Part VI, Chapter 5 | Page 2 of 3

Berry Phase and Applications

Spin in rotating fields, Aharonov-Bohm effect, and topological phases

The Berry phase is far more than a mathematical curiosity. It has observable physical consequences and plays a central role in modern physics, from the Aharonov-Bohm effect to topological insulators. We begin with the classic calculation for a spin-1/2 particle in a slowly rotating magnetic field.

Spin-1/2 in a Rotating Magnetic Field

Consider a spin-1/2 particle in a magnetic field of constant magnitude $B_0$ that rotates slowly, sweeping out a cone of half-angle $\alpha$:

$$\vec{B}(t) = B_0\big(\sin\alpha\cos(\omega t),\; \sin\alpha\sin(\omega t),\; \cos\alpha\big)$$

The Hamiltonian is:

$$\hat{H}(t) = -\gamma\vec{B}(t)\cdot\hat{\vec{S}} = -\frac{\gamma B_0 \hbar}{2}\begin{pmatrix} \cos\alpha & \sin\alpha\, e^{-i\omega t} \\ \sin\alpha\, e^{i\omega t} & -\cos\alpha \end{pmatrix}$$

where $\gamma$ is the gyromagnetic ratio. The parameter space is the surface of a sphere of radius $B_0$ (the direction of $\vec{B}$).

Instantaneous Eigenstates

At each instant, the spin-up eigenstate (aligned with $\vec{B}$) is:

$$|+(\vec{B})\rangle = \begin{pmatrix} \cos(\alpha/2) \\ e^{i\phi}\sin(\alpha/2) \end{pmatrix}$$

where $\phi = \omega t$ is the azimuthal angle of the field direction. The eigenvalues are $E_{\pm} = \mp \gamma B_0\hbar/2$ (constant in time). The energy gap is:

$$\Delta E = \gamma B_0 \hbar$$

The adiabatic condition requires $\omega \ll \gamma B_0$: the rotation frequency must be much smaller than the Larmor frequency.

Computing the Berry Phase

The Berry connection in spherical coordinates $(\alpha, \phi)$ on the parameter sphere is:

$$\mathcal{A}_\phi = i\langle +|\frac{\partial}{\partial\phi}|+\rangle = -\frac{1}{2}(1 - \cos\alpha)$$
$$\mathcal{A}_\alpha = i\langle +|\frac{\partial}{\partial\alpha}|+\rangle = 0$$

After one complete rotation ($\phi: 0 \to 2\pi$), the Berry phase is:

$$\gamma_+ = \oint \mathcal{A}_\phi\, d\phi = -\frac{1}{2}(1-\cos\alpha) \cdot 2\pi = -\pi(1-\cos\alpha)$$

Recognizing that the solid angle subtended by the cone is $\Omega = 2\pi(1-\cos\alpha)$:

$$\boxed{\gamma_+ = -\frac{\Omega}{2}}$$

The Berry phase is minus one-half the solid angle enclosed by the field's path on the parameter sphere. This is a purely geometric result -- it depends only on the shape of the path, not on how fast the field rotates.

Berry Curvature as a Monopole

The Berry curvature for the spin-1/2 system takes a beautiful form. In Cartesian coordinates on the parameter sphere:

$$\vec{\mathcal{F}}_+ = -\frac{\hat{R}}{2R^2}$$

This is exactly the field of a magnetic monopole of charge $-1/2$ located at the origin of parameter space (the degeneracy point where $\vec{B} = 0$). The Berry phase equals the flux through the area bounded by the path, exactly as a magnetic charge would produce.

The total flux through any closed surface surrounding the origin is $4\pi \times (-1/2) = -2\pi$, giving a Chern number of $-1$. This topological quantization is the origin of many robust quantum phenomena.

The Aharonov-Bohm Effect as a Geometric Phase

The Aharonov-Bohm effect -- where a charged particle is affected by an electromagnetic potential even in regions where the fields vanish -- can be understood as a geometric phase. A particle encircling a magnetic flux $\Phi$ acquires a phase:

$$\gamma_{AB} = \frac{e}{\hbar}\oint \vec{A}\cdot d\vec{l} = \frac{e\Phi}{\hbar}$$

This phase is observable through interference: the shift in the diffraction pattern of electrons passing on either side of a magnetic solenoid depends on the enclosed flux, even though the electrons never encounter any magnetic field. The Aharonov-Bohm effect:

  • Demonstrates that potentials (not just fields) have physical significance in quantum mechanics
  • Is a U(1) gauge phase, analogous to the Berry phase which is a geometric gauge phase
  • Has been confirmed experimentally using electron microscopy with tiny solenoids

Molecular Berry Phase (Born-Oppenheimer)

In the Born-Oppenheimer approximation, fast electrons adapt adiabatically to slow nuclear motion. The nuclear coordinates $\vec{R}$ play the role of slowly varying parameters:

$$\hat{H}_{\text{el}}(\vec{R})|\psi_n^{\text{el}}(\vec{r};\vec{R})\rangle = E_n^{\text{el}}(\vec{R})|\psi_n^{\text{el}}(\vec{r};\vec{R})\rangle$$

As nuclei move along a closed path in configuration space, the electronic wave function acquires a Berry phase. This molecular Berry phase has important consequences:

  • Jahn-Teller effect: The Berry phase near a conical intersection of potential energy surfaces causes a sign change in the electronic wave function
  • Molecular Aharonov-Bohm: Nuclear wave functions must include Berry phase corrections to potential energy surfaces
  • Chemical reactions: Berry phase effects can modify reaction dynamics near conical intersections

Berry Phase in Band Theory

In crystalline solids, the Bloch wave vector $\vec{k}$ plays the role of the parameter $\vec{R}$. The Berry phase accumulated by a Bloch state as $\vec{k}$ traverses the Brillouin zone has profound consequences:

$$\gamma_n = \oint_{\text{BZ}} \langle u_{n\vec{k}}|i\vec{\nabla}_k|u_{n\vec{k}}\rangle \cdot d\vec{k}$$

The Chern number is the integral of the Berry curvature over the full 2D Brillouin zone:

$$C_n = \frac{1}{2\pi}\int_{\text{BZ}} \mathcal{F}_{n,xy}(\vec{k})\, dk_x\, dk_y \in \mathbb{Z}$$

The Chern number is always an integer (topological quantization) and determines:

  • Quantum Hall effect: Hall conductance $\sigma_{xy} = Ce^2/h$ is quantized in units of $e^2/h$
  • Topological insulators: Materials with non-trivial Chern numbers have protected conducting surface states
  • Anomalous velocity: Berry curvature modifies semiclassical electron dynamics: $\dot{\vec{r}} = \vec{\nabla}_k E/\hbar - \dot{\vec{k}} \times \vec{\mathcal{F}}$

Looking Ahead

On the final page, we examine what happens when the adiabatic approximation breaks down: the Landau-Zener formula for transitions at avoided crossings, shortcuts to adiabaticity, and the application of adiabatic ideas to quantum computation.