Waveguides & Cavities
TM and TE modes in rectangular and cylindrical waveguides, cutoff frequencies, dispersion, and resonant cavities with quality factors.
2.1 General Theory of Guided Waves
In a waveguide with uniform cross-section along $z$, fields propagate as $e^{i(k_z z - \omega t)}$. The transverse fields are determined by the longitudinal components $E_z$ and $B_z$:
where $\psi = E_z$ for TM modes and $\psi = B_z$ for TE modes. TEM modes require $E_z = B_z = 0$ and exist only in multi-conductor systems.
Derivation 1: TM Modes in a Rectangular Waveguide
We solve for $E_z$ in a rectangular waveguide of dimensions $a \times b$ with perfectly conducting walls.
Step 1: Separation of variables
Write $E_z(x,y) = X(x)Y(y)$. The Helmholtz equation separates into $X'' + k_x^2 X = 0$ and $Y'' + k_y^2 Y = 0$ with $k_x^2 + k_y^2 = \gamma^2$.
Step 2: Apply boundary conditions
For TM modes, $E_z = 0$ on all walls. This requires $X(0) = X(a) = Y(0) = Y(b) = 0$:
$$E_z = E_0\sin\!\left(\frac{m\pi x}{a}\right)\sin\!\left(\frac{n\pi y}{b}\right), \quad m,n = 1,2,3,\ldots$$
Step 3: Eigenvalues and cutoff frequencies
$$\gamma_{mn}^2 = \left(\frac{m\pi}{a}\right)^2 + \left(\frac{n\pi}{b}\right)^2$$
The cutoff frequency is $f_{c,mn} = c\gamma_{mn}/(2\pi)$. Below this frequency, the mode is evanescent.
Step 4: Propagation constant
$$k_z = \sqrt{\frac{\omega^2}{c^2} - \gamma_{mn}^2} = \frac{\omega}{c}\sqrt{1 - \left(\frac{f_c}{f}\right)^2}$$
Step 5: Transverse fields
The transverse E and H fields are determined from $E_z$ via: $$\mathbf{E}_T = \frac{ik_z}{\gamma^2}\nabla_T E_z, \qquad \mathbf{H}_T = \frac{-i\omega\epsilon_0}{\gamma^2}\hat{z}\times\nabla_T E_z$$
The lowest TM mode is TM$_{11}$, since both $m$ and $n$ must be at least 1.
2.2 TE Modes and the Dominant Mode
For TE modes, $E_z = 0$ and $B_z$ satisfies the Helmholtz equation with Neumann boundary conditions ($\partial B_z/\partial n = 0$ on the walls):
Derivation 2: The TE$_{10}$ Dominant Mode
We derive the complete field structure and power flow of the lowest-order mode in a rectangular waveguide.
Step 1: TE$_{10}$ longitudinal field
With $m=1$, $n=0$: $B_z = B_0\cos(\pi x/a)$. The cutoff frequency is $f_c = c/(2a)$, the lowest of all modes when $a > b$.
Step 2: Transverse fields
$E_y = E_0\sin(\pi x/a)e^{i(k_z z - \omega t)}$, $H_x = -(k_z/\omega\mu_0)E_y$. The electric field is polarized in the $y$-direction and varies as a half-sine across the width.
Step 3: Wave impedance
$$Z_{\text{TE}} = \frac{E_y}{H_x} = \frac{\omega\mu_0}{k_z} = \frac{Z_0}{\sqrt{1-(f_c/f)^2}}$$
The TE wave impedance exceeds the free-space impedance $Z_0 = 377$ $\Omega$ and diverges at cutoff.
Step 4: Time-averaged power flow
$$\langle P\rangle = \frac{1}{2}\text{Re}\int_S(\mathbf{E}\times\mathbf{H}^*)\cdot\hat{z}\,da = \frac{E_0^2 ab}{4Z_{\text{TE}}}$$
Step 5: Single-mode bandwidth
For a standard rectangular waveguide with $a = 2b$, only TE$_{10}$ propagates in the range $f_c < f < 2f_c$. This 2:1 bandwidth is the usable single-mode range, free from higher-order mode excitation.
2.3 Cylindrical Waveguides
In a circular waveguide of radius $R$, the Helmholtz equation in cylindrical coordinates yields Bessel function solutions. The cutoff frequencies are determined by the zeros of Bessel functions ($J_m$ for TM modes) or their derivatives ($J_m'$ for TE modes).
Derivation 3: TE Modes in a Circular Waveguide
We solve for the TE modes and their cutoff conditions in circular geometry.
Step 1: Helmholtz equation in cylindrical coordinates
$$\frac{1}{\rho}\frac{\partial}{\partial\rho}\left(\rho\frac{\partial B_z}{\partial\rho}\right) + \frac{1}{\rho^2}\frac{\partial^2 B_z}{\partial\phi^2} + \gamma^2 B_z = 0$$
Step 2: Separation of variables
$B_z(\rho,\phi) = R(\rho)\Phi(\phi)$. The azimuthal part gives $\Phi = e^{im\phi}$ with integer $m$. The radial part is Bessel's equation.
Step 3: Solution and boundary condition
$B_z = J_m(\gamma\rho)e^{im\phi}$. The TE boundary condition $\partial B_z/\partial\rho|_{\rho=R} = 0$ requires $J_m'(\gamma R) = 0$.
Step 4: Cutoff frequencies
If $x'_{mn}$ is the $n$-th zero of $J_m'$: $\gamma_{mn} = x'_{mn}/R$ and $f_{c,mn} = cx'_{mn}/(2\pi R)$.
Step 5: Dominant mode
The lowest TE mode is TE$_{11}$ ($x'_{11} = 1.841$), which is the dominant mode in a circular waveguide. The TE$_{01}$ mode ($x'_{01} = 3.832$) has the special property that its attenuation decreases with frequency, making it attractive for long-distance transmission.
2.4 Resonant Cavities
A resonant cavity is formed by closing both ends of a waveguide with conducting walls. Standing waves form when the cavity length satisfies $d = p\lambda_g/2$ for integer $p$. The resonant frequencies are:
Derivation 4: Quality Factor of a Rectangular Cavity
We derive the Q factor, which measures the ratio of stored energy to energy dissipated per cycle.
Step 1: Definition of Q
$$Q = \omega_0\frac{W_{\text{stored}}}{P_{\text{loss}}} = \frac{2\pi \times \text{energy stored}}{\text{energy lost per cycle}}$$
Step 2: Stored energy in TE$_{101}$ mode
The volume integral of $\epsilon_0|E|^2/2 + |B|^2/(2\mu_0)$ over the cavity gives $W = \epsilon_0 E_0^2 abd/8$ at resonance.
Step 3: Wall losses from surface currents
The surface resistance is $R_s = 1/(\sigma\delta) = \sqrt{\omega\mu_0/(2\sigma)}$. The power loss per unit area is $R_s|H_{\text{tan}}|^2/2$. Integrating over all six walls:
$$P_{\text{loss}} = \frac{R_s}{2}\oint_S |\mathbf{H}_{\text{tan}}|^2\,da$$
Step 4: Evaluate the surface integral
Computing $|\mathbf{H}_{\text{tan}}|^2$ on each wall face and integrating yields a result proportional to $R_s$ times a geometric factor involving $a, b, d$.
Step 5: Final Q expression
$$\boxed{Q = \frac{\omega_0\mu_0}{2R_s}\cdot\frac{V}{S_{\text{eff}}}}$$
where $V$ is the cavity volume and $S_{\text{eff}}$ is an effective surface area. For copper at 10 GHz, $Q \sim 10^4$. Superconducting cavities achieve $Q \sim 10^{10}$.
2.5 Attenuation in Waveguides
In a waveguide with finitely conducting walls, the propagation constant acquires a small imaginary part:$k_z \to k_z + i\alpha$. The attenuation constant is:
Derivation 5: Power Attenuation via Perturbation Theory
We use the perturbation approach to compute attenuation from wall losses without solving the full lossy problem.
Step 1: Unperturbed fields
Assume the fields are well-approximated by the perfect-conductor solutions. The tangential magnetic field at the wall determines the surface current: $\mathbf{K} = \hat{n}\times\mathbf{H}$.
Step 2: Power dissipated per unit length
$$\frac{dP_{\text{loss}}}{dz} = \frac{R_s}{2}\oint_C |\mathbf{H}_{\text{tan}}|^2\,dl$$
where the integral is around the waveguide perimeter.
Step 3: Transmitted power
$P = P_0 e^{-2\alpha z}$, so $dP/dz = -2\alpha P$.
Step 4: Solve for the attenuation constant
$$\boxed{\alpha = \frac{R_s\oint_C|\mathbf{H}_{\text{tan}}|^2\,dl}{4\text{Re}\int_S(\mathbf{E}\times\mathbf{H}^*)\cdot\hat{z}\,da}}$$
Step 5: Frequency dependence
For TE modes, $\alpha$ diverges near cutoff (vanishing group velocity) and at high frequency (increasing $R_s \propto \sqrt{f}$), with a minimum in between. The TE$_{01}$ mode in circular waveguide is exceptional: its attenuation decreases monotonically with frequency.
Historical Notes
Lord Rayleigh (1897): Rayleigh first analyzed electromagnetic wave propagation in hollow conducting tubes, predicting the existence of cutoff frequencies below which waves cannot propagate.
Southworth and Barrow (1936): George Southworth at Bell Labs and Wilmer Barrow at MIT independently demonstrated practical microwave waveguides, launching the microwave engineering era.
Radiation Laboratory (1940-1945): The MIT Rad Lab developed waveguide-based radar systems during WWII, producing the 28-volume Radiation Laboratory Series that became the standard reference for microwave engineering.
Superconducting cavities (1960s-present): The development of niobium superconducting cavities for particle accelerators pushed Q factors to $10^{10}$, enabling continuous-wave operation of linear accelerators like CEBAF and the European XFEL.
Applications
Particle Accelerators
RF cavities accelerate charged particles using the oscillating electric field of a resonant mode. The CERN LHC uses superconducting cavities operating at 400 MHz with accelerating gradients of 5 MV/m.
Microwave Filters
Coupled resonant cavities form bandpass filters with precise frequency selectivity. Satellite communication systems use dielectric-loaded cavity filters with Q factors exceeding $10^4$.
Radar Systems
Waveguides transport high-power microwave pulses from the transmitter to the antenna with minimal loss. The WR-90 standard operates in the X-band (8.2-12.4 GHz) for weather and military radar.
Microwave Ovens
A magnetron generates 2.45 GHz microwaves fed through a waveguide into a multimode cavity. The food is heated by dielectric losses as water molecules align with the oscillating electric field.
Simulation: Waveguides & Cavities
This simulation displays waveguide mode cutoff frequencies, TE$_{10}$ dispersion with phase and group velocities, the TE$_{10}$ field pattern cross-section, and cavity Q factor variation with geometry.
Waveguides & Cavities: Modes, Dispersion & Q Factor
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