Positive surface energy means that creating N-S interfaces costs energy. The superconductor avoids domain formation and exhibits a first-order transition with the intermediate state (macroscopic normal and superconducting laminae). Examples: Pb ($\kappa \approx 0.48$), Sn ($\kappa \approx 0.15$), Al ($\kappa \approx 0.01$).

Type-II ($\kappa > 1/\sqrt{2}$): Negative surface energy means that interfaces are energetically favorable. The superconductor spontaneously subdivides into as many domains as possible, leading to the Abrikosov vortex lattice in the mixed state between$H_{c1}$ and $H_{c2}$. Examples: Nb ($\kappa \approx 1.05$), NbTi ($\kappa \approx 70$), YBCO ($\kappa \approx 95$).

Domain Wall Profile from GL Equations

In dimensionless variables, the coupled GL equations for the domain wall are:

$$\frac{1}{\kappa^2}\frac{d^2 f}{dx^2} = -f + f^3 + a^2 f$$
$$\frac{d^2 a}{dx^2} = f^2 a$$

At the special value $\kappa = 1/\sqrt{2}$, these equations admit the first integral:

$$\frac{1}{\kappa^2}\left(\frac{df}{dx}\right)^2 + b^2 = (1 - f^2)^2$$

which together with $b = 1 - f^2$ (the Bogomolny equation) can be solved exactly, confirming $\sigma_{ns} = 0$ at the critical $\kappa$. This self-dual point marks the exact boundary between type-I and type-II behavior.

Further Applications of Ginzburg-Landau Theory

Advanced Applications

1. Thin Film Superconductivity and Critical Thickness

When a superconducting film has thickness $d$ comparable to or smaller than the coherence length $\xi$, confinement effects modify the superconducting properties. GL theory predicts a critical thickness $d_c \sim \xi(T)$ below which superconductivity is suppressed. For thin films in a parallel magnetic field, the critical field is enhanced to $H_c^{\parallel} = H_c\sqrt{24}\,\lambda/d$ for$d \ll \lambda$, exceeding the bulk thermodynamic critical field. This enhancement enables thin-film devices to operate in magnetic fields far above the bulk critical value, which is exploited in superconducting nanowire single-photon detectors.

2. Vortex Matter in High-$T_c$ Superconductors

In high-temperature superconductors such as YBCO and BSCCO, the extreme type-II nature ($\kappa \sim 50\text{--}100$) and pronounced anisotropy create a rich vortex phase diagram. GL theory, extended to include anisotropy and thermal fluctuations, describes the vortex lattice melting transition, the vortex glass phase, and pancake vortex physics in layered materials. The Lawrence-Doniach model — a layered generalization of GL theory — captures the crossover from 3D to 2D vortex behavior as the anisotropy increases.

3. Josephson Junction Arrays and SQUID Design

GL theory provides the foundation for understanding weak links between superconductors. The GL order parameter across a Josephson junction satisfies modified boundary conditions, yielding the Josephson current-phase relation $I = I_c\sin(\Delta\phi)$. Arrays of such junctions, analyzed via coupled GL equations, form the basis of superconducting quantum interference devices (SQUIDs) with flux sensitivity approaching$10^{-6}\,\Phi_0/\sqrt{\text{Hz}}$. Multi-loop SQUID geometries optimized through GL simulations are used in magnetoencephalography and geophysical surveying.

4. GL Theory for Multiband Superconductors (MgB$_2$)

The discovery of two-gap superconductivity in MgB$_2$ (2001) required extending GL theory to multiple coupled order parameters $\psi_1$and $\psi_2$, one for each band ($\sigma$ and $\pi$). The two-band GL functional includes interband coupling terms $\gamma(\psi_1^*\psi_2 + \psi_2^*\psi_1)$ that lock the relative phase. This framework predicts novel phenomena: two coherence lengths, non-monotonic intervortex interactions, type-1.5 superconductivity where vortices attract at long range but repel at short range, and fractional vortices at domain walls between degenerate ground states.

5. Time-Dependent GL (TDGL) for Flux Flow and Dissipation

The time-dependent Ginzburg-Landau equation extends the static theory to non-equilibrium situations. The TDGL equation takes the form$\gamma_{\text{GL}}(\partial_t + ie^*\varphi/\hbar)\psi = -\delta F/\delta\psi^*$, where $\varphi$ is the scalar potential and $\gamma_{\text{GL}}$ is a relaxation rate. This describes vortex motion under an applied current (flux flow), the associated dissipation (flux-flow resistivity $\rho_f \approx \rho_n B/B_{c2}$), vortex nucleation at surfaces, and phase-slip processes in superconducting nanowires. TDGL simulations are essential for optimizing superconducting fault current limiters and understanding the resistive transition in applied fields.

Extended Historical Context

The 1950 Paper and Initial Reception

Ginzburg and Landau published their seminal paper in 1950 in Zhurnal Eksperimental'noi i Teoreticheskoi Fiziki (JETP), titled "On the Theory of Superconductivity." The theory was initially met with skepticism outside the Soviet Union. Western physicists, influenced by the London brothers' electrodynamic approach, viewed the GL theory as "just phenomenology" — an elegant mathematical construction lacking microscopic justification. The Cold War further limited the dissemination of Soviet scientific work. Even within the USSR, Landau himself reportedly considered the GL paper to be one of his lesser contributions.

The GL theory introduced two revolutionary concepts: (1) treating superconductivity as a broken symmetry characterized by a complex order parameter, and (2) coupling this order parameter minimally to the electromagnetic gauge field $\mathbf{A}$. The gauge-invariant structure of the theory was far ahead of its time — the concept of spontaneous gauge symmetry breaking would later become central to the Standard Model of particle physics through the Higgs mechanism (1964).

Gor'kov's 1959 Microscopic Derivation

The status of GL theory changed dramatically in 1959 when Lev Gor'kov demonstrated that it can be derived as a systematic expansion of the BCS theory near $T_c$. By expanding the Gor'kov equations (the Green's function formulation of BCS theory) in powers of the gap function $\Delta$ and its spatial gradients, Gor'kov obtained exactly the GL free energy functional with all coefficients expressed in terms of microscopic quantities: the density of states $N(0)$, the Fermi velocity $v_F$, and $T_c$.

This derivation had three major consequences. First, it established $e^* = 2e$ and$m^* = 2m$, confirming that the GL "superfluid carriers" are Cooper pairs. Second, it gave the GL theory full microscopic legitimacy, transforming it from phenomenology into a rigorously justified effective theory. Third, it showed that GL theory is the natural language for spatially inhomogeneous superconductivity near $T_c$, opening the door to Abrikosov's work on vortex lattices.

Abrikosov's Vortex Lattice Prediction

In 1957, Alexei Abrikosov used the GL equations to predict that type-II superconductors ($\kappa > 1/\sqrt{2}$) should exhibit a mixed state containing a periodic lattice of quantized vortices, each carrying one flux quantum $\Phi_0$. This was a remarkable theoretical prediction — Abrikosov showed that near $H_{c2}$, the linearized GL equation maps onto the Landau level problem, and the order parameter takes the form of a periodic solution built from lowest Landau level wave functions.

Abrikosov originally proposed a square vortex lattice, but later calculations (and experiments) showed that the triangular (hexagonal) lattice has lower energy. The vortex lattice was first directly observed by Essmann and Trauble in 1967 using magnetic decoration techniques on niobium, confirming Abrikosov's prediction spectacularly. Modern scanning tunneling microscopy and small-angle neutron scattering routinely image these lattices.

The 2003 Nobel Prize in Physics

The 2003 Nobel Prize in Physics was awarded jointly to Alexei Abrikosov, Vitaly Ginzburg, and Anthony Leggett "for pioneering contributions to the theory of superconductors and superfluids." Abrikosov was cited for his prediction of type-II superconductors and the vortex lattice, Ginzburg for the GL theory itself, and Leggett for his theory of superfluid helium-3.

The Nobel committee recognized that the GL theory, far from being "merely phenomenological," provided the conceptual framework that made all subsequent theoretical advances in inhomogeneous superconductivity possible. Landau could not share the prize, having died in 1968 (he had received his own Nobel Prize in 1962 for the theory of superfluidity). Ginzburg, aged 87 at the time of the award, remarked that he had waited "more than half a century" for the recognition of the 1950 paper.

13. Simulation: 1D GL Equation Near a Surface

We solve the one-dimensional GL equation numerically for a semi-infinite superconductor in an applied magnetic field. The order parameter and magnetic field are computed self-consistently, demonstrating how $\psi(x)$ recovers from the surface while $B(x)$ is screened over the penetration depth $\lambda$.

1D Ginzburg-Landau Equation: Order Parameter and Field Penetration

Python
ginzburg_landau_1d.py137 lines

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14. Simulation: GL Length Scales for Superconducting Materials

This Fortran program computes the temperature-dependent coherence length $\xi(T)$, penetration depth $\lambda(T)$, and GL parameter $\kappa$ for several well-known superconducting materials. The calculation uses experimental values of $T_c$, the zero-temperature coherence length $\xi_0$, and the zero-temperature penetration depth $\lambda_0$, with the GL temperature dependences $\xi(T) = \xi_0/\sqrt{1 - T/T_c}$and $\lambda(T) = \lambda_0/\sqrt{1 - T/T_c}$.

GL Characteristic Lengths for Superconducting Materials

Fortran
gl_length_scales.f90103 lines

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Code will be compiled with gfortran and executed on the server

Bibliography

  1. Tinkham, M. (2004). Introduction to Superconductivity, 2nd ed. Dover.
  2. de Gennes, P.G. (1999). Superconductivity of Metals and Alloys. Westview Press.
  3. Annett, J.F. (2004). Superconductivity, Superfluids and Condensates. Oxford University Press.
  4. Ginzburg, V.L. & Landau, L.D. (1950). Zh. Eksp. Teor. Fiz. 20, 1064.
  5. Abrikosov, A.A. (1957). Sov. Phys. JETP 5, 1174.
  6. Gor'kov, L.P. (1959). Sov. Phys. JETP 9, 1364.
  7. Deaver, B.S. & Fairbank, W.M. (1961). Phys. Rev. Lett. 7, 43.