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Karl Weierstrass

Karl Theodor Wilhelm Weierstraß

A course in two strands: the life of a provincial schoolteacher who became, past the age of forty, the most influential teacher of analysis in Europe, and the rigorous foundations of real and complex analysis that he built.

Born 31 October 1815, Ostenfelde, Westphalia Died 19 February 1897, Berlin Copley Medal Royal Society, 1895 Level advanced undergraduate → graduate
Partial sums of \(\sum a^n\cos(b^n\pi x)\) with \(a=\tfrac12,\ b=7\), over one period. Each term adds a faster wiggle; the uniform limit is continuous and differentiable nowhere.
Lesson 00

How to use this course

Karl Weierstrass is the reason a first course in analysis looks the way it does. The definition of continuity with \(\varepsilon\) and \(\delta\), the notion of uniform convergence, the theorem that a bounded sequence has a convergent subsequence, and the construction of the real numbers all reached the world through his Berlin lectures. In complex analysis he built the whole theory on power series, and his \(\wp\)-function is still the standard way to write elliptic functions.

His life is unusual. He left university without a degree, spent fourteen years teaching in small Prussian secondary schools, and published his first major paper at 38. Two years later he was in Berlin, and within a decade his lecture hall was the centre of European analysis.

Prerequisites for Part II
  • A first course in calculus and some exposure to sequences and series.
  • For Lessons 08 and 09, a first course in complex analysis (power series, Cauchy’s theorem, residues).
  • For Lesson 10, the Euler–Lagrange equation.

Each technical lesson opens with a paragraph for the general reader, then gives precise statements, proof sketches and exercises with folded solutions. Weierstrass published little; most of his results became known through lecture notes taken by his students. The dates given for results are those of first publication or of the lecture course where they are documented.

Reference

Timeline

1815Born 31 October in Ostenfelde, Westphalia, the eldest of four children of Wilhelm Weierstrass and Theodora Vonderforst.
1827His mother dies. His father, a minor Prussian tax official, is posted to Paderborn.
1829–34Gymnasium Theodorianum, Paderborn.
1834–38Studies law and public finance at Bonn, reads Laplace and Jacobi on his own, and leaves without a degree.
1839Enrols on 22 May at the Academy in Münster to train as a teacher; hears Christoph Gudermann on elliptic functions.
1840–41Teacher’s examination; his written essay on elliptic functions impresses Gudermann.
1841–42Probationary year at the Gymnasium in Münster. Writes unpublished papers on power series.
1842–48Teacher at the Pro-Gymnasium in Deutsch Krone, West Prussia.
1848–56Teacher at the Lyceum Hosianum in Braunsberg, East Prussia.
1854Zur Theorie der Abelschen Functionen in Crelle’s Journal. Honorary doctorate from Königsberg, 31 March.
1856Chair at the Gewerbeinstitut, Berlin (June); extraordinary professor at the University of Berlin (October); member of the Berlin Academy (November).
1861With Ernst Kummer, founds the first German seminar devoted to pure mathematics. Collapses from exhaustion in December.
1864Full professor at the University of Berlin.
1870Begins teaching Sofia Kovalevskaya privately. Presents his counterexample to the Dirichlet principle.
1872Presents a continuous, nowhere differentiable function to the Berlin Academy.
1873–74Rector of the University of Berlin.
1875Order Pour le Mérite for Sciences and Arts.
1876Product theorem for entire functions.
1877Breach with Leopold Kronecker begins, partly over Georg Cantor’s set theory.
1881Foreign Member of the Royal Society.
1885Approximation theorem: every continuous function on a closed interval is a uniform limit of polynomials.
1894–95First two volumes of his collected works appear. Copley Medal, 1895.
1897Dies 19 February in Berlin of pneumonia, after three years confined to a wheelchair.
Part I · Formation
Lesson 01

Westphalia, Paderborn, Bonn, 1815–1838

Karl Theodor Wilhelm Weierstrass was born on 31 October 1815 in Ostenfelde, a village in Westphalia now part of the town of Ennigerloh. The region had just passed to Prussia after the Napoleonic Wars. His father Wilhelm was secretary to the local mayor and later a customs and tax official; the family was Catholic, and the father was a strict, educated man with interests in the humanities. Karl was the eldest of four children. His mother Theodora died in 1827 and his father remarried the following year. None of the four children ever married.

The family moved with the father’s postings. In 1829 Karl entered the Catholic Gymnasium Theodorianum in Paderborn, where he won prizes regularly. He also worked part-time as a bookkeeper to help the family finances.

The wrong degree

His father wanted a career in the Prussian civil service. In 1834 Weierstrass enrolled at the University of Bonn in law, finance and economics. He found this work dull and the mathematics lectures at Bonn little better, and he spent much of his energy on student life. Alone, he worked through Pierre-Simon Laplace’s celestial mechanics and Carl Gustav Jacob Jacobi’s work on elliptic functions. He left Bonn in 1838 after four years without taking any examination, to his family’s dismay.

The way forward was to train as a secondary school teacher at the Academy in Münster, a shorter route that required no university degree.

Lesson 02

Münster and Gudermann, 1839–1842

Weierstrass enrolled at the Münster Academy on 22 May 1839. The decisive figure there was Christoph Gudermann, who was lecturing on elliptic functions and had developed them through power series expansions. Gudermann had also used, in an 1838 paper, the idea that a series converges “with the same speed” throughout a region, the germ of uniform convergence.

In 1840 Weierstrass sat the state teacher’s examination. One of the written topics was the representation of elliptic functions by power series. He answered with original research. Gudermann’s report placed the candidate on a level with the celebrated discoverers of the subject, a rare tribute for a teaching certificate. The oral examinations followed in 1841.

He spent 1841–42 as a probationary teacher at the Gymnasium in Münster. In these years he wrote several mathematical papers that he did not publish: on the representation of analytic functions by power series, on functions defined by differential equations, and on series in an annulus. They contain uniform convergence used as a working tool, and a Laurent expansion two years before Pierre Laurent. They appeared only in his collected works in 1894.

Lesson 03

Fourteen years in the schoolroom, 1842–1856

After his probation he took a post at the Pro-Gymnasium in Deutsch Krone, a small town in West Prussia (today Wałcz in Poland). In 1848 he moved to the Lyceum Hosianum in Braunsberg in East Prussia (today Braniewo). Besides mathematics and physics he taught botany and gymnastics, among other subjects. He had no access to a research library and almost no contact with other mathematicians. From about 1850 he suffered attacks of dizziness that recurred for over a decade.

He worked at night on the problem that had defeated many: the inversion of hyperelliptic integrals, the natural generalization of the elliptic case that Niels Henrik Abel and Jacobi had opened. His first results appeared in school prospectuses, where no mathematician would see them.

The 1854 paper

In 1854 he published Zur Theorie der Abelschen Functionen in Crelle’s Journal. It solved the Jacobi inversion problem for hyperelliptic integrals of arbitrary genus. The effect was immediate. On 31 March 1854 the University of Königsberg gave him an honorary doctorate. When Kummer left Breslau for Berlin in 1855, Weierstrass applied for the Breslau chair and was passed over. Peter Gustav Lejeune Dirichlet wrote to the minister in his support.

The fuller version, Theorie der Abelschen Functionen, appeared in 1856. On 14 June 1856 he accepted a chair at the Gewerbeinstitut in Berlin, the industrial institute that later became the Technische Hochschule. In October 1856 he became an extraordinary professor at the University of Berlin, and in November a full member of the Berlin Academy. He was 41.

Part II · The mathematics
Lesson 04

Epsilon, delta and the real line

For the general reader. Calculus worked for two centuries without anyone being able to say exactly what “approaching a limit” meant. Weierstrass replaced talk of motion and infinitely small quantities with inequalities between ordinary numbers. Every precise statement about limits that students now learn has his form.

Goals
  • State the \(\varepsilon\)–\(\delta\) definitions of limit and continuity.
  • Prove the Bolzano–Weierstrass theorem and derive the extreme value theorem.
  • See why a construction of the real numbers was needed.

Static definitions

Augustin-Louis Cauchy in the 1820s defined continuity by saying that an infinitely small increment of the variable produces an infinitely small increment of the function. Bernard Bolzano had a similar definition in 1817. Weierstrass, in his lectures from the late 1850s, removed the dynamic language entirely.

Definition

A function \(f:D\to\mathbb R\) is continuous at \(a\in D\) if for every \(\varepsilon>0\) there is \(\delta>0\) such that \(|f(x)-f(a)|<\varepsilon\) for all \(x\in D\) with \(|x-a|<\delta\). A sequence \(x_n\) converges to \(L\) if for every \(\varepsilon>0\) there is \(N\) such that \(|x_n-L|<\varepsilon\) for all \(n\ge N\).

The order of the quantifiers carries the content. Swapping “for every \(x\)” and “there is \(\delta\)” changes continuity into uniform continuity, a distinction made explicit in the Berlin circle and published by Eduard Heine in 1872.

Completeness

Such definitions say what a limit is, but they cannot prove that a limit exists unless the real numbers have no gaps. From the winter semester of 1863–64 Weierstrass gave a construction of the real numbers in his introductory course, building them from rational numbers through convergent sums of “aggregates”. Richard Dedekind (cuts, 1872) and Cantor (Cauchy sequences, 1872) published other constructions. All three give the same complete ordered field.

Theorem (Bolzano–Weierstrass)

Every bounded sequence of real numbers has a convergent subsequence. Equivalently, every bounded infinite subset of \(\mathbb R^n\) has an accumulation point.

Proof sketch. Let \(x_n\in[a,b]\). Halve the interval; one half contains \(x_n\) for infinitely many \(n\). Repeat, obtaining nested intervals \(I_k\) of length \((b-a)/2^k\), each containing infinitely many terms. Choose \(n_1<n_2<\cdots\) with \(x_{n_k}\in I_k\). The intervals shrink to a single point \(L\) by completeness, and \(|x_{n_k}-L|\le(b-a)/2^k\). Bolzano used the bisection idea in 1817; Weierstrass made it the central tool of his lectures.

Theorem (extreme value theorem)

A continuous function \(f:[a,b]\to\mathbb R\) is bounded and attains its maximum and minimum.

If \(f\) were unbounded, pick \(x_n\) with \(|f(x_n)|>n\); a subsequence converges to some \(c\in[a,b]\) and continuity at \(c\) gives a contradiction. Let \(M=\sup f\) and pick \(f(x_n)\to M\); a subsequence converges to \(c\), and \(f(c)=M\). Weierstrass’s insistence that a supremum need not be a maximum without proof became decisive in Lesson 10.

Exercise 4.1Prove from the definition that \(f(x)=x^2\) is continuous at every \(a\in\mathbb R\), giving \(\delta\) explicitly in terms of \(\varepsilon\) and \(a\).

Show solution
\(|x^2-a^2|=|x-a|\,|x+a|\). If \(|x-a|<1\) then \(|x+a|\le 2|a|+1\). Take \(\delta=\min\big(1,\ \varepsilon/(2|a|+1)\big)\). Then \(|x-a|<\delta\) gives \(|x^2-a^2|<\varepsilon\). The \(\delta\) depends on \(a\), and no single \(\delta\) works on all of \(\mathbb R\): \(x^2\) is continuous but not uniformly continuous there.

Exercise 4.2Show that the Bolzano–Weierstrass theorem fails in \(\mathbb Q\) by giving a bounded sequence of rationals with no subsequence converging in \(\mathbb Q\).

Show solution
Take the decimal truncations \(1,\ 1.4,\ 1.41,\ 1.414,\dots\) of \(\sqrt2\). Every subsequence converges in \(\mathbb R\) to \(\sqrt2\notin\mathbb Q\), so none converges in \(\mathbb Q\). Completeness, not boundedness alone, is what the theorem uses.

Exercise 4.3Show that \(f(x)=1/x\) is continuous on \((0,1]\) but neither bounded nor uniformly continuous. Which hypothesis of the extreme value theorem fails?

Show solution
Continuity holds at each point. \(f(1/n)=n\) is unbounded. For uniform continuity with \(\varepsilon=1\), the points \(1/n\) and \(1/(n+1)\) are within any \(\delta\) for large \(n\) but their images differ by 1. The domain is not closed, so the sequence \(1/n\) has its limit point \(0\) outside it.
Lesson 05

Uniform convergence

For the general reader. Add up infinitely many smooth curves and you may get a curve with a jump. Cauchy believed in 1821 that a convergent series of continuous functions is always continuous, and Fourier series showed he was wrong. The repair is to ask that the series converge at the same rate everywhere. Weierstrass made this “uniform” convergence the workhorse of analysis.

Goals
  • Distinguish pointwise and uniform convergence.
  • Prove that uniform limits of continuous functions are continuous.
  • Use the Weierstrass M-test.
Definition

Functions \(f_n:D\to\mathbb R\) converge uniformly to \(f\) if for every \(\varepsilon>0\) there is \(N\) such that \(|f_n(x)-f(x)|<\varepsilon\) for all \(n\ge N\) and all \(x\in D\). Equivalently, \(\sup_{x\in D}|f_n(x)-f(x)|\to0\).

Theorem

If continuous functions \(f_n\) converge uniformly to \(f\) on \(D\), then \(f\) is continuous. If moreover \(D=[a,b]\), then \(\int_a^b f_n\to\int_a^b f\).

Proof. Given \(\varepsilon\) and \(a\), pick \(n\) with \(\sup|f_n-f|<\varepsilon/3\), then \(\delta\) with \(|f_n(x)-f_n(a)|<\varepsilon/3\) for \(|x-a|<\delta\). The triangle inequality gives \(|f(x)-f(a)|<\varepsilon\). This “\(\varepsilon/3\) argument” is Weierstrass’s signature. For integrals, \(\big|\int(f_n-f)\big|\le(b-a)\sup|f_n-f|\).

Gudermann had used the idea in 1838, Weierstrass in his unpublished 1841 work on power series, and Philipp Ludwig von Seidel and George Gabriel Stokes independently in 1847–48. It was through Weierstrass’s teaching that the concept spread.

Weierstrass M-test

Let \(u_n:D\to\mathbb C\) satisfy \(|u_n(x)|\le M_n\) for all \(x\in D\), where \(\sum M_n<\infty\). Then \(\sum u_n\) converges absolutely and uniformly on \(D\).

The partial sums are uniformly Cauchy: \(\big|\sum_{n=m}^{k}u_n(x)\big|\le\sum_{n=m}^{k}M_n\), which is small independently of \(x\).

Exercise 5.1Let \(f_n(x)=x^n\) on \([0,1]\). Find the pointwise limit, and show the convergence is not uniform. Is it uniform on \([0,r]\) for \(r<1\)?

Show solution
The limit is \(0\) for \(x<1\) and \(1\) at \(x=1\), discontinuous, so convergence cannot be uniform by the theorem. Directly, \(\sup_{[0,1)}|x^n-0|=1\) for all \(n\). On \([0,r]\), \(\sup|x^n|=r^n\to0\), so convergence there is uniform.

Exercise 5.2Show that \(\sum_{n\ge1}\dfrac{\sin(nx)}{n^2}\) defines a continuous function on \(\mathbb R\). Can you differentiate it term by term?

Show solution
\(|\sin(nx)/n^2|\le1/n^2\) and \(\sum1/n^2<\infty\), so the M-test gives uniform convergence of continuous functions, hence a continuous sum. The differentiated series \(\sum\cos(nx)/n\) is not dominated by a summable sequence and diverges at \(x=0\), so term-by-term differentiation fails at least there. Theorems allowing it require uniform convergence of the derivatives.
Lesson 06

A continuous, nowhere differentiable function

For the general reader. Most nineteenth-century mathematicians assumed that a continuous curve must be smooth except at isolated corners. In 1872 Weierstrass showed the Berlin Academy a curve that is continuous everywhere and has a tangent nowhere. It ended reliance on geometric intuition in analysis, and its jagged self-similar graph is an ancestor of fractals.

Goals
  • State Weierstrass’s theorem with his hypotheses and Hardy’s improvement.
  • Follow the proof of non-differentiability.
  • Compute with a simpler example of the same type.
Theorem (Weierstrass, 1872)

Let \(0<a<1\), let \(b\) be an odd positive integer, and suppose \(ab>1+\tfrac{3\pi}{2}\). Then

\[ W(x)=\sum_{n=0}^{\infty}a^n\cos(b^n\pi x) \]

is continuous on \(\mathbb R\) and has a finite derivative at no point.

Weierstrass presented the example to the Berlin Academy on 18 July 1872. It was first printed by Paul du Bois-Reymond in 1875. Bolzano had constructed such a function in the 1830s, but his manuscript remained unpublished until the twentieth century. Bernhard Riemann was reported to have proposed \(\sum\sin(n^2x)/n^2\) as an example; much later it was shown to be differentiable at certain rational multiples of \(\pi\). In 1916 G. H. Hardy proved that \(W\) is nowhere differentiable whenever \(0<a<1\) and \(ab\ge1\), with \(b>1\) real.

Proof sketch

Continuity follows from the M-test with \(M_n=a^n\). For non-differentiability, fix \(x_0\) and \(m\ge1\). Write \(b^mx_0=\alpha_m+\xi_m\) with \(\alpha_m\) an integer and \(-\tfrac12\le\xi_m<\tfrac12\). Set \(x_m=(\alpha_m-1)/b^m\) and \(x_m'=(\alpha_m+1)/b^m\), points on either side of \(x_0\) at distance at most \(\tfrac32 b^{-m}\). Split each difference quotient into terms \(n<m\) and \(n\ge m\).

  • For \(n<m\), the mean value theorem bounds each term by \(\pi a^nb^n\), so the low terms together are at most \(\pi\,(ab)^m/(ab-1)\).
  • For \(n\ge m\), since \(b\) is odd, \(\cos(b^n\pi x_m)=\cos(b^{n-m}\pi(\alpha_m-1))=-(-1)^{\alpha_m}\), and similarly at \(x_m'\). All these terms have the same sign, fixed by \((-1)^{\alpha_m}\), and the \(n=m\) term alone contributes at least \(\tfrac23(ab)^m\) in absolute value. The sign is opposite for the two sides.

When \(\tfrac23>\pi/(ab-1)\), which is exactly \(ab>1+\tfrac{3\pi}2\), the high terms dominate. The two difference quotients then have opposite signs and absolute value at least a constant times \((ab)^m\to\infty\). No finite derivative can exist.

Exercise 6.1Check that \(a=\tfrac12,\ b=13\) satisfies Weierstrass’s condition, and that \(a=\tfrac12,\ b=7\) (the hero picture) does not, though it satisfies Hardy’s.

Show solution
\(1+3\pi/2\approx5.712\). With \(b=13\), \(ab=6.5>5.712\). With \(b=7\), \(ab=3.5<5.712\), so the 1872 proof does not apply; but \(ab=3.5\ge1\), so Hardy’s theorem shows the function is still nowhere differentiable.

Exercise 6.2Let \(\phi(x)\) be the distance from \(x\) to the nearest integer, and \(T(x)=\sum_{n\ge0}2^{-n}\phi(2^nx)\) (Takagi’s function, 1903). Show \(T\) is continuous and compute \(T(\tfrac12)\) and \(T(\tfrac14)\).

Show solution
\(0\le\phi\le\tfrac12\), so the M-test applies with \(M_n=2^{-n-1}\). At \(x=\tfrac12\): \(\phi(\tfrac12)=\tfrac12\) and \(\phi(2^n\cdot\tfrac12)=0\) for \(n\ge1\), so \(T(\tfrac12)=\tfrac12\). At \(x=\tfrac14\): terms \(\tfrac14\), \(\tfrac12\cdot\tfrac12\), then \(0\), giving \(T(\tfrac14)=\tfrac12\). Takagi’s function is also nowhere differentiable, with a proof simpler than Weierstrass’s.
Lesson 07

The approximation theorem

For the general reader. Monster functions like the one in Lesson 06 might suggest that continuous functions are hopelessly wild. In 1885, at the age of 69, Weierstrass proved the reassuring counterpart: any continuous function on a closed interval can be imitated as closely as you like by a polynomial. The theorem is a foundation of numerical analysis and of modern functional analysis.

Goals
  • State the approximation theorem.
  • Follow Weierstrass’s proof by smoothing with a Gaussian kernel.
  • Compute with Bernstein polynomials.
Theorem (Weierstrass, 1885)

Let \(f:[a,b]\to\mathbb R\) be continuous. For every \(\varepsilon>0\) there is a polynomial \(p\) with \(|f(x)-p(x)|<\varepsilon\) for all \(x\in[a,b]\). The same holds for continuous \(2\pi\)-periodic functions with trigonometric polynomials in place of polynomials.

The paper, Über die analytische Darstellbarkeit sogenannter willkürlicher Functionen einer reellen Veränderlichen, appeared in the Berlin Academy’s proceedings in 1885.

Weierstrass’s proof

Extend \(f\) to a bounded, uniformly continuous function on \(\mathbb R\). For \(k>0\) define the Gaussian smoothing

\[ F_k(x)=\frac{1}{k\sqrt\pi}\int_{-\infty}^{\infty}f(u)\,e^{-(u-x)^2/k^2}\,du. \]

The kernel has integral 1 and concentrates near \(u=x\) as \(k\to0\). Splitting the integral into \(|u-x|<\delta\), where uniform continuity makes \(|f(u)-f(x)|\) small, and the tails, where the Gaussian is tiny, gives \(F_k\to f\) uniformly. For fixed \(k\), \(F_k\) is an entire function of \(x\); its Taylor series converges uniformly on \([a,b]\), so a partial sum approximates \(F_k\) within \(\varepsilon/2\). In modern terms \(F_k\) is the solution of the heat equation at time \(k^2/4\) with initial data \(f\).

Later proofs and generalizations

Sergei Bernstein gave a constructive probabilistic proof in 1912 using

\[ B_n(f)(x)=\sum_{k=0}^{n}f\!\left(\tfrac kn\right)\binom nk x^k(1-x)^{n-k}\quad\text{on }[0,1]. \]

Marshall Stone generalized the result in 1937 and 1948: a subalgebra of \(C(K)\), for \(K\) compact Hausdorff, that contains the constants and separates points is dense in the uniform norm.

Exercise 7.1Compute \(B_n(f)\) for \(f(x)=x\) and \(f(x)=x^2\). What is the error \(B_n(x^2)-x^2\)?

Show solution
\(B_n\) is the expectation of \(f(S/n)\) for \(S\sim\mathrm{Bin}(n,x)\). So \(B_n(x)=\mathbb E[S/n]=x\), and \(B_n(x^2)=\mathbb E[S^2]/n^2=(nx(1-x)+n^2x^2)/n^2=x^2+\dfrac{x(1-x)}{n}\). The error is \(x(1-x)/n\le1/(4n)\), uniformly small.

Exercise 7.2Use the theorem to show: if \(f\) is continuous on \([0,1]\) and \(\int_0^1f(x)x^n\,dx=0\) for every \(n\ge0\), then \(f\equiv0\).

Show solution
By linearity \(\int fp=0\) for every polynomial \(p\). Choose \(p_k\to f\) uniformly. Then \(\int f^2=\lim\int fp_k=0\) because \(|\int f(f-p_k)|\le\sup|f|\cdot\sup|f-p_k|\to0\). A continuous function with \(\int f^2=0\) vanishes identically.

Exercise 7.3Show that the theorem fails on \(\mathbb R\): \(e^x\) is not a uniform limit of polynomials on the whole line.

Show solution
If \(\sup_{\mathbb R}|p-e^x|<1\), then \(p\) is bounded on \((-\infty,0]\), so \(p\) is constant (non-constant polynomials are unbounded in both directions). But \(e^x-c\) is unbounded on \([0,\infty)\). Compactness of the domain is essential.
Lesson 08

Analytic functions from power series

For the general reader. Cauchy built complex analysis on integrals, Riemann on geometry and surfaces. Weierstrass built it on power series alone: a function is a collection of power series, each one continuing the next. His approach is algebraic and needs no geometric intuition, and it gave the theory of entire functions its central theorem.

Goals
  • Understand analytic continuation by chains of power series.
  • State and apply the Weierstrass product theorem.
  • Meet the Casorati–Weierstrass theorem and the preparation theorem.

Function elements

A function element is a pair \((P,D)\) of a power series \(P(z)=\sum c_n(z-z_0)^n\) and its disc of convergence \(D\). Re-expanding \(P\) about a point \(z_1\in D\) gives a new element whose disc may extend outside \(D\). The analytic function in Weierstrass’s sense is the totality of elements reachable by chains of such re-expansions. This construction is the origin of the Riemann surface of a function as a space of germs, and it explains why \(\sqrt z\) and \(\log z\) are “many-valued”.

Entire functions with given zeros

A polynomial is determined up to a constant by its zeros. Weierstrass asked whether every sequence \(a_n\to\infty\) is the zero set of an entire function. Naive products \(\prod(1-z/a_n)\) need not converge. His solution uses the elementary factors

\[ E_0(u)=1-u,\qquad E_p(u)=(1-u)\exp\!\Big(u+\frac{u^2}{2}+\cdots+\frac{u^p}{p}\Big), \]

which satisfy \(|1-E_p(u)|\le|u|^{p+1}\) for \(|u|\le1\).

Theorem (Weierstrass product theorem, 1876)

Let \(a_1,a_2,\dots\) be nonzero complex numbers, repeated according to multiplicity, with \(|a_n|\to\infty\). Then \(\prod_n E_{n-1}(z/a_n)\) converges uniformly on compact sets to an entire function with zeros exactly at the \(a_n\). Every entire function \(f\) with a zero of order \(m\) at \(0\) and other zeros \(a_n\) has the form

\[ f(z)=z^m e^{g(z)}\prod_{n}E_{n-1}\!\left(\frac{z}{a_n}\right) \]

for some entire function \(g\).

For fixed \(|z|\le R\), eventually \(|z/a_n|\le\tfrac12\), so \(|1-E_{n-1}(z/a_n)|\le2^{-n}\) and the product converges by the M-test applied to logarithms. A corollary is that every meromorphic function on \(\mathbb C\) is a quotient of two entire functions.

Theorem (Casorati–Weierstrass)

If \(f\) has an essential singularity at \(z_0\), then for every punctured disc \(U\) around \(z_0\), \(f(U)\) is dense in \(\mathbb C\).

Felice Casorati and Yulian Sokhotski published it in 1868; Weierstrass included it in his 1876 paper. Picard’s great theorem strengthens it: \(f(U)\) omits at most one value.

Weierstrass preparation theorem

Let \(f(z_1,\dots,z_{n-1},w)\) be holomorphic near \(0\in\mathbb C^n\), with \(f(0,\dots,0,w)\) having a zero of finite order \(k\) at \(w=0\). Then near \(0\), \(f=u\cdot\big(w^k+a_1(z)w^{k-1}+\cdots+a_k(z)\big)\), where \(u\) is holomorphic and nonvanishing and the \(a_j\) are holomorphic with \(a_j(0)=0\). The factorization is unique.

It reduces the local study of analytic sets in several variables to polynomials in one variable, and it is a basic tool of several complex variables and singularity theory.

Exercise 8.1The zeros of \(\sin\pi z\) are the integers. Show that the product \(\pi z\prod_{n\ge1}(1-z^2/n^2)\) converges without convergence factors, and explain why pairing \(n\) with \(-n\) makes this possible.

Show solution
With the factors \(E_1(z/n)E_1(-z/n)=(1-z/n)e^{z/n}(1+z/n)e^{-z/n}=1-z^2/n^2\), the exponentials cancel. Since \(\sum|z|^2/n^2<\infty\) uniformly on compacts, the product converges. That it equals \(\sin\pi z\) (so \(g\) is constant, \(e^g=\pi\)) needs extra growth information, for instance by comparing logarithmic derivatives with \(\pi\cot\pi z=\frac1z+\sum_{n\ge1}\frac{2z}{z^2-n^2}\).

Exercise 8.2Weierstrass took the following as the definition of the Gamma function: \(\dfrac1{\Gamma(z)}=z\,e^{\gamma z}\prod_{n\ge1}\Big(1+\frac zn\Big)e^{-z/n}\), where \(\gamma\) is Euler’s constant. Where are the poles of \(\Gamma\), and which elementary factors appear?

Show solution
The product vanishes at \(z=0,-1,-2,\dots\), simply. So \(\Gamma\) is meromorphic with simple poles at the non-positive integers and no zeros. The factors are \(E_1(z/a_n)\) with \(a_n=-n\): \((1-z/a_n)e^{z/a_n}=(1+z/n)e^{-z/n}\). Here \(p=1\) suffices because \(\sum1/n^2<\infty\).

Exercise 8.3Verify Casorati–Weierstrass for \(e^{1/z}\) at \(0\) by showing that \(e^{1/z}\) takes every nonzero value in every punctured disc around \(0\).

Show solution
Given \(c\ne0\), the solutions of \(e^{w}=c\) are \(w=\log c+2\pi ik\), \(k\in\mathbb Z\). Then \(z=1/(\log c+2\pi ik)\to0\) as \(|k|\to\infty\), so every punctured disc contains solutions. Only \(0\) is omitted, as Picard’s theorem allows.
Lesson 09

Elliptic and Abelian functions

For the general reader. The arc length of an ellipse cannot be written with ordinary functions. Inverting such integrals produces functions with two independent periods, the elliptic functions. Weierstrass gave them their most economical form, the \(\wp\)-function, and spent decades on their higher analogues, the Abelian functions, which brought him fame in 1854.

Goals
  • Define \(\wp\) and derive its differential equation.
  • Understand the addition structure on a cubic curve.
  • See the shape of the Jacobi inversion problem.

The \(\wp\)-function

Let \(\Lambda=\mathbb Z\omega_1+\mathbb Z\omega_2\) be a lattice in \(\mathbb C\) (with \(\omega_1/\omega_2\notin\mathbb R\)). Write \(\sum'\) for a sum over \(\omega\in\Lambda\setminus\{0\}\).

\[ \wp(z)=\frac1{z^2}+{\sum_{\omega}}'\left(\frac1{(z-\omega)^2}-\frac1{\omega^2}\right),\qquad G_k={\sum_{\omega}}'\,\omega^{-k}\quad(k\ge3). \]
Theorem

\(\wp\) is an even meromorphic function, periodic with respect to \(\Lambda\), with double poles exactly at the lattice points. It satisfies

\[ \wp'(z)^2=4\wp(z)^3-g_2\wp(z)-g_3,\qquad g_2=60\,G_4,\quad g_3=140\,G_6. \]

Every elliptic function for \(\Lambda\) is a rational function of \(\wp\) and \(\wp'\).

Derivation. Near \(0\), \(\wp(z)=z^{-2}+3G_4z^2+5G_6z^4+O(z^6)\). Then \(\wp'^2=4z^{-6}-24G_4z^{-2}-80G_6+O(z^2)\) and \(4\wp^3=4z^{-6}+36G_4z^{-2}+60G_6+O(z^2)\). The difference \(\wp'^2-4\wp^3+60G_4\wp+140G_6\) is elliptic, has no poles, and vanishes at \(0\), so it is identically zero by Liouville’s theorem.

The map \(z\mapsto(\wp(z),\wp'(z))\) identifies the torus \(\mathbb C/\Lambda\) with the cubic curve \(y^2=4x^3-g_2x-g_3\). Addition on the torus becomes the chord-and-tangent law on the curve, the starting point of the arithmetic of elliptic curves. Weierstrass also introduced the entire function \(\sigma(z)=z\prod'\big(1-\frac z\omega\big)\exp\big(\frac z\omega+\frac{z^2}{2\omega^2}\big)\), a product of the kind in Lesson 08, with \(\wp=-(\log\sigma)''\).

The Jacobi inversion problem

For a hyperelliptic curve \(y^2=f(x)\) with \(\deg f=2p+1\) or \(2p+2\), there are \(p\) independent holomorphic differentials \(x^{j-1}dx/y\), \(j=1,\dots,p\). A single integral cannot be inverted, because it has too many periods. Jacobi proposed instead to consider the system

\[ \sum_{i=1}^{p}\int_{\infty}^{x_i}\frac{x^{j-1}\,dx}{y}=u_j,\qquad j=1,\dots,p, \]

and to show that symmetric functions of \(x_1,\dots,x_p\) are single-valued \(2p\)-fold periodic functions of \((u_1,\dots,u_p)\). Weierstrass solved this for every \(p\) in 1854–56, with explicit theta-type functions. Riemann published his solution for arbitrary algebraic curves in 1857, by quite different methods. Weierstrass withdrew a memoir on general Abelian integrals he had submitted to the Berlin Academy, and he spent years rebuilding the theory on his own foundations.

Exercise 9.1Show that \(\wp'\) is odd and vanishes at the three half-periods \(\omega_1/2,\ \omega_2/2,\ (\omega_1+\omega_2)/2\). Deduce that \(4x^3-g_2x-g_3\) has the three roots \(e_i=\wp(\omega_i/2)\).

Show solution
\(\wp\) is even, so \(\wp'\) is odd. For a half-period \(h\), \(-h\equiv h\) modulo \(\Lambda\), so \(\wp'(h)=\wp'(-h)=-\wp'(h)\), giving \(\wp'(h)=0\). The differential equation then gives \(4\wp(h)^3-g_2\wp(h)-g_3=0\). The three values are distinct (since \(\wp-e_i\) has a double zero at the half-period \(h_i\) and \(\wp\) takes each value only twice), so they are the three roots.

Exercise 9.2Verify the coefficients in the derivation: from \(\wp=z^{-2}+3G_4z^2+5G_6z^4+\cdots\), compute the \(z^{-2}\) and constant terms of \(\wp'^2\) and of \(4\wp^3\).

Show solution
\(\wp'=-2z^{-3}+6G_4z+20G_6z^3+\cdots\). Squaring: \(4z^{-6}-24G_4z^{-2}-80G_6+\cdots\). Cubing \(\wp\): \(z^{-6}+3\cdot z^{-4}\cdot3G_4z^2+3\cdot z^{-4}\cdot5G_6z^4+\cdots=z^{-6}+9G_4z^{-2}+15G_6+\cdots\), so \(4\wp^3=4z^{-6}+36G_4z^{-2}+60G_6+\cdots\). Then \(\wp'^2-4\wp^3=-60G_4z^{-2}-140G_6+\cdots=-g_2\wp-g_3+O(z^2)\).
Lesson 10

The calculus of variations

For the general reader. Many problems ask for the curve that makes some quantity smallest. Euler and Lagrange found the equation such a curve must satisfy, but solving that equation does not prove that a minimum exists or that you have found it. Weierstrass gave the first sufficient conditions, and a famous counterexample showing that a minimum may simply fail to exist.

Goals
  • State the Weierstrass necessary condition for a strong minimum.
  • Use the Weierstrass–Erdmann corner conditions.
  • Understand his 1870 critique of the Dirichlet principle.

Consider \(J[y]=\int_{x_0}^{x_1}F(x,y,y')\,dx\) over curves with fixed endpoints. A curve is a strong minimum if \(J\) is smallest among nearby curves whose slopes may differ greatly, and a weak minimum if the slopes must also be close.

Weierstrass necessary condition

Define the excess function \(\mathcal E(x,y,p,q)=F(x,y,q)-F(x,y,p)-(q-p)\,F_{y'}(x,y,p)\). If a \(C^1\) extremal \(y\) gives a strong minimum of \(J\), then \(\mathcal E(x,y(x),y'(x),q)\ge0\) for every \(x\) and every real \(q\).

\(\mathcal E\) measures how far \(F\) lies above its tangent line in the slope variable. The proof inserts a short segment of slope \(q\) into the curve and compares. Weierstrass combined this with a field of extremals around \(y\), and showed that a strictly positive excess function on such a field gives a sufficient condition for a strong minimum. He presented this in his lectures of 1879.

Weierstrass–Erdmann corner conditions

If a piecewise \(C^1\) curve minimizes \(J\) and has a corner at \(c\), then \(F_{y'}\) and \(F-y'F_{y'}\) are continuous at \(c\).

The Dirichlet principle

Riemann had used the “Dirichlet principle”: the energy \(\int|\nabla u|^2\) attains its minimum among functions with given boundary values, and the minimizer is harmonic. In 1870 Weierstrass showed that a positive functional need not attain its infimum. The criticism stalled the principle until David Hilbert rescued it in 1900 with what became the direct method.

Exercise 10.1(Weierstrass, 1870) Let \(J[y]=\int_{-1}^{1}x^2y'(x)^2\,dx\) with \(y(-1)=-1,\ y(1)=1\). Show \(\inf J=0\) over \(C^1\) curves, but no admissible curve attains it.

Show solution
Take \(y_\varepsilon(x)=\arctan(x/\varepsilon)/A_\varepsilon\) with \(A_\varepsilon=\arctan(1/\varepsilon)\). Then \(y_\varepsilon'=\varepsilon/\big(A_\varepsilon(x^2+\varepsilon^2)\big)\), and using \(x^2\le x^2+\varepsilon^2\), \[ J[y_\varepsilon]=\frac{1}{A_\varepsilon^2}\int_{-1}^{1}\frac{x^2\varepsilon^2}{(x^2+\varepsilon^2)^2}\,dx\le\frac{1}{A_\varepsilon^2}\int_{-\infty}^{\infty}\frac{\varepsilon^2}{x^2+\varepsilon^2}\,dx=\frac{\pi\varepsilon}{A_\varepsilon^2}\longrightarrow0, \] since \(A_\varepsilon\to\pi/2\). If some admissible \(y\) had \(J[y]=0\), then \(y'=0\) for \(x\ne0\), hence everywhere by continuity, so \(y\) is constant, contradicting \(y(-1)\ne y(1)\).

Exercise 10.2For \(F=y'^2\) compute \(\mathcal E\) and confirm the Weierstrass condition. For \(F=y'^3\), show that the line \(y=x\) on \([0,1]\) is an extremal but fails the condition.

Show solution
For \(F=y'^2\), \(\mathcal E=q^2-p^2-2p(q-p)=(q-p)^2\ge0\). For \(F=y'^3\), the Euler–Lagrange equation is \(\frac{d}{dx}(3y'^2)=0\), satisfied by lines. With \(p=1\), \(\mathcal E=q^3-1-3(q-1)=(q-1)^2(q+2)\), negative for \(q<-2\). Steep downward zigzags make \(J\) arbitrarily negative, so there is no strong minimum.

Exercise 10.3For \(F=(y'^2-1)^2\), find which slopes \(p_-\ne p_+\) can meet at a corner of a minimizer.

Show solution
\(F_{y'}=4p(p^2-1)\) and \(F-pF_{y'}=-(p^2-1)(1+3p^2)\). Both must agree at \(p_-\) and \(p_+\). The pair \(p_\pm=\pm1\) works: both expressions vanish. Indeed \(F\ge0\) with equality exactly at slopes \(\pm1\), so any zigzag of slopes \(\pm1\) joining the endpoints (when possible) is a minimizer with corners.
Part III · Life and legacy
Lesson 11

The Berlin school, 1856–1890

Weierstrass, Kummer and Kronecker made Berlin the leading mathematical centre of Germany for a generation. In 1861 Weierstrass and Kummer founded a seminar for pure mathematics, the first of its kind in Germany, where students presented their own work. In December 1861 Weierstrass collapsed from overwork and needed about a year to recover. Afterwards he lectured seated while a student wrote on the board. The dizzy spells ceased, but chest problems followed.

The lecture cycle

His lectures ran in a cycle over several semesters: introduction to analytic functions, elliptic functions, Abelian functions, and the calculus of variations or applications of elliptic functions. He revised them each time and rarely published. Students’ notes circulated widely and spread his methods. His audiences were large and international. Among those who attended, and later worked in their own directions, were Cantor, Felix Klein, Sophus Lie, Adolf Hurwitz, Hermann Minkowski and Gösta Mittag-Leffler.

His doctoral students included Hermann Amandus Schwarz, Lazarus Fuchs, Leo Königsberger, Georg Cantor, Georg Frobenius, Wilhelm Killing, Friedrich Schottky, Ludwig Stickelberger, Arthur Schoenflies, Hans von Mangoldt, Carl Runge and Eugen Netto. Edmund Husserl attended his lectures and later turned to philosophy.

Sofia Kovalevskaya

In 1870 the Russian mathematician Sofia Kovalevskaya came to Berlin. Women could not attend the university, and Weierstrass taught her privately for four years. He considered her his most gifted student. In 1874 Göttingen awarded her a doctorate on the strength of three papers, including the Cauchy–Kovalevskaya theorem on partial differential equations, without an oral examination. Weierstrass later helped secure her a post in Stockholm, through Mittag-Leffler. Their correspondence lasted until her death in 1891. He burned her letters to him; about 150 of his letters to her survive.

The break with Kronecker

Kronecker had been a close friend. From the late 1870s he attacked the use of irrational numbers and infinite processes in analysis and opposed Cantor’s set theory, which Weierstrass’s methods supported. Weierstrass took the criticism personally. In 1885 he considered leaving Berlin for Switzerland, but stayed.

DiscussionWeierstrass shaped analysis more through lectures and students than through publications. What are the strengths and risks of building a field this way, and how did it affect the attribution of results such as uniform convergence and the Bolzano–Weierstrass theorem?

Lesson 12

Last years and legacy

Weierstrass served as rector of the University of Berlin in 1873–74. He received the order Pour le Mérite in 1875, became a Foreign Member of the Royal Society in 1881, and received its Copley Medal in 1895. His two unmarried sisters kept house for him in Berlin. He stopped lecturing regularly around 1890 and spent his last years preparing his collected works. Volumes 1 and 2 appeared in 1894 and 1895; later volumes, edited from lecture notes, appeared long after his death.

For his last three years he could not walk and used a wheelchair. He died of pneumonia in Berlin on 19 February 1897, aged 81, and was buried in the Catholic St. Hedwig cemetery.

Legacy

  • Rigour: the \(\varepsilon\)–\(\delta\) style, uniform convergence and the arithmetic construction of the reals define what a proof in analysis is. Later writers called this programme the arithmetization of analysis.
  • Counterexamples: the nowhere differentiable function and the failure of the Dirichlet principle taught mathematicians to distrust intuition and to prove existence.
  • Complex analysis: analytic continuation, the product theorem and the preparation theorem remain basic tools. The \(\wp\)-function is the standard model of elliptic curves.
  • Approximation: the 1885 theorem led to Bernstein polynomials, the Stone–Weierstrass theorem and much of approximation theory.
  • Honours: the Weierstrass Institute for Applied Analysis and Stochastics in Berlin, a lunar crater and asteroid 14100 Weierstrass bear his name.

Final projectPick one result from Part II. Write a two-page account for a strong undergraduate that states it precisely, explains which earlier belief or argument it corrected, and works one example in full.

Reference

Connections

People linked to Karl Weierstrass across this collection. A name without a link has no page here yet. See Karl Weierstrass in the network of all 337 lives →

Teachers and advisors

  • Christoph Gudermann 1839-1841

Students

Influenced by

Influenced

Colleagues and collaborators

Rivals

Also mentioned in this life

Fields

On CoursesHub

Reference

Sources and further reading

Biography

  1. J. J. O’Connor and E. F. Robertson, Karl Theodor Wilhelm Weierstrass, MacTutor History of Mathematics.
  2. Karl Weierstrass, Wikipedia; Karl Weierstraß, German Wikipedia.
  3. Weierstrass Institute, Karl Weierstrass: curriculum vitae.
  4. Karl Weierstraß, Mathematics Genealogy Project.
  5. K.-R. Biermann, Die Mathematik und ihre Dozenten an der Berliner Universität 1810–1933, Akademie-Verlag, 1988.
  6. R. Bölling (ed.), Briefwechsel zwischen Karl Weierstraß und Sofja Kowalewskaja, Akademie Verlag, 1993.

Mathematics

  1. K. Weierstrass, Mathematische Werke, 7 vols., Mayer & Müller, Berlin, 1894–1927.
  2. K. Weierstrass, Zur Theorie der Abelschen Functionen, J. reine angew. Math. 47 (1854).
  3. K. Weierstrass, Zur Theorie der eindeutigen analytischen Functionen, Abh. Akad. Wiss. Berlin (1876).
  4. K. Weierstrass, Über die analytische Darstellbarkeit sogenannter willkürlicher Functionen einer reellen Veränderlichen, Sitzungsber. Akad. Wiss. Berlin (1885).
  5. G. H. Hardy, Weierstrass’s non-differentiable function, Trans. Amer. Math. Soc. 17 (1916), 301–325.
  6. U. Bottazzini, The Higher Calculus: A History of Real and Complex Analysis from Euler to Weierstrass, Springer, 1986.
  7. U. Bottazzini and J. Gray, Hidden Harmony, Geometric Fantasies: The Rise of Complex Function Theory, Springer, 2013.
  8. A. Pinkus, Weierstrass and approximation theory, J. Approx. Theory 107 (2000), 1–66.