Part V: Realism vs Anti-Realism
Introduction
Perhaps no debate in the philosophy of science has been as persistent and as passionately contested as the debate between scientific realism and anti-realism. At its core, the question is deceptively simple: when our best scientific theories posit entities we cannot directly observe — electrons, quarks, spacetime curvature, dark energy — should we believe these entities genuinely exist? Or are theories merely useful instruments for organizing our experience and predicting observations?
This question strikes at the heart of what science is and what it can achieve. The scientific realist holds that mature, successful science gives us approximately true descriptions of the world, including its unobservable aspects. The anti-realist, in various forms, resists this claim — arguing that we should remain agnostic about what lies beyond observation, or that "truth" is the wrong category for evaluating scientific theories altogether.
The debate has generated some of the most powerful arguments in all of philosophy: the no-miracles argument (if our theories weren’t approximately true, their success would be miraculous), the pessimistic meta-induction (history is littered with successful theories later shown to be false), and constructive empiricism’s elegant compromise (science aims at empirical adequacy, not truth about unobservables). In this part, we trace the contours of these arguments and their implications.
A Motivating Example: The Electron
Consider the electron. No one has ever seen an electron. We observe tracks in cloud chambers, dots on screens, current flowing through wires — but these are all effects that we attribute to electrons on the basis of theory. The electron itself is an unobservable, theoretical entity posited to explain a range of observable phenomena.
The scientific realist says: electrons are real. They exist independently of our theories and observations. Our theories about electrons are approximately true. The extraordinary precision of quantum electrodynamics — which predicts the electron’s magnetic moment to better than ten decimal places — would be inexplicable if electrons did not exist.
The constructive empiricist says: we can accept quantum electrodynamics as empirically adequate — it saves all the observable phenomena — without committing ourselves to the literal existence of electrons. Perhaps electrons are real; perhaps they are useful theoretical posits that will eventually be replaced by something entirely different. The history of science gives us reason for caution: phlogiston, caloric, and the luminiferous ether were all once “real” entities that turned out not to exist.
Historical Context
The realism debate has deep roots. In the nineteenth century, Ernst Mach argued that atoms were merely convenient fictions — useful calculational devices with no claim to literal existence. His opponent Ludwig Boltzmann insisted they were real. When Jean Perrin’s experiments on Brownian motion (1908) confirmed the atomic hypothesis, many took this as a vindication of realism. As Perrin himself wrote:
“The atomic theory has triumphed. Its opponents, which until recently were numerous, have been convinced and have abandoned one after the other the sceptical position that was for a long time legitimate and perhaps useful.”
But the victory was not as clean as Perrin suggested. The logical positivists of the Vienna Circle revived anti-realist themes by arguing that the meaning of a statement is exhausted by its method of empirical verification. Theoretical terms like "electron" derive their meaning solely from their connections to observable phenomena. When positivism collapsed in the 1960s, scientific realism enjoyed a resurgence — championed by Hilary Putnam, Richard Boyd, and others.
Then in 1980, Bas van Fraassen’s The Scientific Image reinvigorated anti-realism with a sophisticated new position: constructive empiricism. The debate has continued ever since, generating increasingly refined positions and arguments.
Key Positions in the Debate
Scientific Realism
The view that our best scientific theories provide approximately true descriptions of both observable and unobservable aspects of the world. Realists typically endorse three commitments:
- Metaphysical: There exists a mind-independent world with a definite structure.
- Semantic: Scientific theories should be interpreted literally — theoretical terms genuinely refer.
- Epistemic: Mature, successful theories are approximately true, and we are justified in believing them.
Constructive Empiricism
Van Fraassen’s position that science aims not at truth but at empirical adequacy — saving the observable phenomena. We can accept a theory as empirically adequate without believing its claims about unobservable entities. Acceptance involves commitment to work within the theory’s framework, but belief is reserved for what the theory says about observables.
Instrumentalism
The older view that theories are not descriptions of reality at all but merely instruments for prediction and calculation. On this view, it is a category mistake to ask whether a theory is "true" — the appropriate question is whether it is useful, accurate, or fruitful. Duhem and Mach defended versions of this position.
Structural Realism
A compromise position arguing that what is preserved through theory change is not the nature of theoretical entities but the structural relations described by scientific theories. Worrall’s epistemic structural realism claims we can know the structure of the unobservable world but not its nature. Ladyman and French’s ontic structural realism goes further, arguing that structure is all there is — there are no "objects" underlying the relations.
Methodological Considerations
The realism debate raises important methodological questions. How should the debate be conducted? What kind of evidence is relevant? Both sides employ inference to the best explanation (IBE) as a central argumentative tool — the realist argues that realism is the best explanation of the success of science, while the anti-realist argues that empirical adequacy provides a better explanation.
Some philosophers have argued for a naturalistic approach: the realism question should be settled by examining the actual history and practice of science, not by a priori philosophical argument. If we look at the historical track record, do successful theories tend to be preserved (supporting realism) or overturned (supporting anti-realism)? This approach has generated detailed case studies of theory change in physics, chemistry, biology, and other sciences, providing much richer empirical data for both sides of the debate.
Central Arguments
The No-Miracles Argument
The most influential argument for realism, articulated by Hilary Putnam: “The positive argument for realism is that it is the only philosophy that doesn’t make the success of science a miracle.” If our theories about electrons, DNA, and tectonic plates weren’t at least approximately true, how could they yield such spectacularly accurate predictions and enable such powerful technological applications?
The Pessimistic Meta-Induction
The most devastating argument against realism, pressed by Larry Laudan: the history of science is a “graveyard” of theories that were once empirically successful yet turned out to be fundamentally false. Caloric theory, phlogiston, the luminiferous ether, Newtonian gravitational theory — all were spectacularly successful in their day. If past successful theories were false, what warrant do we have for believing present ones are true?
The Observable/Unobservable Distinction
Anti-realism depends on a principled distinction between what is observable and what is not. But is this distinction philosophically robust? Grover Maxwell argued it is merely a matter of degree — we observe with the naked eye, with eyeglasses, with optical microscopes, with electron microscopes. Where exactly does observation end and theoretical inference begin? Van Fraassen insists the distinction is drawn by the human perceptual apparatus, but critics find this anthropocentric criterion arbitrary.
The Underdetermination Problem
Closely connected to the realism debate is the problem of underdetermination of theory by evidence. Pierre Duhem and W.V.O. Quine showed that any body of evidence is compatible with multiple, mutually incompatible theories. If the evidence cannot uniquely determine which theory is true, the realist’s claim that we should believe our best theory seems undermined.
Duhem’s version focuses on the fact that scientific hypotheses are never tested in isolation — they are always tested in conjunction with auxiliary assumptions. When an observation conflicts with a prediction, we can always save the hypothesis by modifying an auxiliary assumption instead. This makes it impossible to conclusively falsify a single hypothesis, let alone establish it as uniquely true.
The anti-realist uses underdetermination to argue that even our best theories may have empirically equivalent rivals — alternative theories that make exactly the same observational predictions but posit different unobservable entities and processes. If such rivals exist, we have no empirical grounds for preferring one over another, and belief in the specific unobservable ontology of any one theory is unwarranted. The realist responds that genuinely empirically equivalent rivals are extremely rare in practice, and that theoretical virtues (simplicity, explanatory power, fertility) provide legitimate grounds for preferring one theory over another.
Case Studies in the Realism Debate
The Ether and Electromagnetic Fields
The luminiferous ether is perhaps the most cited case in the realism debate. Nineteenth-century physicists posited an ether — a mechanical medium — to explain the propagation of light waves. Fresnel’s ether theory was spectacularly successful, predicting the Arago/Poisson bright spot and many optical phenomena with remarkable precision. Yet the ether does not exist; Maxwell’s electromagnetic theory and Einstein’s special relativity showed that light propagates through empty space. The anti-realist cites this as a paradigmatic case of a successful theory with a false ontology. The structural realist counters that Fresnel’s equations survived intact — the structure was preserved.
Atoms: From Fiction to Fact
The atomic hypothesis presents the opposite narrative. Ernst Mach and the energeticists dismissed atoms as useful fictions. Yet through converging lines of evidence — Brownian motion, X-ray crystallography, cathode rays, radioactivity — atoms were established as real entities. Jean Perrin’s work on Brownian motion was particularly persuasive because he used thirteen independent methods to determine Avogadro’s number, all converging on the same value. This convergence of independent methods is one of the realist’s strongest arguments: it would be an extraordinary coincidence if atoms were mere fictions yet all these methods pointed to the same “fictional” number.
The Higgs Boson
The discovery of the Higgs boson at CERN in 2012 provides a contemporary case study. The particle was predicted in 1964 by several independent groups (Higgs, Brout, Englert, Guralnik, Hagen, Kibble) on the basis of theoretical considerations about electroweak symmetry breaking. Its mass was not precisely predicted, but the mechanism was a structural consequence of the Standard Model. The discovery, nearly fifty years after the prediction, is cited by realists as a paradigmatic success of theoretical physics — the theory posited an entity, predicted its properties, and the entity was found. Anti-realists may respond that the discovery confirms the theory’s empirical adequacy but not necessarily the literal truth of the entire theoretical framework.
The Contemporary Landscape
The realism debate has evolved considerably since its modern revival in the 1970s. Several trends characterize the contemporary landscape:
- From global to local: Philosophers increasingly frame the question locally: should we be realists about this theory in this domain? The answer may differ for quantum field theory, evolutionary biology, and climate science.
- Selective strategies: Most realists have abandoned “wholesale” realism for selective versions that identify which specific aspects of theories warrant belief — working posits, structural content, or detection properties.
- Historical case studies: The debate has become increasingly historically informed, with both sides using detailed case studies from the history of science to support their arguments.
- Naturalized epistemology: Some philosophers argue that the realism question should be settled empirically — by studying the actual track record of scientific theories — rather than through a priori philosophical argument.
- The scientific image and the manifest image: Wilfrid Sellars’s distinction between the “scientific image” (the world as described by science) and the “manifest image” (the world as experienced in everyday life) remains central to framing the debate.
What’s at Stake
The realism debate is not merely an abstract philosophical exercise. It has profound implications for how we understand the aims and achievements of science:
- Scientific progress: Does science converge on truth, or merely on greater empirical adequacy? Can we speak of scientific progress without realism?
- Theory choice: Realists can explain why we prefer certain theories (they are closer to the truth). Anti-realists must appeal to pragmatic virtues — simplicity, unifying power, fruitfulness.
- The authority of science: If science doesn’t deliver truth about unobservable reality, does this undermine its epistemic authority? Or does empirical adequacy suffice?
- Metaphysics: Does science tell us what the world is fundamentally like? Or does it merely describe patterns in our experience?
Chapters in Part V
Chapter 13: Scientific Realism
The metaphysical, semantic, and epistemic dimensions of realism. Entity realism, structural realism, Hacking’s experimental argument, and selective realism — which parts of our theories deserve belief?
Chapter 14: Instrumentalism & Constructive Empiricism
From classical instrumentalism to van Fraassen’s constructive empiricism: the case for restricting belief to the observable. Fine’s Natural Ontological Attitude and social constructivism.
Chapter 15: The No-Miracles Argument
Putnam’s no-miracles argument, Laudan’s pessimistic meta-induction, the base rate fallacy objection, and the prospects for structural continuity through theory change.
Thought Experiments in the Realism Debate
The Electron Gun
Imagine a physicist using an electron gun to probe the structure of a crystal. She adjusts the beam energy, interprets diffraction patterns, and draws conclusions about the crystal’s lattice spacing. Is she justified in believing electrons exist? Hacking argues yes — she is using electrons as tools, manipulating their properties to investigate other things. You cannot use a fiction to causally interact with reality.
The Martian Scientist
Suppose a Martian scientist independently develops a theory of electromagnetism. She has never communicated with earthling scientists, uses a different notation and different theoretical concepts, yet her theory makes exactly the same predictions as Maxwell’s. The realist argues this convergence would be best explained by both theories being approximately true descriptions of the same reality. The anti-realist might argue it shows only that both theories are empirically adequate.
Van Fraassen’s Mouse
Van Fraassen imagines a mouse whose sensory abilities differ from ours. The mouse can detect certain chemicals but cannot see visible light. For the mouse, molecules are “observable” (via chemical detection) but rainbows are “unobservable.” The constructive empiricist draws the observable/unobservable line at the limits of human perception, not the mouse’s. But why should the epistemically relevant boundary be our boundary? This thought experiment highlights the anthropocentrism of constructive empiricism.
Study Questions
- What are the three dimensions of scientific realism (metaphysical, semantic, epistemic)? Which is the most controversial, and why?
- Explain van Fraassen’s distinction between acceptance and belief. Can a scientist genuinely accept a theory without believing it?
- How does underdetermination threaten scientific realism? Are there genuinely empirically equivalent rivals to our best theories?
- What does the history of the atomic hypothesis tell us about the realism debate?
- Is structural realism a genuine “best of both worlds,” or does it concede too much to the anti-realist?
- Can Fine’s Natural Ontological Attitude avoid collapsing into realism or anti-realism?
- Does social constructivism pose a genuine challenge to scientific realism, or does it confuse the context of discovery with the context of justification?
Key Thinkers
Hilary Putnam
Formulated the no-miracles argument for realism, later moved toward internal realism and pragmatism.
Bas van Fraassen
Developed constructive empiricism as a sophisticated alternative to both realism and classical instrumentalism.
Ian Hacking
Defended entity realism: “if you can spray them, they are real.” Emphasized experimental practice over theory.
Larry Laudan
Mounted the pessimistic meta-induction against convergent realism, listing historically successful but false theories.
John Worrall
Proposed structural realism as the “best of both worlds” — preserving the no-miracles intuition while respecting the pessimistic meta-induction.
Arthur Fine
Argued both realism and anti-realism are misguided; proposed the Natural Ontological Attitude (NOA) as a deflationary alternative.
Models and the Realism Debate
The role of scientific models complicates the realism debate. Models are idealized, simplified representations of reality — they deliberately distort or omit features of the target system. The ideal gas law, the Lotka-Volterra model of predator-prey dynamics, and frictionless planes are all models that are strictly false but scientifically useful.
The anti-realist argues that if science works primarily through models that are known to be false, this undermines the realist’s claim that the aim of science is truth. The realist responds that models can be approximately true in relevant respects even if literally false in others — the distortions are controlled and understood. The debate about models thus recapitulates the broader realism debate at a more fine-grained level.
Connections to Other Topics
The realism debate connects deeply to other topics in the philosophy of science:
- Theory change and scientific revolutions: Kuhn’s account of paradigm shifts is often cited by anti-realists as evidence against convergent realism. If scientific revolutions involve wholesale conceptual change, the realist’s picture of cumulative progress toward truth seems undermined.
- The problem of induction: The realist relies on inference to the best explanation (IBE) as a form of ampliative inference. If inductive reasoning is fundamentally problematic (as Hume argued), this may undermine the realist’s central argumentative strategy.
- Theory-ladenness of observation: If all observation is theory-laden (as Hanson, Kuhn, and Feyerabend argued), the constructive empiricist’s reliance on a distinction between observable and unobservable becomes more difficult to sustain.
- Explanation and laws: The realist argues that the success of science is best explained by approximate truth. But what counts as a good explanation depends on one’s theory of explanation — connecting the realism debate to the topics of Part VI.
- Values in science: Anti-realists often appeal to epistemic values (simplicity, empirical adequacy, predictive power) as alternatives to truth. The role of values in science is thus closely connected to the realism debate.
Key Readings
- • van Fraassen, B. (1980). The Scientific Image. Oxford University Press.
- • Putnam, H. (1975). Mathematics, Matter and Method. Cambridge University Press.
- • Laudan, L. (1981). “A Confutation of Convergent Realism.” Philosophy of Science, 48(1), 19–49.
- • Hacking, I. (1983). Representing and Intervening. Cambridge University Press.
- • Worrall, J. (1989). “Structural Realism: The Best of Both Worlds?” Dialectica, 43, 99–124.
- • Psillos, S. (1999). Scientific Realism: How Science Tracks Truth. Routledge.
- • Chakravartty, A. (2007). A Metaphysics for Scientific Realism. Cambridge University Press.
Glossary of Key Terms
Approximate truth: A theory is approximately true if what it says about the world is close to the truth, even if not exactly right. The concept is central to convergent realism but technically difficult to formalize.
Constructive empiricism: Van Fraassen’s position that science aims at empirical adequacy (saving the observable phenomena) rather than truth about unobservable reality.
Empirical adequacy: A theory is empirically adequate if what it says about the observable things and events in the world is true.
Entity realism: The view that we can justifiably believe in the existence of theoretical entities we can experimentally manipulate, even if our theories about them are wrong.
Inference to the best explanation (IBE): A form of ampliative reasoning that infers the truth of a hypothesis from its being the best explanation of the evidence.
No-miracles argument: The argument that the success of science would be a miracle unless our theories were approximately true.
Observable/Unobservable distinction: The division between entities detectable by unaided human senses and those requiring instruments or theory to detect.
Pessimistic meta-induction: The argument from the history of successful but false theories to the probable falsity of our current theories.
Structural realism: The view that science captures the structural relations among things (mathematical equations) even if it gets the natures of things wrong.
Underdetermination: The thesis that any body of evidence is compatible with multiple, mutually incompatible theories.