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Adolf Hurwitz

Adolf Hurwitz

A course in two strands: the life of the quiet teacher who formed Hilbert and Minkowski and spent his career in Zürich, and the theorems on Riemann surfaces, zeta functions, stability, approximation and composition algebras that still carry his name.

Born 26 March 1859, Hildesheim Died 18 November 1919, Zürich Chair Zürich Polytechnikum, 1892–1919 Level advanced undergraduate → graduate
Ford circles: above each fraction p/q sits a circle of diameter 1/q². The line at 1/φ ≈ 0.618 meets exactly the circles of the Fibonacci fractions 1/1, 1/2, 2/3, 3/5, 5/8, …, and only barely: the golden ratio is the number that makes Hurwitz’s constant √5 sharp.
Lesson 00

How to use this course

Adolf Hurwitz is a name most students meet many times without meeting the man. Engineers know the Routh–Hurwitz criterion. Number theorists know the Hurwitz zeta function, Hurwitz quaternions and Hurwitz class numbers. Geometers know the Riemann–Hurwitz formula and the bound of \(84(g-1)\) automorphisms. Algebraists know the theorem that composition algebras exist only in dimensions 1, 2, 4 and 8. This course gathers these results and places them in the life of a mathematician who published relatively little, taught superbly, and shaped two of the greatest minds of the next generation.

Prerequisites for Part II
  • Complex analysis: analytic continuation, the Gamma function, the argument principle.
  • Elementary number theory, continued fractions and binary quadratic forms.
  • For Lesson 06, the definition of a compact Riemann surface and its genus.
  • For Lessons 09 and 10, linear algebra and Fourier series.

Each technical lesson opens with a paragraph for the general reader, then gives precise statements, proof sketches and exercises with folded solutions. The lessons run roughly in the order Hurwitz did the work, from his modular-function thesis of 1881 to his quaternion book of 1919.

Reference

Timeline

1859Born 26 March in Hildesheim, Kingdom of Hanover, to Salomon Hurwitz and Elise Wertheimer, in a Jewish family.
1868Enters the Realgymnasium Andreanum in Hildesheim, where Hermann Schubert teaches him mathematics.
c. 1876First paper, on enumerative geometry, written jointly with Schubert while still a schoolboy.
1877Enters the University of Munich and attends Felix Klein’s lectures.
1877–78Berlin: lectures of Ernst Kummer, Karl Weierstrass and Leopold Kronecker.
1880Follows Klein from Munich to Leipzig.
1881Doctorate at Leipzig under Klein on elliptic modular functions. October: completes the paper that introduces the Hurwitz zeta function.
1882Habilitation at Göttingen; Privatdozent there. 25 April: begins the first of his mathematical diaries.
1884Extraordinary professor at Königsberg on the invitation of Ferdinand Lindemann. Teaches and befriends David Hilbert and Hermann Minkowski.
1891Papers on rational approximation of irrationals (the \(\sqrt5\) theorem) and on Riemann surfaces with given branch points.
1892Succeeds Georg Frobenius as professor at the Eidgenössisches Polytechnikum in Zürich, his post for the rest of his life.
1893The bound \(84(g-1)\) for automorphism groups of Riemann surfaces.
1895The stability criterion for polynomials, prompted by Aurel Stodola’s turbine problems.
1896Arithmetic of integral quaternions.
1897Organizes the first International Congress of Mathematicians in Zürich. Invariant integration over orthogonal groups.
1898Composition of quadratic forms: only dimensions 1, 2, 4, 8.
1900Albert Einstein, newly graduated, writes to ask about a post as his assistant.
1901–02Fourier-series proofs of the isoperimetric inequality.
1905A kidney is removed after years of illness.
1913Honorary member of the London Mathematical Society.
1914George Pólya joins the Zürich Polytechnikum on his recommendation.
1919Vorlesungen über die Zahlentheorie der Quaternionen. Dies 18 November in Zürich, aged 60.
1922Hurwitz–Courant, Vorlesungen über allgemeine Funktionentheorie und elliptische Funktionen.
1932–33Mathematische Werke, two volumes, edited under Pólya’s care.
Part I · Formation
Lesson 01

Hildesheim, 1859–1877

Adolf Hurwitz was born on 26 March 1859 in Hildesheim, a cathedral town south of Hanover. His father, Salomon Hurwitz, worked in manufacturing and was not wealthy. His mother, Elise Wertheimer, died when Adolf was about three. He had two brothers, Julius and Max.

In 1868 he entered the Realgymnasium Andreanum. A Realgymnasium stressed modern languages and science over Greek, a choice that later had consequences: some universities required Greek for the habilitation. His mathematics teacher was Hermann Schubert, the founder of enumerative geometry, whose “calculus of conditions” counted geometric configurations such as the number of conics tangent to five given conics. Schubert recognized the boy’s talent and wrote a paper with him on a theorem of Michel Chasles while Hurwitz was still at school, at about seventeen.

With Schubert’s encouragement he went on to study mathematics at Munich, where Felix Klein was then teaching.

Lesson 02

Munich, Berlin, Leipzig, Göttingen, 1877–1884

Hurwitz entered the University of Munich in 1877 and spent a year in Klein’s lectures. In 1877–78 he moved to Berlin, then the strongest school of analysis and number theory in the world, and heard Ernst Kummer, Karl Weierstrass and Leopold Kronecker. He absorbed Weierstrass’s rigour and Kronecker’s arithmetic, and kept both for life. He returned to Munich in 1879, and when Klein moved to Leipzig in 1880 Hurwitz followed him.

The doctorate

Klein was then building his theory of elliptic modular functions. Hurwitz’s dissertation, Grundlagen einer independenten Theorie der elliptischen Modulfunktionen und Theorie der Multiplikatorgleichungen erster Stufe (Leipzig, 1881), placed the theory on foundations independent of elliptic functions, defining modular functions directly through their behaviour under the modular group. Lesson 04 describes what he built on it. A bout of typhoid as a student left him with migraines that troubled him for the rest of his life.

Habilitation

He spent 1881–82 again in Berlin, where Weierstrass suggested the topic for his habilitation. Leipzig required a classical education in Greek for the habilitation, which Hurwitz lacked, and as a Jew he faced further obstacles. Göttingen accepted him in 1882, and he spent two years there as a Privatdozent. That spring, on 25 April 1882, he opened the first of a long series of mathematical diaries. These notebooks, now in the ETH archive, record ideas, computations and drafts across almost four decades and are a major source for historians of the period.

The zeta-function paper of Lesson 05 also dates from this time: it is signed in Hildesheim on 10 October 1881.

Lesson 03

Königsberg, 1884–1892

In 1884 Ferdinand Lindemann, who had proved the transcendence of \(\pi\) two years earlier, brought Hurwitz to Königsberg as extraordinary professor. Hurwitz was 25. Among the students were two locals of almost the same age: David Hilbert, then 22, and Hermann Minkowski, 19, already famous for a prize essay on sums of five squares.

What followed is one of the great friendships in mathematics. Over eight years the three walked together regularly and talked mathematics. Hilbert later said that in these walks they explored every corner of mathematical knowledge, and that Hurwitz, with his broad and well-founded knowledge, was the teacher. Hilbert and Minkowski both took their doctorates in Königsberg in 1885 under Lindemann, but the education that formed them came largely from Hurwitz.

In Königsberg Hurwitz met Ida Samuel, daughter of a professor of medicine at the university, and married her. They had three children, Lisbeth, Eva and Otto, born between 1894 and 1898.

The Königsberg years were mathematically rich. Hurwitz worked on class-number relations, on the arithmetic of modular equations, on the approximation of irrationals by rationals (1891), and on Riemann surfaces with prescribed branching (1891). In 1892 Georg Frobenius left the Zürich Polytechnikum for Berlin, and Hurwitz was called to succeed him.

Part II · The mathematics
Lesson 04

Modular functions and class numbers

For the general reader. Some functions repeat themselves under a whole group of symmetries of the upper half plane. Klein’s invariant \(j\) is the most famous. Hurwitz used these functions to count quadratic forms: the number of solutions of certain equations between values of \(j\) encodes how many essentially different quadratic forms there are with a given discriminant.

Goals
  • Recall the modular group, the \(j\)-function and the modular equation.
  • Define Hurwitz class numbers \(H(N)\).
  • State and test the Kronecker–Hurwitz class-number relation.

The modular equation

The group \(\mathrm{SL}_2(\mathbb Z)\) acts on the upper half plane \(\mathbb H\) by \(\tau\mapsto\frac{a\tau+b}{c\tau+d}\). Klein’s function \(j(\tau)=q^{-1}+744+196884\,q+\cdots\), with \(q=e^{2\pi i\tau}\), is invariant and identifies \(\mathrm{SL}_2(\mathbb Z)\backslash\mathbb H\) with \(\mathbb C\). For a positive integer \(n\), the functions \(j(M\tau)\), where \(M\) runs over integer matrices of determinant \(n\) modulo left multiplication by \(\mathrm{SL}_2(\mathbb Z)\), are permuted by the group. There are \(\psi(n)=n\prod_{p\mid n}(1+1/p)\) of them, and they are the roots of a polynomial

\[ \Phi_n\big(X,j(\tau)\big)=\prod_{M}\big(X-j(M\tau)\big),\qquad \Phi_n\in\mathbb Z[X,Y]. \]

The equation \(\Phi_n(X,Y)=0\) is the modular equation of level \(n\). Hurwitz’s thesis studied the closely related multiplier equations from first principles.

Class numbers

For \(N>0\) with \(N\equiv0,3\pmod 4\), let \(H(N)\) be the number of \(\mathrm{SL}_2(\mathbb Z)\)-classes of positive definite binary quadratic forms \(ax^2+bxy+cy^2\) with \(b^2-4ac=-N\), not necessarily primitive, where the class of \(a(x^2+y^2)\) counts \(\tfrac12\) and that of \(a(x^2+xy+y^2)\) counts \(\tfrac13\). Set \(H(0)=-\tfrac1{12}\). These weighted counts are the Hurwitz class numbers.

Theorem (Kronecker–Hurwitz class-number relation)

For every positive integer \(n\),

\[ \sum_{t\in\mathbb Z,\ t^2\le 4n} H(4n-t^2) \;=\; 2\sigma(n)-\sum_{d\mid n}\min\!\big(d,\tfrac nd\big), \]

where \(\sigma(n)\) is the sum of the divisors of \(n\).

Proof idea

Count the zeros of the one-variable polynomial \(\Phi_n(X,X)\) in two ways. On one side, its degree comes from the leading terms of \(\Phi_n\) and is governed by the divisor sum. On the other, a root \(X=j(\tau)\) means \(j(M\tau)=j(\tau)\), so \(\tau\) is fixed by some matrix of determinant \(n\): \(\tau\) is a quadratic irrationality and the lattice \(\mathbb Z+\mathbb Z\tau\) has an endomorphism of norm \(n\) and trace \(t\). Such \(\tau\) correspond to quadratic forms of discriminant \(t^2-4n\), so each trace \(t\) contributes \(H(4n-t^2)\). The weights \(\tfrac12,\tfrac13\) record the extra symmetry at \(\tau=i\) and \(\tau=e^{2\pi i/3}\), and the correction term comes from the behaviour at the cusp. Kronecker had found such relations in 1860 by other means; Hurwitz’s papers of the mid-1880s gave the modular-function proofs and new relations of the same kind. The modern descendant of this argument is the Eichler–Selberg trace formula.

Exercise 4.1Check the relation for \(n=1\), using \(H(3)=\tfrac13\) and \(H(4)=\tfrac12\).

Show solution
The values of \(t\) are \(0,\pm1,\pm2\). The left side is \(H(4)+2H(3)+2H(0)=\tfrac12+\tfrac23-\tfrac16=1\). The right side is \(2\sigma(1)-\min(1,1)=2-1=1\).

Exercise 4.2Compute \(H(7)\), \(H(8)\), \(H(12)\), \(H(15)\) and \(H(16)\) from the definition, and check the relation for \(n=2\) and \(n=4\).

Show solution
Reduced forms: discriminant \(-7\): \(x^2+xy+2y^2\), so \(H(7)=1\). \(-8\): \(x^2+2y^2\), so \(H(8)=1\). \(-12\): \(x^2+3y^2\) and \(2(x^2+xy+y^2)\), so \(H(12)=1+\tfrac13=\tfrac43\). \(-15\): \(x^2+xy+4y^2\), \(2x^2+xy+2y^2\), so \(H(15)=2\). \(-16\): \(x^2+4y^2\) and \(2(x^2+y^2)\), so \(H(16)=\tfrac32\).
\(n=2\): \(H(8)+2H(7)+2H(4)=1+2+1=4\), and \(2\cdot3-(1+1)=4\).
\(n=4\): \(H(16)+2H(15)+2H(12)+2H(7)+2H(0)=\tfrac32+4+\tfrac83+2-\tfrac16=10\), and \(2\cdot7-(1+2+1)=10\).
Lesson 05

The Hurwitz zeta function

For the general reader. Riemann’s zeta function adds up \(1/n^s\) over all whole numbers. Hurwitz shifted the numbers by a fixed amount and added \(1/(n+a)^s\). The shifted sums behave as well as Riemann’s, and they are the building blocks for the sums over arithmetic progressions that Dirichlet used to prove there are infinitely many primes in each progression.

Goals
  • Define \(\zeta(s,a)\) and continue it to the whole plane.
  • State Hurwitz’s functional equation.
  • Compute values at negative integers through Bernoulli polynomials.

For \(0<a\le1\) and \(\operatorname{Re}s>1\) define

\[ \zeta(s,a)=\sum_{n=0}^{\infty}\frac{1}{(n+a)^s}. \]

Then \(\zeta(s,1)=\zeta(s)\), and for a Dirichlet character \(\chi\) modulo \(m\), \(L(s,\chi)=m^{-s}\sum_{b=1}^{m}\chi(b)\,\zeta(s,b/m)\). Hurwitz worked with rational \(a=b/m\), which is all that Dirichlet series need, in a paper written in Hildesheim in October 1881 and published in Schlömilch’s Zeitschrift für Mathematik und Physik in 1882.

Continuation

From \(\Gamma(s)\,(n+a)^{-s}=\int_0^\infty e^{-(n+a)x}x^{s-1}\,dx\) and summation of the geometric series,

\[ \Gamma(s)\,\zeta(s,a)=\int_0^\infty \frac{e^{(1-a)x}}{e^{x}-1}\,x^{s-1}\,dx,\qquad \operatorname{Re}s>1. \]

Riemann’s contour-integral trick turns this into a representation valid for all \(s\). The result is that \(\zeta(s,a)\) is meromorphic on \(\mathbb C\) with a single simple pole at \(s=1\), of residue 1.

Theorem (Hurwitz’s formula, 1882)

For integers \(1\le b\le m\) and all \(s\),

\[ \zeta\!\Big(1-s,\frac bm\Big)=\frac{2\,\Gamma(s)}{(2\pi m)^s}\sum_{k=1}^{m}\cos\!\Big(\frac{\pi s}{2}-\frac{2\pi k b}{m}\Big)\,\zeta\!\Big(s,\frac km\Big). \]

Taking \(m=1\) recovers Riemann’s functional equation \(\zeta(1-s)=2(2\pi)^{-s}\cos(\pi s/2)\,\Gamma(s)\,\zeta(s)\). Combining with characters, Hurwitz derived the functional equations of the Dirichlet \(L\)-functions of quadratic characters, and used them for Dirichlet’s class-number formula.

Values at negative integers

Expanding the generating function \(\frac{x e^{(1-a)x}}{e^x-1}\) in Bernoulli polynomials gives, for \(n\ge0\),

\[ \zeta(-n,a)=-\frac{B_{n+1}(a)}{n+1}. \]

Exercise 5.1Show that \(\zeta(s,\tfrac12)=(2^s-1)\,\zeta(s)\).

Show solution
\(\zeta(s,\tfrac12)=\sum_{n\ge0}(n+\tfrac12)^{-s}=2^s\sum_{n\ge0}(2n+1)^{-s}\). The sum over odd integers is \(\zeta(s)-2^{-s}\zeta(s)\). Multiplying by \(2^s\) gives \((2^s-1)\zeta(s)\).

Exercise 5.2Use \(B_1(a)=a-\tfrac12\) and \(B_2(a)=a^2-a+\tfrac16\) to compute \(\zeta(0,a)\) and \(\zeta(-1,a)\). Check that \(\zeta(-1,1)=-\tfrac1{12}\).

Show solution
\(\zeta(0,a)=-B_1(a)=\tfrac12-a\) and \(\zeta(-1,a)=-\tfrac12B_2(a)=-\tfrac12\big(a^2-a+\tfrac16\big)\). At \(a=1\): \(-\tfrac12\cdot\tfrac16=-\tfrac1{12}=\zeta(-1)\).

Exercise 5.3Let \(\chi_4\) be the non-trivial character modulo 4. Express \(L(s,\chi_4)\) through Hurwitz zeta values and compute \(L(0,\chi_4)\).

Show solution
\(L(s,\chi_4)=4^{-s}\big(\zeta(s,\tfrac14)-\zeta(s,\tfrac34)\big)\). At \(s=0\): \(\zeta(0,\tfrac14)-\zeta(0,\tfrac34)=\tfrac14-(-\tfrac14)=\tfrac12\).
Lesson 06

Riemann surfaces: branching and symmetry

For the general reader. A Riemann surface can be folded onto another, like a many-sheeted cover, with the sheets meeting at a few branch points. Hurwitz found the exact bookkeeping that relates the number of holes of the two surfaces. He then used it to show that a surface with at least two holes has only finitely many symmetries, and at most \(84(g-1)\) of them.

Goals
  • State and apply the Riemann–Hurwitz formula.
  • Prove the \(84(g-1)\) bound.
  • Meet the Klein quartic, where the bound is attained.
Riemann–Hurwitz formula

Let \(f:X\to Y\) be a non-constant holomorphic map of degree \(n\) between compact connected Riemann surfaces of genera \(g\) and \(h\), and let \(e_P\) be the ramification index of \(f\) at \(P\in X\). Then

\[ 2g-2 \;=\; n\,(2h-2)+\sum_{P\in X}(e_P-1). \]

Proof sketch. Triangulate \(Y\) so that the branch values are vertices and lift the triangulation to \(X\). Faces and edges lift to \(n\) copies each, and a vertex \(Q\) has \(n-\sum_{f(P)=Q}(e_P-1)\) preimages. Hence \(\chi(X)=n\,\chi(Y)-\sum_P(e_P-1)\), and \(\chi=2-2g\). Riemann had used the formula for covers of the sphere; Hurwitz’s paper of 1891 on Riemann surfaces with given branch points stated it in general and also began the count of covers with prescribed branching, numbers now called Hurwitz numbers and central in enumerative geometry.

Theorem (Hurwitz, 1893)

If \(X\) is a compact Riemann surface of genus \(g\ge2\), its group of conformal automorphisms is finite and has order at most \(84(g-1)\).

Proof of the bound. Hermann Schwarz had shown finiteness earlier by other means; Hurwitz gave a new proof and the bound. Let \(G\) be a finite group of automorphisms and apply the formula to the quotient \(X\to X/G\), of degree \(|G|\). If \(X/G\) has genus \(h\) and branch values with stabilizer orders \(m_1,\dots,m_r\), then

\[ 2g-2 \;=\; |G|\,\Big(2h-2+\sum_{i=1}^{r}\big(1-\tfrac1{m_i}\big)\Big). \]

The bracket is positive because \(g\ge2\). A case analysis shows its smallest positive value is \(\tfrac1{42}\), reached only for \(h=0\) and \((m_1,m_2,m_3)=(2,3,7)\): indeed \(-2+\tfrac12+\tfrac23+\tfrac67=\tfrac1{42}\). Therefore \(|G|\le 42(2g-2)=84(g-1)\).

The bound is attained in genus 3 by Klein’s quartic \(x^3y+y^3z+z^3x=0\), whose automorphism group is \(\mathrm{PSL}_2(\mathbb F_7)\) of order \(168=84\cdot2\). Curves attaining the bound are called Hurwitz curves and their groups Hurwitz groups.

Exercise 6.1The curve \(y^2=f(x)\), with \(f\) a polynomial of degree \(2g+2\) with distinct roots, maps 2-to-1 onto the sphere by \(x\). Use Riemann–Hurwitz to confirm that its genus is \(g\).

Show solution
The map has degree 2 and ramifies exactly over the \(2g+2\) roots, each with \(e=2\). So \(2g_X-2=2(0-2)+(2g+2)=2g-2\), giving \(g_X=g\).

Exercise 6.2Compute the genus of the Fermat curve \(x^d+y^d=z^d\) using the projection \([x:y:z]\mapsto[x:z]\).

Show solution
The map has degree \(d\). Over a point with \(x^d\ne z^d\) there are \(d\) distinct values of \(y\). Over the \(d\) points with \(x^d=z^d\) the fibre is the single point \(y=0\), with \(e=d\). So \(2g-2=d(-2)+d(d-1)\), and \(g=\tfrac{(d-1)(d-2)}{2}\).

Exercise 6.3Show that in the proof above the triple \((2,3,8)\) gives the bound \(48(g-1)\), so a group of order \(168\) in genus 3 cannot come from this triple.

Show solution
\(-2+\tfrac12+\tfrac23+\tfrac78=\tfrac1{24}\), so \(|G|=24(2g-2)=48(g-1)\), which is 96 for \(g=3\). The order 168 requires the bracket to be \(\tfrac4{168}=\tfrac1{42}\), forcing \((2,3,7)\).
Lesson 07

Approximating irrationals

For the general reader. Every irrational number can be approximated by fractions, and the question is how well, measured against the size of the denominator. Hurwitz found the best universal constant: \(\sqrt5\). The number that resists approximation most stubbornly is the golden ratio.

Goals
  • Recall continued fractions and convergents.
  • Prove Hurwitz’s theorem and its optimality.
  • See the role of the golden ratio and of the Markov spectrum that follows.

Write \(\xi=[a_0;a_1,a_2,\dots]\) with convergents \(p_n/q_n\). Dirichlet’s principle gives infinitely many fractions with \(|\xi-p/q|<1/q^2\), and every convergent satisfies \(|\xi-p_n/q_n|<1/(q_nq_{n+1})\).

Theorem (Hurwitz, 1891)

For every irrational \(\xi\) there are infinitely many rationals \(p/q\) with

\[ \Big|\xi-\frac pq\Big|<\frac{1}{\sqrt5\,q^2}. \]

The constant \(\sqrt5\) cannot be replaced by any larger number: for \(\xi=\frac{1+\sqrt5}2\) and any \(A>\sqrt5\), only finitely many \(p/q\) satisfy \(|\xi-p/q|<1/(Aq^2)\).

Proof sketch

Hurwitz proved that of any three consecutive convergents, at least one satisfies the inequality. Write \(\xi-\frac{p_n}{q_n}=\frac{(-1)^n}{q_n^2(\xi_{n+1}+q_{n-1}/q_n)}\), where \(\xi_{n+1}=[a_{n+1};a_{n+2},\dots]\). The inequality fails at \(n\) exactly when \(\xi_{n+1}+q_{n-1}/q_n\le\sqrt5\). Put \(\lambda_n=q_{n-1}/q_n\). If it fails at \(n-1\) and at \(n\), the identities \(\xi_n=a_n+1/\xi_{n+1}\) and \(1/\lambda_n=a_n+\lambda_{n-1}\) combine to give \(\lambda_n+1/\lambda_n\le\sqrt5\), hence \(\lambda_n>\frac{\sqrt5-1}{2}\) (equality is impossible for a rational number). If it also fails at \(n+1\), the same holds for \(\lambda_{n+1}\). But \(1/\lambda_{n+1}=a_{n+1}+\lambda_n>1+\frac{\sqrt5-1}{2}=\frac{\sqrt5+1}{2}\), so \(\lambda_{n+1}<\frac{\sqrt5-1}{2}\), a contradiction.

For optimality take \(\xi=\varphi=\frac{1+\sqrt5}2=[1;1,1,\dots]\), whose convergents are ratios of Fibonacci numbers \(F_{n+1}/F_n\). Here \(q_n^2|\varphi-p_n/q_n|\to1/\sqrt5\), and any good approximation must be a convergent once \(A>2\).

Removing \(\varphi\) and its equivalents, the best constant jumps to \(\sqrt8\) (attained by \(\sqrt2\)), then to \(\sqrt{221}/5\), and so on, accumulating at 3. This is the Lagrange spectrum, described by Andrei Markov’s theory of 1879–80, which Hurwitz’s theorem complements.

Exercise 7.1Using Binet’s formula, show that \(F_n^2\,\big|\varphi-F_{n+1}/F_n\big|\to\tfrac1{\sqrt5}\).

Show solution
With \(\psi=-1/\varphi\), \(F_n=(\varphi^n-\psi^n)/\sqrt5\). Then \(F_n\varphi-F_{n+1}=\frac{\varphi^{n+1}-\varphi\psi^n-\varphi^{n+1}+\psi^{n+1}}{\sqrt5}=\frac{\psi^n(\psi-\varphi)}{\sqrt5}=-\psi^n\). So \(F_n^2|\varphi-F_{n+1}/F_n|=F_n|\psi|^n\to\frac{\varphi^n|\psi|^n}{\sqrt5}=\frac1{\sqrt5}\), since \(\varphi|\psi|=1\).

Exercise 7.2A Ford circle above \(p/q\) (in lowest terms) has centre \(\big(p/q,\tfrac1{2q^2}\big)\) and radius \(\tfrac1{2q^2}\). Show that the vertical line \(x=\xi\) meets it exactly when \(|\xi-p/q|<\tfrac1{2q^2}\) (allowing tangency, \(\le\)). Deduce from the hero picture why convergents of \(1/\varphi\) give the intersections.

Show solution
The circle spans horizontally from \(p/q-\tfrac1{2q^2}\) to \(p/q+\tfrac1{2q^2}\), so the line meets it iff \(|\xi-p/q|\le\tfrac1{2q^2}\). By a theorem of Legendre every fraction this close is a convergent. For \(1/\varphi=[0;1,1,1,\dots]\) the convergents are \(F_{n}/F_{n+1}\), and since \(\tfrac1{\sqrt5}<\tfrac12\) all of them satisfy the bound for large \(n\): the line passes through the Fibonacci circles, close to their edges.
Lesson 08

The stability criterion

For the general reader. A machine controlled by feedback, such as a steam turbine with a speed governor, is stable when small disturbances die away. Mathematically this means that all roots of a certain polynomial have negative real part. Hurwitz gave a test that decides this from the coefficients alone, without finding any root. Engineers still teach it in every control course.

Goals
  • Form the Hurwitz matrix and its minors.
  • Apply the criterion to cubics and quartics.
  • Understand the argument-principle proof.

Aurel Stodola, professor of mechanical engineering at the Zürich Polytechnikum, was designing turbine regulators and needed to know when the linearized equations were stable. He asked Hurwitz. The answer appeared in 1895 in Mathematische Annalen as Über die Bedingungen, unter welchen eine Gleichung nur Wurzeln mit negativen reellen Theilen besitzt. Edward Routh in Cambridge had reached an equivalent test in the 1870s by a different route.

Let \(p(s)=a_0s^n+a_1s^{n-1}+\cdots+a_n\) with real coefficients and \(a_0>0\). Its Hurwitz matrix is the \(n\times n\) matrix with entries \(h_{ij}=a_{2j-i}\), where \(a_k=0\) for \(k<0\) or \(k>n\):

\[ H=\begin{pmatrix} a_1 & a_3 & a_5 & \cdots \\ a_0 & a_2 & a_4 & \cdots \\ 0 & a_1 & a_3 & \cdots \\ 0 & a_0 & a_2 & \cdots \\ \vdots & & & \ddots \end{pmatrix}. \]
Theorem (Hurwitz, 1895)

All roots of \(p\) have negative real part if and only if the leading principal minors \(\Delta_1,\dots,\Delta_n\) of \(H\) are all positive.

The first minors are \(\Delta_1=a_1\), \(\Delta_2=a_1a_2-a_0a_3\), and always \(\Delta_n=a_n\Delta_{n-1}\).

Proof idea

By the argument principle, \(p\) has all its roots in the left half plane exactly when \(\arg p(i\omega)\) increases by \(n\pi\) as \(\omega\) runs from \(-\infty\) to \(\infty\). Splitting \(p(i\omega)\) into real and imaginary parts, this is equivalent to the real zeros of the even and odd parts interlacing (the Hermite–Biehler theorem), which is in turn a statement about the Cauchy index of their ratio. Charles Hermite had expressed such indices through the signature of a quadratic form in 1856. Hurwitz reduced that form to the determinants \(\Delta_k\), and positivity of all of them is positive definiteness.

Exercise 8.1Show that \(a_0s^3+a_1s^2+a_2s+a_3\) with \(a_0>0\) is stable if and only if \(a_1,a_3>0\) and \(a_1a_2>a_0a_3\). Is \(s^3+s^2+2s+3\) stable?

Show solution
\(\Delta_1=a_1\), \(\Delta_2=a_1a_2-a_0a_3\), \(\Delta_3=a_3\Delta_2\). All positive iff \(a_1>0\), \(a_1a_2>a_0a_3\), \(a_3>0\) (then \(a_2>0\) follows). For \(s^3+s^2+2s+3\): \(a_1a_2=2<3=a_0a_3\), so it is unstable; it has a pair of roots in the right half plane.

Exercise 8.2For which real \(K\) is \(s^3+3s^2+3s+1+K\) stable? (This is a unity-feedback loop around \((s+1)^{-3}\) with gain \(K\).)

Show solution
Need \(1+K>0\) and \(3\cdot3>1+K\), so \(-1<K<8\). At \(K=8\) the polynomial is \((s+3)(s^2+3)\), with roots \(\pm i\sqrt3\) on the imaginary axis.

Exercise 8.3Write out \(\Delta_3\) for a quartic and test \(s^4+2s^3+3s^2+2s+1\).

Show solution
\(H=\begin{pmatrix}a_1&a_3&0&0\\a_0&a_2&a_4&0\\0&a_1&a_3&0\\0&a_0&a_2&a_4\end{pmatrix}\), so \(\Delta_3=a_3(a_1a_2-a_0a_3)-a_1^2a_4\). Here \(\Delta_1=2\), \(\Delta_2=6-2=4\), \(\Delta_3=2\cdot4-4\cdot1=4\), \(\Delta_4=4\). All positive: stable. Indeed the polynomial is \((s^2+s+1)^2\).
Lesson 09

Quaternions and the 1, 2, 4, 8 theorem

For the general reader. The product of two sums of two squares is a sum of two squares; the same holds for four squares and for eight. Hurwitz proved that these, with the trivial case of one square, are the only possibilities. He also found the right “integers” among Hamilton’s quaternions, and with them gave a clean proof that every number is a sum of four squares.

Goals
  • Define the Hurwitz quaternions and prove they are Euclidean.
  • Derive Lagrange’s four-square theorem.
  • State and sketch the composition theorem.

Integral quaternions (1896)

Let \(N(q)=q\bar q=a^2+b^2+c^2+d^2\) for \(q=a+bi+cj+dk\). The obvious lattice of quaternions with integer coordinates (the Lipschitz quaternions) lacks a division algorithm. Hurwitz enlarged it:

\[ \mathcal H=\Big\{a+bi+cj+dk:\ a,b,c,d\in\mathbb Z\ \text{ or }\ a,b,c,d\in\mathbb Z+\tfrac12\Big\}. \]
Theorem (Hurwitz)

\(\mathcal H\) is a ring with 24 units. For all \(\alpha,\beta\in\mathcal H\) with \(\beta\ne0\) there are \(\gamma,\rho\in\mathcal H\) with \(\alpha=\gamma\beta+\rho\) and \(N(\rho)<N(\beta)\). Hence every left ideal is principal.

From this, an odd prime \(p\) divides some \(1+x^2+y^2\) (by counting squares mod \(p\)), so \(p\) is not irreducible in \(\mathcal H\), and a factorization \(p=\pi\bar\pi\) with \(N(\pi)=p\) writes \(p\) as a sum of four squares, after adjusting \(\pi\) by a unit to have integer coordinates. Multiplicativity of \(N\) extends this to all integers. Hurwitz developed this theory fully in his book Vorlesungen über die Zahlentheorie der Quaternionen (1919), where he also derived Jacobi’s formula for the number of representations, \(r_4(n)=8\sum_{d\mid n,\ 4\nmid d}d\).

Composition of quadratic forms (1898)

Theorem (Hurwitz, 1898)

Suppose there is an identity \((x_1^2+\cdots+x_n^2)(y_1^2+\cdots+y_n^2)=z_1^2+\cdots+z_n^2\) in which each \(z_k\) is a real bilinear form in \(x\) and \(y\). Then \(n\in\{1,2,4,8\}\).

Proof sketch. Write \(z=A(y)x\) with \(A(y)=\sum_j y_jA_j\). The identity says \(A(y)^{\mathsf T}A(y)=|y|^2I\), which gives \(A_j^{\mathsf T}A_j=I\) and \(A_j^{\mathsf T}A_k+A_k^{\mathsf T}A_j=0\) for \(j\ne k\). Replacing \(A_j\) by \(A_n^{\mathsf T}A_j\) we may take \(A_n=I\). Then \(B_j=A_j\) for \(j<n\) are \(n-1\) real \(n\times n\) matrices with \(B_j^2=-I\) and \(B_jB_k=-B_kB_j\). Hurwitz showed that products of distinct \(B_j\) yield too many linearly independent matrices in the \(n^2\)-dimensional space of matrices unless \(n\le 8\), and parity arguments exclude the other values. The four cases correspond to the real numbers, complex numbers, quaternions and octonions.

In a posthumous paper of 1923, and independently Johann Radon in 1922, he answered the general question: with \(n=2^{4a+b}\cdot(\text{odd})\), \(0\le b\le3\), there are at most \(\rho(n)-1\) such anticommuting matrices, where \(\rho(n)=8a+2^b\). These Radon–Hurwitz numbers reappeared in 1962 when Frank Adams proved that \(\rho(n)-1\) is the maximum number of independent vector fields on the sphere \(S^{n-1}\).

Exercise 9.1List the 24 units of \(\mathcal H\) and check that \(\omega=\tfrac12(-1+i+j+k)\) satisfies \(\omega^3=1\).

Show solution
Units have norm 1: the 8 elements \(\pm1,\pm i,\pm j,\pm k\) and the 16 elements \(\tfrac12(\pm1\pm i\pm j\pm k)\). For \(\omega\): write \(\omega=-\tfrac12+\tfrac12u\) with \(u=i+j+k\), \(u^2=-3\). Then \(\omega^2=\tfrac14-\tfrac12u+\tfrac14u^2=-\tfrac12-\tfrac12u=\bar\omega\), and \(\omega^3=\omega\bar\omega=N(\omega)=1\).

Exercise 9.2Show that every real quaternion \(q\) lies at norm-distance at most \(\tfrac12\) from some element of \(\mathcal H\). Deduce the division algorithm.

Show solution
For each coordinate let \(d_i\in[0,\tfrac12]\) be the distance to the nearest integer; the distance to the nearest half-integer is \(\tfrac12-d_i\). Rounding to \(\mathbb Z^4\) gives squared distance \(N_1=\sum d_i^2\), rounding to \((\mathbb Z+\tfrac12)^4\) gives \(N_2=\sum(\tfrac12-d_i)^2\). Since \(d^2+(\tfrac12-d)^2\le\tfrac14\) on \([0,\tfrac12]\), \(N_1+N_2\le1\), so \(\min(N_1,N_2)\le\tfrac12\). Given \(\alpha,\beta\), choose \(\gamma\in\mathcal H\) near \(\alpha\beta^{-1}\) and set \(\rho=\alpha-\gamma\beta\); then \(N(\rho)=N(\alpha\beta^{-1}-\gamma)N(\beta)\le\tfrac12N(\beta)\).

Exercise 9.3Check Jacobi’s formula for \(n=2\) and \(n=4\) by listing representations.

Show solution
\(n=2\): two coordinates \(\pm1\), the rest 0: \(\binom42\cdot4=24\), and \(8(1+2)=24\). \(n=4\): one coordinate \(\pm2\) (8 ways) or all four \(\pm1\) (16 ways), total 24; the formula gives \(8(1+2)=24\) since \(4\) is excluded.
Lesson 10

Fourier series and invariant integrals

For the general reader. Among all closed curves of a given length, the circle encloses the most area. Hurwitz gave a proof in a few lines by writing the curve as a sum of circular motions. In another short paper he showed how to average over all rotations of space, an idea that became the foundation of the representation theory of compact groups.

Goals
  • Prove the isoperimetric inequality with Parseval’s identity.
  • Understand invariant integration on \(\mathrm{SO}(n)\).
  • Meet Hurwitz’s theorem on zeros of limits.
Isoperimetric inequality (Hurwitz’s proof, 1901–02)

A closed rectifiable plane curve of length \(L\) bounds area \(A\le\frac{L^2}{4\pi}\), with equality only for a circle.

Proof for smooth curves. Parametrize by arc length scaled to \(t\in[0,2\pi]\), so \(|z'(t)|=\frac{L}{2\pi}\) for \(z=x+iy\). Write \(z(t)=\sum_k c_ke^{ikt}\). Parseval gives \(\frac{L^2}{2\pi}=\int_0^{2\pi}|z'|^2dt=2\pi\sum k^2|c_k|^2\), and Green’s theorem gives \(A=\tfrac12\int\operatorname{Im}(\bar z z')\,dt=\pi\sum k|c_k|^2\). Hence

\[ L^2-4\pi A = 4\pi^2\sum_{k}(k^2-k)\,|c_k|^2\;\ge\;0, \]

since \(k^2-k\ge0\) for every integer \(k\), with equality iff \(c_k=0\) for \(k\ne0,1\), that is, \(z\) is a circle. Hurwitz published the argument in a note to the Paris Academy in 1901 and in a longer paper in the Annales de l’École Normale Supérieure in 1902.

Invariant integration (1897)

To produce invariants of a finite group one averages over the group (the Reynolds operator). In Über die Erzeugung der Invarianten durch Integration (1897), Hurwitz replaced the sum by an integral over the orthogonal group \(\mathrm{SO}(n)\), using an explicit invariant volume form in Euler-angle coordinates, and also treated the special linear group. This is the first construction of what is now called Haar measure on a Lie group. Issai Schur and Hermann Weyl made it the main tool of their representation theory of compact groups in the 1920s.

Hurwitz’s theorem (complex analysis)

Let \(f_k\to f\) uniformly on compact subsets of a domain \(D\), with \(f_k\) holomorphic, and let \(f\) not vanish on the boundary circle of a closed disc \(\bar B\subset D\). Then for large \(k\), \(f_k\) and \(f\) have the same number of zeros in \(B\), counted with multiplicity. In particular, a locally uniform limit of nowhere-vanishing holomorphic functions is either nowhere vanishing or identically zero.

Exercise 10.1Compare the isoperimetric ratio \(4\pi A/L^2\) for a square and for an equilateral triangle.

Show solution
Square of side 1: \(4\pi/16=\pi/4\approx0.785\). Equilateral triangle of side 1: \(4\pi(\sqrt3/4)/9=\pi\sqrt3/9\approx0.605\). Both are below 1, the circle’s value.

Exercise 10.2On \(\mathrm{SO}(2)\) parametrized by \(\theta\), the invariant measure is \(d\theta/2\pi\). Average the polynomial \(x^2\) over rotations of the plane and obtain an invariant.

Show solution
Rotation sends \(x\mapsto x\cos\theta-y\sin\theta\). Averaging \((x\cos\theta-y\sin\theta)^2\) gives \(\tfrac12x^2+\tfrac12y^2\), since the averages of \(\cos^2,\sin^2\) are \(\tfrac12\) and of \(\cos\theta\sin\theta\) is 0. The result \(\tfrac12(x^2+y^2)\) is rotation invariant.

Exercise 10.3Use Hurwitz’s theorem to show that a locally uniform limit of injective holomorphic functions on a domain is injective or constant.

Show solution
Suppose \(f\) is non-constant and \(f(a)=f(b)\) with \(a\ne b\). Apply the theorem to \(f_k-f_k(b)\to f-f(b)\) on a small disc around \(a\) avoiding \(b\): for large \(k\), \(f_k-f_k(b)\) has a zero near \(a\), so \(f_k\) takes the value \(f_k(b)\) at two points, contradicting injectivity.
Part III · Life and legacy
Lesson 11

Zürich, 1892–1919

In 1892 Hurwitz succeeded Georg Frobenius at the Eidgenössisches Polytechnikum in Zürich, the federal technical university that later became ETH Zürich. He remained there for 27 years. Göttingen later offered him a chair, which he declined because he had already given his word to Zürich.

He taught the full range of mathematics to engineers and to the future mathematics teachers of Switzerland, and his lectures were famous for their clarity. Among his students at the Polytechnikum in the late 1890s was Albert Einstein, who preferred physics and was not a regular attender. On 30 September 1900, after graduating, Einstein wrote from Milan to ask whether he might succeed Hurwitz’s departing assistant, Karl Matter. He did not get the post. Hurwitz supervised about twenty doctoral theses, at the University and the Polytechnikum, among them those of Ernst Meissner (1907), who later wrote the memoir for his collected papers, and Louis-Gustave Du Pasquier (1906).

In 1897 Hurwitz organized the first International Congress of Mathematicians, held in Zürich, gave one of the plenary lectures, and chaired a section. The Congress started the series that continues today. Engineering colleagues brought him problems: the stability criterion of Lesson 08 answered a question from Aurel Stodola. In 1914 the young Hungarian George Pólya joined the Polytechnikum on his recommendation and became a close colleague.

His health was poor throughout. Kidney disease led to the removal of a kidney in 1905, and from then on he worked with frequent interruptions. In 1913 the London Mathematical Society elected him an honorary member.

DiscussionHurwitz’s influence ran largely through teaching, conversation and his diaries rather than through long papers. How should a historian weigh such influence against published work, and what sources would one use?

Lesson 12

Death and legacy

Hurwitz died in Zürich on 18 November 1919, aged 60. Earlier that year his book on the number theory of quaternions had appeared. Hilbert wrote his obituary for Mathematische Annalen, recalling the Königsberg walks and the debt he and Minkowski owed to their older friend.

Three posthumous projects preserved his work. Richard Courant edited his Zürich lectures on function theory into Vorlesungen über allgemeine Funktionentheorie und elliptische Funktionen (1922), adding a part on geometric function theory; the Hurwitz–Courant volume became a standard text. Pólya, as literary executor, oversaw the Mathematische Werke (1932–33), with a memoir by Ernst Meissner. The mathematical diaries remain in the ETH library and continue to be studied.

Legacy

  • Number theory: the Hurwitz zeta function, Hurwitz class numbers and the class-number relations, Hurwitz quaternions, and the \(\sqrt5\) theorem in Diophantine approximation.
  • Geometry: the Riemann–Hurwitz formula, Hurwitz numbers in enumerative geometry and string theory, and Hurwitz curves and groups.
  • Algebra and topology: composition algebras in dimensions 1, 2, 4, 8; Radon–Hurwitz numbers and vector fields on spheres.
  • Analysis and engineering: the Routh–Hurwitz criterion; Hurwitz’s theorem on zeros; the first invariant integral on a Lie group.
  • People: the mathematical education of Hilbert and Minkowski, and through them much of Göttingen mathematics.

Final projectChoose one result from Part II. Write a two-page account for a strong undergraduate that states it, works a full example, and traces one modern development that grew from it, such as Hurwitz numbers, the Lagrange spectrum, Haar measure or Adams’s vector-field theorem.

Reference

Connections

People linked to Adolf Hurwitz across this collection. A name without a link has no page here yet. See Adolf Hurwitz in the network of all 337 lives →

Teachers and advisors

Students

  • Albert Einstein 1896-1900
  • Ernst Amberg 1897
  • Ernst Meissner 1907
  • Louis-Gustave Du Pasquier 1906

Influenced by

Influenced

Colleagues and collaborators

Friends

Also mentioned in this life

Fields

On CoursesHub

Reference

Sources and further reading

Biography

  1. J. J. O’Connor and E. F. Robertson, Adolf Hurwitz, MacTutor History of Mathematics.
  2. Adolf Hurwitz, Wikipedia.
  3. Adolf Hurwitz, Mathematics Genealogy Project.
  4. N. Oswald and J. Steuding, Aspects of zeta-function theory in the mathematical works of Adolf Hurwitz, arXiv:1506.00856.
  5. D. Hilbert, Adolf Hurwitz, Mathematische Annalen 83 (1921).
  6. The Collected Papers of Albert Einstein, vol. 1, Princeton University Press, 1987: letter to Hurwitz of 30 September 1900.
  7. Obituary of Hurwitz, London Mathematical Society (MacTutor scan).

Mathematics

  1. A. Hurwitz, Einige Eigenschaften der Dirichlet’schen Functionen \(F(s)=\sum(D/n)\,n^{-s}\), Zeitschrift für Mathematik und Physik 27 (1882).
  2. A. Hurwitz, Über die angenäherte Darstellung der Irrationalzahlen durch rationale Brüche, Math. Ann. 39 (1891).
  3. A. Hurwitz, Über Riemann’sche Flächen mit gegebenen Verzweigungspunkten, Math. Ann. 39 (1891).
  4. A. Hurwitz, Über algebraische Gebilde mit eindeutigen Transformationen in sich, Math. Ann. 41 (1893).
  5. A. Hurwitz, Über die Bedingungen, unter welchen eine Gleichung nur Wurzeln mit negativen reellen Theilen besitzt, Math. Ann. 46 (1895).
  6. A. Hurwitz, Über die Composition der quadratischen Formen von beliebig vielen Variablen, Nachr. Ges. Wiss. Göttingen (1898).
  7. A. Hurwitz, Vorlesungen über die Zahlentheorie der Quaternionen, Springer, 1919.
  8. A. Hurwitz and R. Courant, Vorlesungen über allgemeine Funktionentheorie und elliptische Funktionen, Springer, 1922.
  9. A. Hurwitz, Mathematische Werke, 2 vols., Birkhäuser, 1932–33.
  10. J. H. Conway and D. A. Smith, On Quaternions and Octonions, A K Peters, 2003.
  11. D. Zagier, Nombres de classes et formes modulaires de poids 3/2, C. R. Acad. Sci. Paris 281 (1975).