← Part VII/Pauli Exclusion Principle

3. Pauli Exclusion Principle

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No two fermions can occupy the same quantum state - foundation of matter's structure.

The Principle

No two identical fermions can occupy the same quantum state simultaneously.

Mathematically: For fermions, antisymmetric wave function vanishes if two particles in same state:

$$\psi_A(1,1) = \frac{1}{\sqrt{2}}(\psi_a(1)\psi_a(1) - \psi_a(1)\psi_a(1)) = 0$$

Complete Quantum State

Quantum state specified by all quantum numbers:

  • Position/momentum: $\vec{r}$ or $\vec{p}$
  • Energy level: $n$
  • Angular momentum: $\ell, m_\ell$
  • Spin: $m_s$

Two electrons can have same spatial wave function if opposite spins:

$$|n, \ell, m_\ell, m_s = +1/2\rangle \text{ and } |n, \ell, m_\ell, m_s = -1/2\rangle$$

Historical Context

  • 1925: Wolfgang Pauli proposed principle to explain atomic spectra
  • Problem: Why do atoms build up shells rather than all electrons falling to ground state?
  • Solution: Exclusion principle forces electrons into different states
  • Nobel Prize 1945: Pauli honored for exclusion principle

Application: Helium Atom

Ground state: Both electrons in 1s orbital

Allowed because different spins:

$$|1s, \uparrow\rangle|1s, \downarrow\rangle$$

Total spin: $S = 0$ (singlet, antiparallel spins)

Excited state: One electron promoted to 2s

Two possibilities:

  • Singlet: $S = 0$, spins antiparallel (parahelium)
  • Triplet: $S = 1$, spins parallel (orthohelium)

Atomic Shell Structure

Maximum electrons per shell/subshell:

$$N_{max} = 2(2\ell + 1)$$

Factor of 2 from two spin states, $(2\ell + 1)$ from magnetic quantum numbers

  • s-orbital ($\ell = 0$): max 2 electrons
  • p-orbital ($\ell = 1$): max 6 electrons
  • d-orbital ($\ell = 2$): max 10 electrons
  • f-orbital ($\ell = 3$): max 14 electrons

Aufbau Principle

Electrons fill orbitals from lowest to highest energy:

$$1s < 2s < 2p < 3s < 3p < 4s < 3d < 4p < 5s < 4d < \cdots$$

Note: 4s fills before 3d due to shielding effects

Combined with Pauli exclusion: Explains periodic table structure

Hund's Rules

For filling degenerate orbitals (same $n, \ell$):

  1. Maximum total spin: Fill with parallel spins first (minimize electron-electron repulsion)
  2. Maximum orbital angular momentum: Maximize $L$ for given $S$
  3. J coupling:
    • Less than half full: $J = |L - S|$
    • More than half full: $J = L + S$

Consequences for Chemistry

  • Noble gases: Filled shells → chemically inert
  • Alkali metals: One electron beyond filled shell → reactive
  • Halogens: One electron short of filled shell → reactive
  • Valence: Number of unpaired electrons determines bonding
  • Transition metals: Partially filled d-shells → complex chemistry

Stability of Matter

Without Pauli exclusion:

  • All electrons would collapse to ground state
  • Atoms would be ~10,000 times smaller
  • No chemistry, no life

With Pauli exclusion:

  • Electrons forced into higher energy shells
  • Atoms have finite size
  • Matter has structure and rigidity

Astrophysical Applications

White dwarfs:

  • Electron degeneracy pressure prevents gravitational collapse
  • Mass limit (Chandrasekhar): $M \lesssim 1.4 M_\odot$

Neutron stars:

  • Neutron degeneracy pressure supports even denser object
  • Mass limit: $M \lesssim 2-3 M_\odot$
  • Beyond this → black hole

Modern Understanding

Pauli exclusion is consequence of deeper principles:

  • Antisymmetry: Required for fermions by spin-statistics theorem
  • Indistinguishability: Quantum particles have no individual identity
  • Measurement: Cannot measure which particle is which

Not a separate postulate but follows from:

  • Quantum mechanics
  • Special relativity
  • Causality