Scattering & Diffraction
Thomson and Rayleigh scattering, resonance fluorescence, Babinet's principle, and diffraction theory at the graduate level.
4.1 Thomson Scattering
When an electromagnetic wave impinges on a free charged particle, the oscillating electric field drives the charge to oscillate and re-radiate. For a free electron, the total cross section is:
where $r_e = e^2/(4\pi\epsilon_0 m_e c^2) \approx 2.82$ fm is the classical electron radius. The cross section is independent of frequency.
Derivation 1: Thomson Scattering Cross Section
We derive the Thomson cross section from the Larmor formula applied to an electron driven by an incident wave.
Step 1: Equation of motion for a free electron
An incident wave $\mathbf{E} = E_0\hat{\epsilon}\,e^{-i\omega t}$ drives the electron: $m_e\ddot{\mathbf{x}} = -eE_0\hat{\epsilon}\,e^{-i\omega t}$. The acceleration is $\mathbf{a} = -(eE_0/m_e)\hat{\epsilon}\,e^{-i\omega t}$.
Step 2: Apply the Larmor formula
The time-averaged radiated power is: $P = e^2|a|^2/(12\pi\epsilon_0 c^3) = e^4 E_0^2/(12\pi\epsilon_0 m_e^2 c^3)$.
Step 3: Define the cross section
$\sigma = P/\langle S_{\text{inc}}\rangle$ where $\langle S_{\text{inc}}\rangle = \epsilon_0 c E_0^2/2$ is the incident intensity.
Step 4: Compute
$$\sigma_T = \frac{e^4}{6\pi\epsilon_0^2 m_e^2 c^4} = \frac{8\pi}{3}\left(\frac{e^2}{4\pi\epsilon_0 m_e c^2}\right)^2 = \frac{8\pi}{3}r_e^2$$
Step 5: Differential cross section
For polarized incident light with $\hat{\epsilon}$ perpendicular to the scattering plane: $d\sigma/d\Omega = r_e^2$ (isotropic). For unpolarized light: $$\boxed{\frac{d\sigma}{d\Omega} = \frac{r_e^2}{2}(1+\cos^2\theta)}$$
Thomson scattering is the high-frequency limit ($\omega \gg \omega_0$) of the general scattering formula and is the dominant opacity mechanism in stellar interiors and the early universe.
4.2 Rayleigh Scattering
When $\omega \ll \omega_0$ (frequency much less than the natural frequency of the bound electron), the cross section acquires a strong frequency dependence:
The $\omega^4$ (equivalently $\lambda^{-4}$) dependence is why the sky is blue and sunsets are red.
Derivation 2: Rayleigh Scattering from a Bound Electron
We model the atom as a damped harmonic oscillator driven by the incident wave.
Step 1: Driven oscillator model
$$m_e\ddot{x} + m_e\gamma\dot{x} + m_e\omega_0^2 x = -eE_0 e^{-i\omega t}$$
where $\omega_0$ is the natural frequency and $\gamma$ is the radiation damping rate.
Step 2: Steady-state solution
$$x_0 = \frac{-eE_0/m_e}{\omega_0^2 - \omega^2 - i\gamma\omega}$$
The acceleration amplitude is $|a_0| = \omega^2|x_0|$.
Step 3: General cross section
$$\sigma(\omega) = \sigma_T\frac{\omega^4}{(\omega^2-\omega_0^2)^2 + \gamma^2\omega^2}$$
Step 4: Low-frequency limit (Rayleigh)
For $\omega \ll \omega_0$: $\sigma \approx \sigma_T(\omega/\omega_0)^4$. Blue light (400 nm) scatters $(700/400)^4 \approx 9.4$ times more than red light (700 nm).
Step 5: High-frequency limit (Thomson)
For $\omega \gg \omega_0$: $\sigma \to \sigma_T$, recovering the free-electron result. Near resonance ($\omega \approx \omega_0$), the cross section peaks at $\sigma_{\max} \approx \sigma_T(\omega_0/\gamma)^2 \gg \sigma_T$, explaining resonance fluorescence.
4.3 Babinet's Principle
Babinet's principle states that the diffraction pattern of an opaque body is identical to that of an aperture of the same shape (except for the forward direction). If screen $\Sigma_1$ and its complement $\Sigma_2$ together make a complete opaque screen:
where $\mathbf{E}_0$ is the unobstructed field, $\mathbf{E}_1$ and $\mathbf{E}_2$ are the diffracted fields from the screen and its complement.
Derivation 3: Babinet's Principle from Kirchhoff's Integral
We derive Babinet's principle using the Kirchhoff diffraction integral and complementary screens.
Step 1: Kirchhoff's diffraction integral
The field at a point $\mathbf{r}$ behind a screen with aperture $\mathcal{A}$ is given by integrating over the aperture:
$$\mathbf{E}_1(\mathbf{r}) = \int_\mathcal{A} [\text{Kirchhoff integrand}]\,da'$$
Step 2: Complementary screen
The complement has aperture $\bar{\mathcal{A}}$ (where the original screen was opaque). Its diffracted field integrates over $\bar{\mathcal{A}}$:
$$\mathbf{E}_2(\mathbf{r}) = \int_{\bar{\mathcal{A}}} [\text{Kirchhoff integrand}]\,da'$$
Step 3: Sum of complementary fields
Since $\mathcal{A} \cup \bar{\mathcal{A}}$ covers the entire plane: $\mathbf{E}_1 + \mathbf{E}_2 = \int_{\text{entire plane}}[\ldots]\,da' = \mathbf{E}_0$.
Step 4: Consequence for intensities
Away from the forward direction ($\mathbf{E}_0 \approx 0$): $\mathbf{E}_1 \approx -\mathbf{E}_2$, so $|\mathbf{E}_1|^2 = |\mathbf{E}_2|^2$. The diffraction patterns are identical.
Step 5: Electromagnetic generalization
For vector fields, Babinet's principle requires swapping E and B between complementary screens: $\mathbf{E}_2 = c\mathbf{B}_1$ (with appropriate sign changes). This means the polarization of the diffracted field rotates by 90 degrees between a screen and its complement.
4.4 Kirchhoff and Fraunhofer Diffraction
Kirchhoff's scalar diffraction theory approximates the field behind an aperture using the Helmholtz-Kirchhoff integral. In the Fraunhofer (far-field) limit, the diffraction pattern is the Fourier transform of the aperture function.
Derivation 4: Fraunhofer Diffraction from a Single Slit
We derive the intensity pattern for Fraunhofer diffraction through a slit of width $a$.
Step 1: Fraunhofer approximation
For $r \gg a^2/\lambda$, the phase across the aperture is $e^{-iky'\sin\theta}$ and the amplitude variation is negligible.
Step 2: Fourier transform integral
$$E(\theta) \propto \int_{-a/2}^{a/2} e^{-iky'\sin\theta}\,dy' = a\,\text{sinc}\!\left(\frac{ka\sin\theta}{2}\right)$$
Step 3: Intensity pattern
$$I(\theta) = I_0\left(\frac{\sin u}{u}\right)^2, \quad u = \frac{\pi a\sin\theta}{\lambda}$$
Step 4: Minima and subsidiary maxima
Zeros occur at $a\sin\theta = m\lambda$ ($m = \pm 1, \pm 2, \ldots$). The first subsidiary maximum has intensity 4.7% of the central maximum.
Step 5: Angular width and resolution
The central maximum has angular half-width $\Delta\theta \approx \lambda/a$. This sets the diffraction limit of optical instruments: $$\boxed{\theta_{\min} = 1.22\frac{\lambda}{D}}$$
(Rayleigh criterion for a circular aperture of diameter $D$).
4.5 Mie Scattering and the Optical Theorem
When the scatterer size is comparable to the wavelength ($ka \sim 1$), the full Mie theory is required. The optical theorem relates the total cross section to the forward scattering amplitude:
Derivation 5: The Optical Theorem
We derive the optical theorem from energy conservation applied to the interference between incident and scattered waves.
Step 1: Total field
The total field is $\mathbf{E} = \mathbf{E}_i + \mathbf{E}_s$, where $\mathbf{E}_i = E_0 e^{ikz}\hat{x}$ and $\mathbf{E}_s = E_0 f(\theta,\phi)\frac{e^{ikr}}{r}\hat{\epsilon}_s$.
Step 2: Energy conservation
The power removed from the beam equals the scattered power plus absorbed power: $P_{\text{ext}} = P_{\text{scat}} + P_{\text{abs}}$. This is computed from the Poynting vector integrated over a large sphere.
Step 3: Interference term
The cross term $\mathbf{E}_i \times \mathbf{B}_s^* + \mathbf{E}_s \times \mathbf{B}_i^*$ gives the extinction. Using the stationary phase approximation on the large sphere, only the forward direction contributes.
Step 4: Extract the forward amplitude
The extinction cross section is: $\sigma_{\text{ext}} = (4\pi/k)\,\text{Im}[f(0)]$.
Step 5: Interpretation
$$\boxed{\sigma_{\text{ext}} = \frac{4\pi}{k}\,\text{Im}[f(\theta=0)]}$$
This remarkable result connects the total cross section (an integral over all angles) to the forward scattering amplitude alone. It is a consequence of unitarity (energy conservation) and holds in quantum mechanics as well.
Historical Notes
Thomson (1906): J.J. Thomson derived the scattering cross section for free electrons, which became central to understanding X-ray scattering and opacity in stellar atmospheres. He received the Nobel Prize in Physics in 1906.
Rayleigh (1871): Lord Rayleigh explained the blue color of the sky by showing that scattering by small particles has an intensity proportional to $\lambda^{-4}$, one of the earliest triumphs of classical electromagnetic theory.
Mie (1908): Gustav Mie published the exact solution for scattering of plane waves by a homogeneous sphere of arbitrary size, solving Maxwell's equations with spherical boundary conditions.
Babinet (1837): Jacques Babinet formulated his complementary screen principle for scalar waves. The electromagnetic generalization was established much later, accounting for polarization effects.
Applications
Cosmic Microwave Background
Thomson scattering of CMB photons by free electrons during recombination produces the polarization patterns observed by Planck and BICEP, encoding information about the early universe.
Atmospheric Optics
Rayleigh scattering explains the blue sky, red sunsets, and the polarization of skylight. Mie scattering by water droplets produces the white appearance of clouds and the glory phenomenon.
Telescope Design
The diffraction limit sets the resolution of optical and radio telescopes. The Rayleigh criterion $\theta = 1.22\lambda/D$ drives the push for larger apertures and interferometric arrays like the EHT.
Stealth Technology
Babinet's principle and scattering theory guide the design of radar-absorbing geometries. Edge diffraction, creeping waves, and resonant scattering must all be minimized for low radar cross section.
Simulation: Scattering & Diffraction
This simulation visualizes Thomson scattering angular distributions, the Rayleigh $\lambda^{-4}$ wavelength dependence, single-slit Fraunhofer diffraction with Babinet's principle, and the driven oscillator cross section showing Rayleigh, resonance, and Thomson regimes.
Scattering & Diffraction: Thomson, Rayleigh & Babinet
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