Part II, Chapter 6

The Spin-Statistics Theorem

Why bosons commute and fermions anticommute: a deep theorem of nature

▶️

Video Lecture

Lecture 19: Spin-Statistics Theorem - MIT 8.323

The deep connection between spin and quantum statistics (MIT QFT Course)

💡 Tip: Watch at 1.25x or 1.5x speed for efficient learning. Use YouTube's subtitle feature if available.

6.1 Statement of the Theorem

🎯 Spin-Statistics Theorem

In any local, Lorentz invariant quantum field theory with positive energy:

  • Integer spin (s = 0, 1, 2, ...) fields MUST obey Bose-Einstein statistics(commutators)
  • Half-integer spin (s = 1/2, 3/2, 5/2, ...) fields MUST obey Fermi-Dirac statistics (anticommutators)

This is not a choice—it's forced by consistency of the theory!

💡Why This Matters

The spin-statistics theorem explains fundamental facts about our universe:

  • Why electrons (spin 1/2) obey the Pauli exclusion principle
  • Why photons (spin 1) can occupy the same state (lasers!)
  • Why atomic structure exists (electron shells fill up)
  • Why chemistry works (valence electrons can't all drop to ground state)
  • Why matter is stable (fermions resist compression)

6.2 Heuristic Argument

We'll give a simplified version of the proof. The full rigorous proof (Pauli, 1940; Lüders & Zumino, 1958) uses advanced techniques from axiomatic QFT.

Step 1: Locality (Microcausality)

For spacelike separated points (x - y)² < 0, observables must commute:

$$[\hat{\mathcal{O}}(x), \hat{\mathcal{O}}(y)] = 0 \quad \text{for spacelike } (x-y)$$

This ensures causality: measurements at x cannot instantly affect measurements at y if they're spacelike separated (no faster-than-light signaling).

Step 2: Fields as Observables

For integer spin fields (scalars, vectors), the field itself can be an observable. Therefore, we need:

$$[\hat{\phi}(x), \hat{\phi}(y)] = 0 \quad \text{for spacelike } (x-y)$$

This is satisfied if [âk, âq] = ... (commutators). ✓

Step 3: Spinors Are Not Observable!

For half-integer spin fields (spinors like ψ), the field itself is notan observable—it transforms with a sign under 2π rotation!

The observable is the bilinear ψ̄ψ (or current jμ = ψ̄γμψ). We need:

$$[\hat{\bar{\psi}}(x)\hat{\psi}(x), \hat{\bar{\psi}}(y)\hat{\psi}(y)] = 0 \quad \text{for spacelike } (x-y)$$

Let's check if anticommutators for ψ give us this:

\begin{align*} [\bar{\psi}(x)\psi(x), \bar{\psi}(y)\psi(y)] &= \bar{\psi}(x)\psi(x)\bar{\psi}(y)\psi(y) - \bar{\psi}(y)\psi(y)\bar{\psi}(x)\psi(x) \\ &= \bar{\psi}(x)[\psi(x)\bar{\psi}(y)]\psi(y) - \bar{\psi}(y)[\psi(y)\bar{\psi}(x)]\psi(x) \\ &= \bar{\psi}(x)[-\bar{\psi}(y)\psi(x)]\psi(y) - \bar{\psi}(y)[-\bar{\psi}(x)\psi(y)]\psi(x) \\ &\quad \text{(using anticommutators)}\\ &= 0 \quad \text{for spacelike separation!} \end{align*}

The minus signs from anticommutation make everything cancel! If we had used commutators, this would fail. ✓

Step 4: Connection to Spin

The key mathematical fact (from representation theory of the Lorentz group):

  • Integer spin: Tensor representations → fields are real/complex numbers
  • Half-integer spin: Spinor representations → fields change sign under 2π rotation

This sign change under 2π rotation is precisely what forces us to use anticommutators for spinors!

6.3 What Happens If You Violate Spin-Statistics?

❌ Scenario 1: Bosonic Quantization of Spin-1/2

If we tried to quantize the Dirac field with commutators [ψ̂, ψ̂]:

  • Negative norm states: Some states would have ⟨ψ|ψ⟩ < 0 (ghost states!)
  • Violated causality: [ψ̄ψ(x), ψ̄ψ(y)] ≠ 0 for spacelike separation
  • Unstable vacuum: Hamiltonian unbounded from below (infinite negative energy)

❌ Scenario 2: Fermionic Quantization of Spin-0

If we tried to quantize a scalar field with anticommutators {φ̂, φ̂}:

  • Wrong propagator: Would get wrong analytical structure
  • Violated Lorentz invariance: Spinless object can't have fermionic statistics
  • Mathematical inconsistency: No consistent S-matrix

6.4 Examples in Nature

Integer Spin Bosons

  • Photon (γ): Spin 1, mediates EM force
  • Gluons (g): Spin 1, mediate strong force
  • W±, Z bosons: Spin 1, weak force
  • Higgs boson: Spin 0, mass generation
  • Graviton (hypothetical): Spin 2, gravity
  • Pions (π): Spin 0, nuclear force

All obey Bose-Einstein statistics!

Half-Integer Spin Fermions

  • Electron (e⁻): Spin 1/2, matter
  • Quarks (u,d,s,c,b,t): Spin 1/2, hadrons
  • Neutrinos (νₑ,νᵤ,ντ): Spin 1/2, weak int.
  • Muon (μ⁻), Tau (τ⁻): Spin 1/2, leptons
  • Proton, Neutron: Spin 1/2, nuclei
  • Gravitino (hypothetical): Spin 3/2, SUSY

All obey Fermi-Dirac statistics!

No exceptions have ever been found! Every particle discovered obeys spin-statistics.

6.5 Experimental Tests

The spin-statistics theorem has been tested to extremely high precision:

Pauli Exclusion Violation Tests

If electrons violated Pauli exclusion, atomic transitions forbidden by exclusion would occur. Experiments look for X-rays from "impossible" transitions in conductors.

Result: No violations found. Pauli exclusion principle holds to better than 1 part in 1026!

Photon Statistics Tests

Lasers rely on bosonic stimulated emission (many photons in same state). If photons were fermions, lasers wouldn't work!

Result: Lasers work. Photons are definitely bosons.

6.6 Summary Table

Spin-Statistics Connection

How spin determines quantum statistics

AspectInteger Spin (Bosons)Half-Integer Spin (Fermions)
ExamplesPhotons (s=1), Higgs (s=0), gravitons (s=2)Electrons (s=1/2), quarks (s=1/2), neutrinos (s=1/2)
StatisticsBose-Einstein statisticsFermi-Dirac statistics
AlgebraCommutators [φ̂, φ̂†]Anticommutators {ψ̂, ψ̂†}
Wave Function SymmetrySymmetric: ψ(x₁,x₂) = +ψ(x₂,x₁)Antisymmetric: ψ(x₁,x₂) = -ψ(x₂,x₁)
Occupation NumberUnlimited: n = 0, 1, 2, 3, ...Pauli exclusion: n = 0, 1 only
CondensationBose-Einstein condensates possibleNo condensation (Pauli blocking)
Required byCausality + Lorentz invarianceCausality + Lorentz invariance

6.7 Deeper Perspective

💡What Really Enforces Spin-Statistics?

The spin-statistics connection comes from three fundamental principles:

  1. Locality: Spacelike separated measurements can't influence each other (no FTL signaling)
  2. Lorentz invariance: Physics looks the same in all inertial frames
  3. Positive energy: Vacuum is the lowest energy state (stability)

These three axioms, plus the mathematics of spinor representations, uniquely determine that: half-integer spin ⟺ anticommutators.

It's one of the deepest results in physics: the connection between geometry (spin, Lorentz group) and statistics (commutation vs. anticommutation).

⚠️Common Mistakes to Avoid

Mistake:

Thinking spin-statistics is just a postulate we impose by hand
🤔

Why it's wrong:

The connection is derived from fundamental principles, not assumed arbitrarily.

Correct approach:

The spin-statistics theorem is a THEOREM! It's proven from locality + Lorentz invariance + positive energy. We don't choose it—nature forces it on us!

Mistake:

Believing half-integer spin causes anticommutation
🤔

Why it's wrong:

The causal direction is: preserving locality + Lorentz invariance requires specific statistics for each spin.

Correct approach:

It's the opposite direction: fermions (half-integer spin) MUST use anticommutators to preserve causality. If we tried commutators for spin-1/2, we'd violate microcausality!

Mistake:

Forgetting that violating spin-statistics leads to catastrophe
🤔

Why it's wrong:

Wrong statistics breaks fundamental consistency requirements of quantum field theory.

Correct approach:

Wrong statistics → negative norm states OR acausal propagation OR unbounded Hamiltonian. All three are physical disasters!

🎯 Key Takeaways

  • Spin-statistics is a theorem, not a postulate!
  • Integer spin (0, 1, 2, ...) → bosons → commutators → Bose-Einstein
  • Half-integer spin (1/2, 3/2, ...) → fermions → anticommutators → Fermi-Dirac
  • Enforced by: locality + Lorentz invariance + positive energy
  • Violations would lead to negative norm states or causality violation
  • Experimentally verified to extraordinary precision
  • Explains Pauli exclusion, atomic structure, chemistry, lasers!
  • Deep connection between geometry (spin) and statistics
  • Next: Quantize the photon field (spin 1)!