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Oswald Teichmüller

Paul Julius Oswald Teichmüller

A course on a mathematician whose ideas on deforming Riemann surfaces shaped modern geometry, and who was at the same time a committed Nazi activist who helped drive his Jewish teacher from the lecture hall.

Born 18 June 1913, Nordhausen Died September 1943 (missing), near the Dnieper Habilitation Berlin, 1938 Level advanced undergraduate → graduate
Trajectories of the quadratic differential \(z\,dz^2\) near a simple zero. Horizontal leaves in one colour, vertical leaves in the other. A Teichmüller map stretches along one family and shrinks along the other.
Lesson 00

How to use this course

Oswald Teichmüller worked for about eight years and published 34 papers. Two bodies of work survive him. In algebra, his multiplicative representatives and his 3-cocycle are standard tools in number theory. In complex analysis, his use of quasiconformal maps turned the classical problem of moduli of Riemann surfaces into the geometry of a space that now bears his name.

He was also an early and active member of the Nazi party and the SA. In November 1933 he organized the student boycott that ended Edmund Landau’s teaching at Göttingen. This course treats both facts plainly. Part I and Part III give the historical record with sources. Part II teaches the mathematics.

Prerequisites for Part II
  • Complex analysis: holomorphic functions, conformal maps, Riemann surfaces at the level of a first course.
  • Algebra: rings, fields, Galois theory; for Lessons 04–05, \(p\)-adic numbers and group cohomology in low degrees.
  • For Lesson 06, basic set theory (Zorn’s lemma).
  • For Lessons 09–10, the classification of surfaces and some hyperbolic geometry.

Each technical lesson opens with a paragraph for the general reader, then gives precise statements, proof sketches and exercises with folded solutions. Lessons 04–06 cover his algebraic work of 1936–1940. Lessons 07–10 cover the function theory of 1938–1944, which is his lasting fame.

Reference

Timeline

1913Born 18 June in Nordhausen, Prussian Province of Saxony, only child of Paul Teichmüller, a weaver, and Gertrude Dinse. Grows up in Sankt Andreasberg in the Harz.
c. 1925His father dies; he moves to an aunt in Nordhausen and attends the Gymnasium there.
1931Abitur. Enters the University of Göttingen. Joins the Nazi party (NSDAP) and the SA within months.
19332 November: leads the student boycott of Edmund Landau’s lectures.
1935Doctorate under Helmut Hasse on operators in a quaternionic Hilbert space; oral examination in June, degree awarded in November. Joins the National Socialist Lecturers’ League.
1936Papers on valuation theory and \(p\)-algebras; multiplicative representatives.
1937April: moves to Berlin to work with Ludwig Bieberbach.
1938March: habilitation, Untersuchungen über konforme und quasikonforme Abbildungen.
1939Extremale quasikonforme Abbildungen und quadratische Differentiale (published 1940). Braucht der Algebraiker das Auswahlaxiom? Drafted on 18 July.
1940April: takes part in the invasion of Norway. Recalled to Berlin for cryptographic work. Paper introducing the Teichmüller cocycle.
1942–43Lectures at the University of Berlin alongside decryption work for the army high command.
1943Existence theorem for extremal maps on closed surfaces. After Stalingrad volunteers for the Eastern Front; his unit fights at Kursk and is destroyed near Kharkov. Goes missing in September, probably near Poltava.
1944Veränderliche Riemannsche Flächen published posthumously.
1953–60Ahlfors and Lipman Bers rebuild his theory rigorously.
1982Gesammelte Abhandlungen, edited by Ahlfors and Frederick Gehring.
Part I · Formation
Lesson 01

Nordhausen, 1913–1931

Paul Julius Oswald Teichmüller was born on 18 June 1913 in Nordhausen, at the southern edge of the Harz mountains. His father, Paul Teichmüller, was an independent weaver; his mother was Gertrude Dinse. He was their only child, and the family home was in the small mining town of Sankt Andreasberg.

His mother later said he had taught himself to read and count by the age of three. His father, wounded in the First World War, died when the boy was twelve. Oswald then moved to an aunt in Nordhausen and attended the Gymnasium there, taking his Abitur in 1931.

Little else is documented about his childhood. What the records do show is a gifted, solitary young man arriving at university at the moment when the Weimar Republic was collapsing and the Nazi movement was recruiting heavily among students.

Lesson 02

Göttingen and the Landau boycott, 1931–1934

Teichmüller entered the University of Göttingen in the summer semester of 1931 to study mathematics and physics. Göttingen was then the strongest mathematics department in the world. His teachers included Richard Courant, Gustav Herglotz, Edmund Landau, Otto Neugebauer and Hermann Weyl. Hans Lewy, then a young lecturer, later recalled anecdotes of the student’s brilliance.

Within months of arriving he joined the NSDAP and then the SA, the party’s paramilitary wing. Party records cited by his biographers date both memberships to 1931, before Hitler came to power. He became deputy leader of the mathematics and natural-sciences section of the Nazi student organization.

The boycott

In April 1933 the new government’s civil-service law began removing Jewish scholars. Courant was suspended and Weyl, whose wife was Jewish, soon left. Landau, a number theorist of world rank, was protected for the moment by an exemption for those appointed before 1914.

On 2 November 1933, when Landau arrived to lecture, Teichmüller and other students blocked the entrance and turned away anyone who tried to attend. Landau left. Afterwards he asked Teichmüller to explain himself in writing. Teichmüller’s letter, preserved and later published, justified the boycott on explicitly racial grounds: German students, he argued, should not be taught by a Jewish teacher. Landau never lectured at Göttingen again and was retired early in 1934. He died in Berlin in 1938.

Teichmüller also agitated against Courant. He persuaded Landau’s own assistant, Werner Weber, to join the party. The historian Sanford Segal, who studied these events in detail, summed him up as a gifted and seminal mathematician who was also “a dedicated Nazi.” The cryptographer Friedrich Bauer, who knew him in the war, called him both a genius and a fanatic. There is no evidence that he ever repudiated these views.

DiscussionThe boycott was not an act of state. It was organized by students, a few months after the civil-service law had already removed most of Landau’s colleagues. What does this episode suggest about the role of individual initiative in the destruction of Göttingen mathematics? Use Segal’s and Schappacher–Scholz’s accounts listed in the sources.

Lesson 03

Hasse, the doctorate, Berlin, 1934–1939

In 1934 Helmut Hasse was appointed to the Göttingen chair vacated by Weyl. Hasse, a German nationalist, tried to rebuild the gutted institute. Teichmüller chose him as advisor; MacTutor suggests the choice was in part political. His dissertation, Operatoren im Wachsschen Raum, extended the spectral theory of operators to Hilbert spaces over the quaternions. He passed the oral examination, with Hasse, Herglotz and the physicist Robert Pohl, in June 1935, and the degree was formally conferred in November. Hasse described him as having extraordinary mathematical gifts and made him an assistant.

Under Hasse he turned to algebra and number theory: valuation theory, \(p\)-adic fields, and the theory of simple algebras that Emmy Noether, Richard Brauer and Hasse had built. These papers are the subject of Lessons 04 and 05.

The turn to function theory

In 1936–37 the Finnish analyst Rolf Nevanlinna lectured at Göttingen on value distribution theory. Teichmüller attended, and his interest shifted to complex analysis. In April 1937 he moved to the University of Berlin to work with Ludwig Bieberbach, the most prominent Nazi among German mathematicians and the founder of the journal Deutsche Mathematik, created to promote what Bieberbach called a German style of mathematics. Teichmüller published 21 of his 34 papers there, which made his work hard for later readers to find.

He habilitated in Berlin in March 1938 with a thesis on conformal and quasiconformal mappings and became a Dozent in 1939. The two Berlin years before the war were his most productive. They produced the long memoir of 1939 on extremal quasiconformal mappings and quadratic differentials, the foundation of Teichmüller theory.

Part II · The mathematics
Lesson 04

Teichmüller representatives

For the general reader. In the \(p\)-adic numbers, every number has a “digit” modulo \(p\). Teichmüller showed that these digits can be chosen in a uniquely good way: so that multiplying the representatives agrees with multiplying the digits. The chosen representatives are roots of unity, and they let one write every \(p\)-adic number as a power series in \(p\) with canonical coefficients.

Goals
  • Prove the existence and uniqueness of multiplicative representatives.
  • Compute them in \(\mathbb Z_p\).
  • See how they underlie Witt vectors.

Let \(R\) be a complete discrete valuation ring with maximal ideal \(\mathfrak m\), and suppose its residue field \(k=R/\mathfrak m\) is perfect of characteristic \(p\). Examples: \(\mathbb Z_p\) with \(k=\mathbb F_p\), and \(\mathbb F_q[[t]]\) with \(k=\mathbb F_q\).

Theorem (Teichmüller, 1936)

There is a unique map \(\omega:k\to R\) such that \(\omega(a)\equiv a \pmod{\mathfrak m}\) and \(\omega(ab)=\omega(a)\omega(b)\) for all \(a,b\in k\). Every \(x\in R\) has a unique expansion \(x=\sum_{n\ge0}\omega(a_n)\pi^n\) with \(a_n\in k\), for any fixed uniformizer \(\pi\).

Proof sketch

Key lemma. If \(x\equiv y \pmod{\mathfrak m^j}\) with \(j\ge1\), then \(x^p\equiv y^p\pmod{\mathfrak m^{j+1}}\). Indeed, write \(x=y+z\) with \(z\in\mathfrak m^j\). Then \(x^p-y^p=\sum_{i=1}^{p-1}\binom pi y^{p-i}z^i+z^p\); the middle terms lie in \(p\,\mathfrak m^j\subseteq\mathfrak m^{j+1}\) because \(p\in\mathfrak m\), and \(z^p\in\mathfrak m^{pj}\subseteq\mathfrak m^{j+1}\).

Construction. Since \(k\) is perfect, \(a\) has a unique \(p^n\)-th root \(a^{p^{-n}}\). Choose any lift \(x_n\in R\) of it. Then \(x_{n+1}^p\equiv x_n\pmod{\mathfrak m}\), and applying the lemma \(n\) times gives \(x_{n+1}^{p^{n+1}}\equiv x_n^{p^n}\pmod{\mathfrak m^{n+1}}\). So \(x_n^{p^n}\) is Cauchy; set \(\omega(a)=\lim x_n^{p^n}\). The same lemma shows the limit does not depend on the lifts, and multiplicativity follows by lifting \(ab\) with products of lifts.

Uniqueness. If \(\omega'\) is another multiplicative section, then \(\omega'(a)=\omega'(a^{p^{-n}})^{p^n}\), and \(\omega'(a^{p^{-n}})\) is a lift of \(a^{p^{-n}}\), so \(\omega'(a)\) equals the same limit.

For \(k=\mathbb F_p\), \(\omega(a)=\lim_{n\to\infty}a^{p^n}\) in \(\mathbb Z_p\), and for \(a\ne0\) it is the unique \((p-1)\)-th root of unity congruent to \(a\). The map \(\omega:\mathbb F_p^\times\to\mathbb Z_p^\times\) is the Teichmüller character, which appears throughout Iwasawa theory and the theory of \(p\)-adic \(L\)-functions.

Witt vectors

The same year, Ernst Witt published his construction of the ring \(W(k)\) of Witt vectors, the unique complete discrete valuation ring of characteristic 0 with uniformizer \(p\) and residue field \(k\). In \(W(k)\) the vector \((a,0,0,\dots)\) is the Teichmüller representative of \(a\), and every element is uniquely \(\sum_n \omega(a_n^{p^{-n}})\,p^n\). Addition of Witt vectors is defined through the ghost components

\[ w_n(a_0,a_1,\dots)=a_0^{p^n}+p\,a_1^{p^{n-1}}+\cdots+p^n a_n, \]

by requiring each \(w_n\) to be additive and multiplicative. The resulting structure theorem, that a complete unramified discrete valuation ring of mixed characteristic is determined by its perfect residue field, came out of the joint ideas of Witt and Teichmüller in Hasse’s circle.

Exercise 4.1Compute \(\omega(2)\in\mathbb Z_5\) modulo \(25\) and modulo \(125\), and check that it is a fourth root of unity to that precision.

Show solution
\(\omega(2)\equiv2^{5}=32\equiv7\pmod{25}\) and \(\omega(2)\equiv2^{25}\pmod{125}\). Since \(2^7=128\equiv3\), \(2^{25}=(2^7)^3\cdot2^4\equiv27\cdot16=432\equiv57\pmod{125}\). Check: \(57^2=3249\equiv-1\pmod{125}\), so \(57^4\equiv1\). Also \(7^2=49\equiv-1\pmod{25}\). So \(\omega(2)\) is a square root of \(-1\) in \(\mathbb Z_5\).

Exercise 4.2For Witt vectors of length 2, show that \((a_0,a_1)+(b_0,b_1)=(a_0+b_0,\ a_1+b_1-c)\), where \(c=\frac{(a_0+b_0)^p-a_0^p-b_0^p}{p}\). For \(p=2\) and \(k=\mathbb F_2\), compute \((1,0)+(1,0)\) and identify \(W_2(\mathbb F_2)\).

Show solution
The sum \((s_0,s_1)\) must satisfy \(s_0=a_0+b_0\) and \(s_0^p+ps_1=a_0^p+pa_1+b_0^p+pb_1\), which gives the formula; \(c\) has integer coefficients. For \(p=2\), \(c=a_0b_0\), so \((1,0)+(1,0)=(0,-1)=(0,1)\) in \(\mathbb F_2\). The element \((1,0)\) has additive order 4, and \(W_2(\mathbb F_2)\cong\mathbb Z/4\), with \((1,0)\leftrightarrow1\) and \((0,1)\leftrightarrow2\).

Exercise 4.3Show that \(\omega\) is not additive in \(\mathbb Z_3\): compare \(\omega(1)+\omega(1)\) with \(\omega(2)\).

Show solution
\(\omega(1)=1\) and \(\omega(2)=-1\) (the square roots of unity in \(\mathbb Z_3\) are \(\pm1\), and \(-1\equiv2\)). So \(\omega(1)+\omega(1)=2\ne-1\). The difference \(3\) is divisible by \(p\), as it must be.
Lesson 05

Simple algebras and the Teichmüller cocycle

For the general reader. A Galois group acts on a field. Suppose an algebra is built over the larger field, and each symmetry of the field can be extended to the algebra. Do these extensions fit together into an algebra over the smaller field? Teichmüller found that the answer is measured by a cohomology class of degree three, an object no one had yet named.

Goals
  • Recall the role of \(H^2\) in the Brauer group.
  • Construct the Teichmüller 3-cocycle.
  • See why it is the obstruction to descent.

Let \(L/K\) be a finite Galois extension with group \(G\). Noether’s crossed products show that the central simple \(K\)-algebras split by \(L\) are classified by \(H^2(G,L^\times)\). Teichmüller’s 1940 paper in Deutsche Mathematik, on the so-called noncommutative Galois theory, asks a question one degree higher.

The construction

Let \(A\) be a central simple algebra over \(L\) such that every \(\sigma\in G\) extends to a ring automorphism \(\varphi_\sigma\) of \(A\). By the Skolem–Noether theorem, \(\varphi_\sigma\) is unique up to an inner automorphism. Hence \(\varphi_\sigma\varphi_\tau\varphi_{\sigma\tau}^{-1}\), which is \(L\)-linear, is inner:

\[ \varphi_\sigma\varphi_\tau=\operatorname{Inn}(u_{\sigma,\tau})\,\varphi_{\sigma\tau},\qquad u_{\sigma,\tau}\in A^\times . \]

Computing \(\varphi_\sigma\varphi_\tau\varphi_\rho\) in two ways gives \(\operatorname{Inn}\big(\varphi_\sigma(u_{\tau,\rho})\,u_{\sigma,\tau\rho}\big)=\operatorname{Inn}\big(u_{\sigma,\tau}\,u_{\sigma\tau,\rho}\big)\). Two units with the same inner automorphism differ by a central unit, so

\[ \varphi_\sigma(u_{\tau,\rho})\,u_{\sigma,\tau\rho}=c(\sigma,\tau,\rho)\,u_{\sigma,\tau}\,u_{\sigma\tau,\rho},\qquad c(\sigma,\tau,\rho)\in L^\times . \]
Theorem (Teichmüller, 1940)

The function \(c\) is a 3-cocycle of \(G\) with values in \(L^\times\). Its class in \(H^3(G,L^\times)\) does not depend on the choices of \(\varphi_\sigma\) and \(u_{\sigma,\tau}\), and it vanishes if and only if \(A\) is Brauer-equivalent to \(B\otimes_K L\) for some central simple \(K\)-algebra \(B\), compatibly with the given action.

Samuel Eilenberg and Saunders Mac Lane gave \(c\) its name in their 1948 paper on cohomology and Galois theory, where they recognized it as one of the first natural occurrences of \(H^3\). For a Galois extension of global fields, \(H^3(G,L^\times)\) is cyclic and generated by Teichmüller classes. The same pattern, an obstruction in \(H^3\) to lifting a structure defined up to inner automorphism, returns in the theory of group extensions with nonabelian kernel and in modern gerbes.

Exercise 5.1Suppose \(A=B\otimes_K L\). Take \(\varphi_\sigma=\mathrm{id}_B\otimes\sigma\). Show that one may choose all \(u_{\sigma,\tau}=1\), and hence \(c=1\).

Show solution
\((\mathrm{id}\otimes\sigma)(\mathrm{id}\otimes\tau)=\mathrm{id}\otimes\sigma\tau\) exactly, so \(\varphi_\sigma\varphi_\tau=\varphi_{\sigma\tau}\) and \(u_{\sigma,\tau}=1\) works. The defining relation then reads \(1=c(\sigma,\tau,\rho)\).

Exercise 5.2Show that replacing each \(u_{\sigma,\tau}\) by \(\lambda(\sigma,\tau)u_{\sigma,\tau}\) with \(\lambda(\sigma,\tau)\in L^\times\) changes \(c\) by the coboundary of \(\lambda\).

Show solution
\(\lambda\) is central, and \(\varphi_\sigma\) acts on \(L\) as \(\sigma\). The left side becomes \(\sigma(\lambda(\tau,\rho))\lambda(\sigma,\tau\rho)\) times the old left side; the right side picks up \(\lambda(\sigma,\tau)\lambda(\sigma\tau,\rho)\). So the new \(c\) is \(c\cdot\dfrac{\sigma(\lambda(\tau,\rho))\,\lambda(\sigma,\tau\rho)}{\lambda(\sigma,\tau)\,\lambda(\sigma\tau,\rho)}=c\cdot(\partial\lambda)(\sigma,\tau,\rho)\), the standard coboundary formula.
Lesson 06

Finite character and the axiom of choice

For the general reader. Algebraists constantly need maximal objects: a basis of a vector space, a maximal ideal, an algebraic closure. All rely on the axiom of choice. In 1939 Teichmüller asked whether algebraists really need it, and he gave a form of the axiom that is especially convenient to use. John Tukey found the same principle independently a year later.

Goals
  • State the Teichmüller–Tukey lemma.
  • Prove its equivalence with Zorn’s lemma.
  • Use it to produce bases.

A family \(\mathcal F\) of subsets of a set \(S\) has finite character if, for every \(X\subseteq S\), \(X\in\mathcal F\) exactly when every finite subset of \(X\) belongs to \(\mathcal F\).

Teichmüller–Tukey lemma (1939, 1940)

Every non-empty family of finite character has an element that is maximal under inclusion. Over the axioms of Zermelo–Fraenkel set theory, this statement is equivalent to the axiom of choice.

Proof of equivalence with Zorn’s lemma

Zorn ⇒ Teichmüller–Tukey. Order \(\mathcal F\) by inclusion. If \(\mathcal C\subseteq\mathcal F\) is a chain, let \(U=\bigcup\mathcal C\). A finite subset of \(U\) lies in finitely many members of \(\mathcal C\), hence in the largest of them, hence in \(\mathcal F\). By finite character \(U\in\mathcal F\), and \(U\) bounds \(\mathcal C\). Zorn gives a maximal element.

Teichmüller–Tukey ⇒ Zorn. Let \(P\) be a poset in which every chain has an upper bound. The family of chains of \(P\) has finite character (a set is a chain iff each two-element subset is comparable). Take a maximal chain \(C\) and an upper bound \(m\). If \(m'>m\), then \(C\cup\{m'\}\) is a larger chain, a contradiction. So \(m\) is maximal.

The paper, Braucht der Algebraiker das Auswahlaxiom? (Deutsche Mathematik 4, 1939), also discusses where choice can be avoided in algebra. Tukey’s version appeared in his 1940 monograph on convergence and uniformity in topology.

Exercise 6.1Use the lemma to prove that every vector space has a basis.

Show solution
Linear independence is a condition on finite subsets, so the family of linearly independent subsets has finite character, and it contains \(\varnothing\). Let \(B\) be maximal. If some \(v\) were not in the span of \(B\), then \(B\cup\{v\}\) would be independent, contradicting maximality. So \(B\) spans.

Exercise 6.2Show that the family of proper ideals of a ring with 1 does not have finite character as a family of subsets, even though the union of a chain of proper ideals is proper. Which family of finite character could you use instead to find maximal ideals?

Show solution
Every finite subset of an ideal need not be an ideal (e.g. \(\{2\}\subset\mathbb Z\)), so membership is not decided by finite subsets. Instead use the family of subsets \(X\) such that the ideal generated by \(X\) is proper. This is decided by finite subsets, because \(1\in(X)\) is witnessed by finitely many elements of \(X\). A maximal member is a maximal ideal.
Lesson 07

Quasiconformal maps and Grötzsch’s problem

For the general reader. A conformal map preserves angles and sends tiny circles to tiny circles. Most shapes cannot be mapped conformally onto each other in a prescribed way: a square cannot be mapped conformally onto a long rectangle with corners to corners. A quasiconformal map is allowed to distort tiny circles into ellipses of bounded eccentricity. The natural question is how little distortion is needed.

Goals
  • Define dilatation and the Beltrami coefficient.
  • Solve Grötzsch’s rectangle problem by the length–area method.

For an orientation-preserving \(C^1\) map \(f\) with Jacobian \(J=|f_z|^2-|f_{\bar z}|^2>0\), where \(f_z=\tfrac12(f_x-if_y)\) and \(f_{\bar z}=\tfrac12(f_x+if_y)\), define

\[ \mu_f=\frac{f_{\bar z}}{f_z},\qquad K_f(z)=\frac{|f_z|+|f_{\bar z}|}{|f_z|-|f_{\bar z}|}=\frac{1+|\mu_f|}{1-|\mu_f|}. \]

The derivative maps circles to ellipses with axis ratio \(K_f\). The map is \(K\)-quasiconformal if \(K_f\le K\) everywhere; the general definition requires only weak derivatives with \(\|\mu_f\|_\infty\le\frac{K-1}{K+1}\). Herbert Grötzsch introduced these maps in 1928, and Ahlfors used them in 1935. Teichmüller made them the central tool of the theory of Riemann surfaces.

Theorem (Grötzsch, 1928)

Let \(R=[0,a]\times[0,b]\) and \(R'=[0,a']\times[0,b']\), with moduli \(m=a/b\le m'=a'/b'\). Every quasiconformal map \(f:R\to R'\) sending vertices to corresponding vertices satisfies \(\sup K_f\ge m'/m\). The affine map \((x,y)\mapsto(a'x/a,\ b'y/b)\) attains the bound, and it is the only extremal map.

Proof of the bound (length–area)

Each horizontal segment \(y=\text{const}\) is mapped to a curve joining the two vertical sides of \(R'\), so

\[ a'\le\int_0^a|f_x|\,dx\le\int_0^a\big(|f_z|+|f_{\bar z}|\big)\,dx . \]

Integrate in \(y\) and apply Cauchy–Schwarz with weight \(J\):

\[ (a'b)^2\le\Big(\iint_R(|f_z|+|f_{\bar z}|)\,dx\,dy\Big)^2\le\iint_R\frac{(|f_z|+|f_{\bar z}|)^2}{J}\,dx\,dy\cdot\iint_R J\,dx\,dy\le K\,ab\cdot a'b' . \]

Here \((|f_z|+|f_{\bar z}|)^2/J=K_f\), and \(\iint J\) is the area of \(R'\). Hence \(K\ge a'b/(ab')=m'/m\). Teichmüller’s great idea was to run this argument on a Riemann surface with a quadratic differential supplying the “horizontal” direction (Lesson 08).

Exercise 7.1For \(f(z)=z+k\bar z\) with \(|k|<1\), compute \(\mu_f\) and \(K_f\). Describe the image of the unit circle.

Show solution
\(f_z=1,\ f_{\bar z}=k\), so \(\mu_f=k\) and \(K_f=\frac{1+|k|}{1-|k|}\). Writing \(k=|k|e^{2i\theta}\), the unit circle goes to an ellipse with semi-axes \(1+|k|\) in direction \(e^{i\theta}\) and \(1-|k|\) in direction \(ie^{i\theta}\); the ratio is \(K_f\).

Exercise 7.2Check that the affine map in Grötzsch’s theorem has \(K_f=m'/m\) when \(m\le m'\).

Show solution
The map stretches horizontally by \(\alpha=a'/a\) and vertically by \(\beta=b'/b\), so circles go to ellipses with axis ratio \(\max(\alpha/\beta,\beta/\alpha)\). Here \(\alpha/\beta=\frac{a'b}{ab'}=m'/m\ge1\).

Exercise 7.3Show that if \(f\) is \(K_1\)-quasiconformal and \(g\) is \(K_2\)-quasiconformal (both \(C^1\)), then \(g\circ f\) is \(K_1K_2\)-quasiconformal.

Show solution
At each point the derivative of \(f\) sends circles to ellipses of ratio at most \(K_1\). A real-linear map with ratio \(K_2\) sends an ellipse of ratio \(r\) to an ellipse of ratio at most \(K_2 r\) (its singular values can grow the ratio by at most the ratio of the second map’s singular values). So the composite derivative has ratio at most \(K_1K_2\).
Lesson 08

Extremal maps and quadratic differentials

For the general reader. Two Riemann surfaces of the same genus look the same topologically but differ in their conformal shape. Teichmüller asked for the least distorted map between them in a given topological class. His answer: the best map is always a pure stretch in one direction, and the direction field is supplied by a holomorphic quadratic differential. This gave the field its central theorem.

Goals
  • Define quadratic differentials, natural coordinates and Teichmüller maps.
  • State Teichmüller’s existence and uniqueness theorem.
  • Compute the Beltrami coefficient of a Teichmüller map.

Let \(X\) be a closed Riemann surface of genus \(g\ge2\). A holomorphic quadratic differential is \(\varphi=\varphi(z)\,dz^2\), with \(\varphi(z)\) holomorphic in each chart and transforming by \(\varphi(z)=\tilde\varphi(w)\,(dw/dz)^2\). The space \(Q(X)\) has complex dimension \(3g-3\). Away from zeros, a natural coordinate \(\zeta=\int\sqrt{\varphi(z)}\,dz\) puts \(\varphi\) in the form \(d\zeta^2\). The lines \(\operatorname{Im}\zeta=\text{const}\) are the horizontal trajectories, and \(\operatorname{Re}\zeta=\text{const}\) the vertical ones. At a zero of order \(n\), \(n+2\) horizontal rays meet (the picture at the top of this page has \(n=1\)).

Given \(\varphi\ne0\) and \(K>1\), a Teichmüller map is a homeomorphism \(f:X\to Y\) that in natural coordinates of \(\varphi\) on \(X\) and of some \(\psi\in Q(Y)\) on \(Y\) has the form

\[ \xi+i\eta\ \longmapsto\ K^{1/2}\xi+iK^{-1/2}\eta . \]
Teichmüller’s theorem (1939, 1943)

Let \(X,Y\) be closed Riemann surfaces of genus \(g\ge2\) and \(f_0:X\to Y\) an orientation-preserving homeomorphism. Then the homotopy class of \(f_0\) contains a unique quasiconformal map \(f\) of smallest maximal dilatation. Either \(f\) is conformal, or \(f\) is a Teichmüller map for some \(\varphi\in Q(X)\) and \(K>1\), and its dilatation is constant, equal to \(K\).

Teichmüller proved uniqueness in the 1939 memoir, by a length–area argument in the flat metric \(|\varphi|^{1/2}|dz|\) that generalizes Lesson 07. He proved existence in 1943 by a continuity method. Many of his arguments were heuristic, and the first complete proof is due to Ahlfors (1953–54); Lipman Bers gave another in 1960.

The Beltrami coefficient

In the natural coordinate the stretch is \(\zeta\mapsto\tfrac{K^{1/2}+K^{-1/2}}{2}\zeta+\tfrac{K^{1/2}-K^{-1/2}}{2}\bar\zeta\), whose Beltrami coefficient is \(k=\frac{K-1}{K+1}\). Changing to the coordinate \(z\) with \(\zeta_z=\sqrt{\varphi}\) gives

\[ \mu_f=k\,\frac{\overline{\varphi}}{|\varphi|}. \]

So extremal Beltrami coefficients have constant modulus and argument dictated by a holomorphic quadratic differential. Maps with \(\mu=k\bar\varphi/|\varphi|\) are now called Teichmüller differentials, and the pairing \(\int_X\mu\varphi\) between Beltrami differentials and quadratic differentials is the duality between tangent and cotangent vectors of Teichmüller space.

Exercise 8.1Use the Riemann–Roch theorem to show \(\dim_{\mathbb C}Q(X)=3g-3\) for \(g\ge2\).

Show solution
\(Q(X)=H^0(X,K_X^{2})\). The line bundle \(K_X^2\) has degree \(4g-4>2g-2\), so \(h^1=h^0(K_X\otimes K_X^{-2})=h^0(K_X^{-1})=0\). Riemann–Roch gives \(h^0=4g-4-g+1=3g-3\).

Exercise 8.2Verify the formula \(\mu_f=k\bar\varphi/|\varphi|\). Start from \(\mu=k\) in the coordinate \(\zeta\), and use that for \(\zeta=\zeta(z)\) holomorphic, \(\mu_{f}(z)=\mu_{f}(\zeta)\,\overline{\zeta'(z)}/\zeta'(z)\).

Show solution
With \(\zeta'(z)=\sqrt{\varphi(z)}\), \(\overline{\zeta'}/\zeta'=\overline{\sqrt\varphi}/\sqrt\varphi=\overline{\sqrt\varphi}^{\,2}/|\varphi|=\bar\varphi/|\varphi|\). The choice of square root cancels, so the formula is well defined.

Exercise 8.3On the torus \(\mathbb C/(\mathbb Z+\tau\mathbb Z)\), take \(\varphi=dz^2\). Show that the Teichmüller maps for \(\varphi\) are the real-affine maps \(z\mapsto\frac{K^{1/2}+K^{-1/2}}{2}z+\frac{K^{1/2}-K^{-1/2}}{2}\bar z\), and identify the target lattice.

Show solution
Here \(\zeta=z\) globally, so the stretch is the given real-linear map \(A\). It sends the lattice \(\mathbb Z+\tau\mathbb Z\) to \(A(1)\mathbb Z+A(\tau)\mathbb Z\), with \(A(1)=K^{1/2}\) and \(A(\tau)=K^{1/2}\operatorname{Re}\tau+iK^{-1/2}\operatorname{Im}\tau\). It descends to the quotient tori and is extremal in its class.
Lesson 09

Teichmüller space and its metric

For the general reader. Bernhard Riemann counted in 1857 that a surface of genus \(g\ge2\) has \(3g-3\) complex “moduli,” numbers describing its shape. Teichmüller built the space whose points are these shapes, with the topology remembered, and measured distances by how much stretching is needed to go from one shape to another. The space turned out to be a ball.

Goals
  • Define \(\mathcal T_g\) with markings and the Teichmüller metric.
  • State Teichmüller’s parametrization by quadratic differentials.
  • Work out genus 1.

Fix a closed oriented surface \(S\) of genus \(g\). A marked Riemann surface is a pair \((X,h)\) with \(h:S\to X\) an orientation-preserving homeomorphism. Two pairs are equivalent if \(h_2\circ h_1^{-1}\) is homotopic to a biholomorphism. The set of classes is the Teichmüller space \(\mathcal T_g\). The Teichmüller distance is

\[ d\big([X_1,h_1],[X_2,h_2]\big)=\tfrac12\log\inf\{K_f\ :\ f\simeq h_2\circ h_1^{-1}\ \text{quasiconformal}\}. \]
Theorem (Teichmüller)

Let \(g\ge2\) and fix \(X\) with marking. Let \(B\) be the open unit ball of \(Q(X)\) for the norm \(\|\varphi\|=\int_X|\varphi|\). The map sending \(\varphi\in B\setminus\{0\}\) to the target of the Teichmüller map with Beltrami coefficient \(\|\varphi\|\,\bar\varphi/|\varphi|\), and \(0\) to \(X\), is a homeomorphism \(B\to\mathcal T_g\). Hence \(\mathcal T_g\cong\mathbb R^{6g-6}\). The metric \(d\) is complete, and the images of real rays \(t\mapsto t\varphi\) are geodesics.

Teichmüller proved that this map is defined and injective, using his uniqueness theorem, and argued for surjectivity, which is the existence theorem of Lesson 08. The mapping class group \(\mathrm{Mod}_g\) of homotopy classes of orientation-preserving homeomorphisms of \(S\) acts on \(\mathcal T_g\) by changing the marking. It acts by isometries and properly discontinuously, and \(\mathcal T_g/\mathrm{Mod}_g\) is the moduli space \(\mathcal M_g\) of Riemann surfaces. In 1971 Halsey Royden proved that the Teichmüller metric equals the Kobayashi metric of \(\mathcal T_g\), and deduced that every holomorphic automorphism of \(\mathcal T_g\) comes from \(\mathrm{Mod}_g\).

The Teichmüller metric is a Finsler metric, not a Riemannian one, and it is not negatively curved in any strong sense. It is still the natural metric for dynamics. William Thurston’s classification of surface homeomorphisms, Howard Masur’s and William Veech’s ergodicity of the Teichmüller geodesic flow, and the work of Curtis McMullen, Alex Eskin and Maryam Mirzakhani all take place in this space.

Exercise 9.1For genus 1, identify \(\mathcal T_1\) with the upper half-plane \(\mathbb H\) via \(\tau\mapsto\mathbb C/(\mathbb Z+\tau\mathbb Z)\). Show \(d(i,ti)=\tfrac12\log t\) for \(t\ge1\), and conclude that the Teichmüller metric is half the hyperbolic metric \(|d\tau|/\operatorname{Im}\tau\).

Show solution
The map \(x+iy\mapsto x+ity\) sends the lattice \(\mathbb Z+i\mathbb Z\) to \(\mathbb Z+it\mathbb Z\), respects the marking, and has \(K=t\). By Grötzsch’s argument on a fundamental rectangle, no map in the class does better, so \(d=\tfrac12\log t\). The hyperbolic distance from \(i\) to \(ti\) is \(\int_1^t dy/y=\log t\). Both metrics are invariant under \(\mathrm{SL}_2(\mathbb R)\), which acts transitively on unit tangent vectors, so they agree up to the factor \(\tfrac12\) everywhere.

Exercise 9.2A pants decomposition of a closed genus \(g\) surface cuts it into pairs of pants (spheres with three holes). Show there are \(2g-2\) pants and \(3g-3\) cutting curves, and explain why this matches \(\dim_{\mathbb R}\mathcal T_g=6g-6\).

Show solution
Each pair of pants has Euler characteristic \(-1\), and cutting along circles does not change \(\chi\), so there are \(-\chi=2g-2\) pants. They have \(3(2g-2)\) boundary circles, glued in pairs: \(3g-3\) curves. Each curve contributes a hyperbolic length and a twist parameter (Fenchel–Nielsen coordinates), giving \(6g-6\) real parameters.
Lesson 10

Variable Riemann surfaces

For the general reader. In his last paper, published in 1944 after his disappearance, Teichmüller sketched how Teichmüller space is itself a complex manifold and how all marked surfaces fit together into one holomorphic family. The sketch was right. Making it rigorous took the work of Ahlfors and Bers over the following two decades.

Goals
  • State the measurable Riemann mapping theorem.
  • Understand the Schwarzian derivative and the Bers embedding.

In Veränderliche Riemannsche Flächen (Deutsche Mathematik, 1944), Teichmüller described a complex-analytic structure on \(\mathcal T_g\) of dimension \(3g-3\) and a universal family over it, characterized by a universal property. The modern route goes through the Beltrami equation.

Measurable Riemann mapping theorem (Morrey 1938; Ahlfors–Bers 1960)

Let \(\mu\in L^\infty(\mathbb C)\) with \(\|\mu\|_\infty<1\). There is a unique quasiconformal homeomorphism \(f^\mu\) of the Riemann sphere fixing \(0,1,\infty\) with \(f^\mu_{\bar z}=\mu\,f^\mu_z\) almost everywhere. If \(\mu\) depends holomorphically on parameters, so does \(f^\mu(z)\) for each fixed \(z\).

Represent \(X=\mathbb H/\Gamma\) for a Fuchsian group \(\Gamma\). A point of \(\mathcal T_g\) is given by a \(\Gamma\)-invariant Beltrami coefficient \(\mu\) on \(\mathbb H\). Extend \(\mu\) by \(0\) to the lower half-plane \(\mathbb H^*\); then \(f^\mu\) is conformal on \(\mathbb H^*\), and its Schwarzian derivative

\[ S(f)=\Big(\frac{f''}{f'}\Big)'-\frac12\Big(\frac{f''}{f'}\Big)^2 \]

is a holomorphic quadratic differential on \(\mathbb H^*/\Gamma\), the mirror surface \(X^*\). The Bers embedding \([\mu]\mapsto S(f^\mu|_{\mathbb H^*})\) maps \(\mathcal T_g\) injectively onto a bounded open subset of \(Q(X^*)\cong\mathbb C^{3g-3}\). By the theorems of Kraus, Nehari, and Ahlfors–Weill, the image contains the ball of radius \(\tfrac12\) and lies in the ball of radius \(\tfrac32\) for the norm \(\sup_{z\in\mathbb H^*}|\operatorname{Im}z|^2\,|\varphi(z)|\). This realizes Teichmüller’s vision of \(\mathcal T_g\) as a bounded domain of holomorphy in \(\mathbb C^{3g-3}\).

Exercise 10.1Show that the Schwarzian derivative of a Möbius transformation is zero, and that \(S(z^\alpha)=\dfrac{1-\alpha^2}{2z^2}\).

Show solution
For \(f=(az+b)/(cz+d)\), \(f'=(cz+d)^{-2}\) (with \(ad-bc=1\)), so \(f''/f'=-2c/(cz+d)\). Its derivative is \(2c^2/(cz+d)^2\), which equals \(\tfrac12(f''/f')^2\). So \(S(f)=0\). For \(f=z^\alpha\), \(f''/f'=(\alpha-1)/z\), so \(S=-\frac{\alpha-1}{z^2}-\frac{(\alpha-1)^2}{2z^2}=\frac{(1-\alpha)(2+\alpha-1)}{2z^2}=\frac{1-\alpha^2}{2z^2}\).

Exercise 10.2Show the chain rule \(S(g\circ f)=(S(g)\circ f)\,(f')^2+S(f)\). Deduce that if \(f\) conjugates \(\Gamma\) to another group by Möbius maps, then \(S(f)\) transforms as a quadratic differential.

Show solution
Write \(L(f)=\log f'\), so \(f''/f'=L(f)'\) and \(S(f)=L(f)''-\tfrac12(L(f)')^2\). Then \(L(g\circ f)=L(g)\circ f+L(f)\), so \(L(g\circ f)'=(L(g)'\circ f)f'+L(f)'\). Expanding \(S\) and cancelling cross terms (using \(f''=L(f)'f'\)) gives the formula. If \(f\circ\gamma=A_\gamma\circ f\) with \(A_\gamma\) Möbius, apply the rule to both sides: \(S(f)\circ\gamma\cdot(\gamma')^2+S(\gamma)=S(A_\gamma)\circ f\cdot(f')^2+S(f)\). The Möbius terms vanish, so \(S(f)\circ\gamma\,(\gamma')^2=S(f)\): the invariance of a quadratic differential.
Part III · Life and legacy
Lesson 11

War, cryptography, disappearance, 1939–1943

Teichmüller was called up on 18 July 1939 for what should have been eight weeks of training. The war began in September and he remained a soldier. In April 1940 his unit took part in the invasion of Norway, and he continued to write mathematics there.

He was then brought back to Berlin to work in the cipher department of the high command of the armed forces, where Ernst Witt and other mathematicians were also assigned. Bieberbach requested his release for teaching, and in the 1942–43 academic year he lectured at the University of Berlin while continuing the decryption work. In this period he wrote the existence proof for extremal maps on closed surfaces (1943) and the paper on variable Riemann surfaces.

After the German defeat at Stalingrad in February 1943, he gave up his Berlin position and volunteered for the Eastern Front. His unit fought in the Kursk offensive that began on 5 July 1943. In early August he was on leave when the unit reached the area of Kharkov, where it was encircled and largely destroyed. In early September he set out to rejoin it. He was last known to be east of the Dnieper and was probably near Poltava when he disappeared, during the German retreat. His death is usually dated 11 September 1943. The circumstances are unknown, and the Neue Deutsche Biographie records him simply as missing. He was 30.

Lesson 12

Legacy and the problem of judgment

Teichmüller’s function theory was ahead of its readers. It appeared mostly in Deutsche Mathematik, in dense German with arguments that were often heuristic. After the war Lars Ahlfors read the memoirs closely. His 1953–54 paper on quasiconformal mappings gave the first complete proof of Teichmüller’s theorem. Lipman Bers, a Jewish refugee from Nazi-occupied Europe, made Teichmüller spaces the centre of his own research from the late 1950s and built, with Ahlfors, the complex-analytic theory.

What bears his name

  • Geometry and dynamics: Teichmüller space, the Teichmüller metric, Teichmüller maps, the Teichmüller geodesic flow, Teichmüller curves. These are basic objects in low-dimensional topology, complex dynamics and string theory.
  • Number theory: Teichmüller representatives and the Teichmüller character in \(p\)-adic analysis.
  • Algebra: the Teichmüller cocycle in Galois cohomology; \(p\)-bases of inseparable extensions.
  • Set theory: the Teichmüller–Tukey lemma.

His collected papers, Gesammelte Abhandlungen, were edited by Ahlfors and Frederick Gehring in 1982. Between 2007 and 2020 the Handbook of Teichmüller Theory, edited by Athanase Papadopoulos, published English translations of his main papers with detailed commentaries. They show that several of his results were later rediscovered without credit because so few people had read him.

Judging the man

Historians agree on the facts. Teichmüller joined the Nazi movement before it held power, organized the action that drove Landau from teaching, put his reasons in racial terms in writing, and volunteered for combat late in the war. Norbert Schappacher and Erhard Scholz, in their 1992 study, and Segal, in his 2003 book, place his mathematics in this context without separating it from it. The mathematical community has kept his name on the objects he discovered, while making the record of his actions part of how he is taught.

DiscussionShould mathematical objects carry the names of people who acted as Teichmüller did? Compare the arguments for keeping eponyms as historical facts with those for renaming.

Final projectRead the English translation of one Teichmüller paper in the Handbook of Teichmüller Theory, together with its commentary. Write a two-page account that states its main result in modern language, identifies which steps were heuristic, and explains how later work completed them.

Reference

Connections

People linked to Oswald Teichmüller across this collection. A name without a link has no page here yet. See Oswald Teichmüller in the network of all 337 lives →

Teachers and advisors

Influenced by

Influenced

Colleagues and collaborators

  • Ernst Witt 1936-1943
  • Gustav Herglotz
  • Ludwig Bieberbach 1937-1943

Rivals

  • Edmund Landau 1933

Also mentioned in this life

Fields

On CoursesHub

Reference

Sources and further reading

Biography and history

  1. J. J. O’Connor and E. F. Robertson, Paul Julius Oswald Teichmüller, MacTutor History of Mathematics.
  2. Oswald Teichmüller, Wikipedia.
  3. M. Schottenloher, Teichmüller, Oswald, Neue Deutsche Biographie 26 (2016).
  4. Teichmüller, Dictionary of Scientific Biography (MacTutor copy).
  5. N. Schappacher and E. Scholz, Oswald Teichmüller: Leben und Werk, Jahresbericht der DMV 94 (1992).
  6. S. L. Segal, Mathematicians under the Nazis, Princeton University Press, 2003.
  7. W. Abikoff, Oswald Teichmüller, Mathematical Intelligencer 8 (1986).
  8. M. R. Chowdhury, Landau and Teichmüller, Mathematical Intelligencer 17 (1995).

Mathematics

  1. O. Teichmüller, Gesammelte Abhandlungen, ed. L. V. Ahlfors and F. W. Gehring, Springer, 1982.
  2. O. Teichmüller, Extremale quasikonforme Abbildungen und quadratische Differentiale, Abh. Preuss. Akad. Wiss. (1939, published 1940).
  3. O. Teichmüller, Braucht der Algebraiker das Auswahlaxiom? Deutsche Mathematik 4 (1939), 567–577 (review in J. Symbolic Logic).
  4. A. Papadopoulos, V. Alberge, W. Su, A commentary on Teichmüller’s paper “Extremale quasikonforme Abbildungen und quadratische Differentiale”, arXiv:1511.01313.
  5. A commentary on Teichmüller’s paper “Veränderliche Riemannsche Flächen”, arXiv:1209.1882.
  6. A. Papadopoulos (ed.), Handbook of Teichmüller Theory, 7 vols., EMS, 2007–2020.
  7. L. V. Ahlfors, Lectures on Quasiconformal Mappings, Van Nostrand, 1966; 2nd ed. AMS, 2006.
  8. F. P. Gardiner and N. Lakic, Quasiconformal Teichmüller Theory, AMS, 2000.
  9. K. Strebel, Quadratic Differentials, Springer, 1984.
  10. Teichmüller cocycle and Witt vector, Wikipedia.
  11. S. Eilenberg and S. Mac Lane, Cohomology and Galois theory I: Normality of algebras and Teichmüller’s cocycle, Trans. AMS 64 (1948).