3. Pauli Exclusion Principle
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No two fermions can occupy the same quantum state - foundation of matter's structure.
The Principle
No two identical fermions can occupy the same quantum state simultaneously.
Mathematically: For fermions, antisymmetric wave function vanishes if two particles in same state:
Complete Quantum State
Quantum state specified by all quantum numbers:
- Position/momentum: $\vec{r}$ or $\vec{p}$
- Energy level: $n$
- Angular momentum: $\ell, m_\ell$
- Spin: $m_s$
Two electrons can have same spatial wave function if opposite spins:
Historical Context
- 1925: Wolfgang Pauli proposed principle to explain atomic spectra
- Problem: Why do atoms build up shells rather than all electrons falling to ground state?
- Solution: Exclusion principle forces electrons into different states
- Nobel Prize 1945: Pauli honored for exclusion principle
Application: Helium Atom
Ground state: Both electrons in 1s orbital
Allowed because different spins:
Total spin: $S = 0$ (singlet, antiparallel spins)
Excited state: One electron promoted to 2s
Two possibilities:
- Singlet: $S = 0$, spins antiparallel (parahelium)
- Triplet: $S = 1$, spins parallel (orthohelium)
Atomic Shell Structure
Maximum electrons per shell/subshell:
Factor of 2 from two spin states, $(2\ell + 1)$ from magnetic quantum numbers
- s-orbital ($\ell = 0$): max 2 electrons
- p-orbital ($\ell = 1$): max 6 electrons
- d-orbital ($\ell = 2$): max 10 electrons
- f-orbital ($\ell = 3$): max 14 electrons
Aufbau Principle
Electrons fill orbitals from lowest to highest energy:
Note: 4s fills before 3d due to shielding effects
Combined with Pauli exclusion: Explains periodic table structure
Hund's Rules
For filling degenerate orbitals (same $n, \ell$):
- Maximum total spin: Fill with parallel spins first (minimize electron-electron repulsion)
- Maximum orbital angular momentum: Maximize $L$ for given $S$
- J coupling:
- Less than half full: $J = |L - S|$
- More than half full: $J = L + S$
Consequences for Chemistry
- Noble gases: Filled shells → chemically inert
- Alkali metals: One electron beyond filled shell → reactive
- Halogens: One electron short of filled shell → reactive
- Valence: Number of unpaired electrons determines bonding
- Transition metals: Partially filled d-shells → complex chemistry
Stability of Matter
Without Pauli exclusion:
- All electrons would collapse to ground state
- Atoms would be ~10,000 times smaller
- No chemistry, no life
With Pauli exclusion:
- Electrons forced into higher energy shells
- Atoms have finite size
- Matter has structure and rigidity
Astrophysical Applications
White dwarfs:
- Electron degeneracy pressure prevents gravitational collapse
- Mass limit (Chandrasekhar): $M \lesssim 1.4 M_\odot$
Neutron stars:
- Neutron degeneracy pressure supports even denser object
- Mass limit: $M \lesssim 2-3 M_\odot$
- Beyond this → black hole
Modern Understanding
Pauli exclusion is consequence of deeper principles:
- Antisymmetry: Required for fermions by spin-statistics theorem
- Indistinguishability: Quantum particles have no individual identity
- Measurement: Cannot measure which particle is which
Not a separate postulate but follows from:
- Quantum mechanics
- Special relativity
- Causality