Chapter 18: Laws of Nature
Introduction
Laws of nature are among the most important concepts in science. Newtonâs laws of motion, the laws of thermodynamics, Maxwellâs equations, the Schrödinger equation â these are the cornerstones of our scientific understanding of the world. They figure centrally in explanation (the D-N model requires laws), in prediction (we use laws to forecast future events), and in counterfactual reasoning (laws support counterfactuals in a way that accidental generalizations do not).
Yet the philosophical analysis of laws proves surprisingly difficult. What is a law of nature? What distinguishes a genuine law from a mere accidental generalization? Do laws describe regularities in the pattern of events, or do they express deeper necessities? Are the laws of nature necessary or contingent? Could different universes have different laws? These questions have generated a rich and ongoing debate among Humeans, necessitarians, and dispositionalists.
Laws vs Accidental Generalizations
The central problem in the philosophy of laws is distinguishing genuine laws from merely accidental regularities. Consider the following true generalizations:
- Law: âAll copper conducts electricity.â
- Accident: âAll the coins in my pocket are silver.â
- Law: âNo signal travels faster than the speed of light.â
- Accident: âAll gold spheres are less than one mile in diameter.â
Both classes of statements are true universal generalizations. But they differ in several philosophically important ways:
- Counterfactual support: Laws support counterfactuals; accidents do not. âIf this wire were made of copper, it would conduct electricityâ is true. But âIf this nickel were in my pocket, it would be silverâ is not.
- Explanation: Laws explain; accidents do not. We can explain why this wire conducts electricity by citing the law about copper. We cannot explain why a coin is silver by citing its presence in my pocket.
- Confirmation: Laws are confirmed by their instances in a way accidents are not. Finding another piece of copper that conducts electricity confirms the law; finding another silver coin in my pocket does not confirm the accidental generalization.
- Necessity: Laws seem to express a kind of necessity â things must be this way. Accidents are merely contingent â things just happen to be this way.
The philosophical question is: what grounds these differences? What is it about laws that gives them their distinctive modal force, their ability to support counterfactuals and ground explanations?
The Regularity Theory (Humean)
The simplest account of laws is the regularity theory, inspired by Humeâs denial of necessary connections in nature. On this view, laws are nothing more than universal regularities â exceptionless patterns in the occurrence of events. âAll copper conducts electricityâ is a law simply because, as a matter of fact, every piece of copper that has existed, exists, or will exist conducts electricity. There is no deeper ânecessityâ or âforceâ behind the regularity.
The naive regularity theory faces an obvious problem: it cannot distinguish laws from accidental generalizations. Both are true universal generalizations. What makes âall copper conducts electricityâ a law but âall the coins in my pocket are silverâ merely accidental? The regularity theorist needs some additional criterion.
A.J. Ayer suggested that laws are distinguished by their generality and their role in our inferential practices. But this makes the law/accident distinction pragmatic and interest-relative rather than objective â a consequence many philosophers find unacceptable. The most sophisticated development of the Humean approach is the Best System Account.
The Best System Account (Mill-Ramsey-Lewis)
The Best System Account (BSA), developed by Frank Ramsey and systematized by David Lewis, is the most influential Humean theory of laws. The idea, anticipated by John Stuart Mill, is that the laws of nature are the axioms or theorems of the best deductive system for describing all the facts about the world.
Consider all the particular facts about the universe â the entire mosaic of events across all of spacetime. Lewis calls this the Humean mosaic. Now consider all the deductive systems that could systematize these facts â all possible sets of axioms from which the facts can be derived. These systems compete on two criteria:
- Strength: How much information the system conveys about the mosaic (how many facts can be derived from its axioms).
- Simplicity: How few and how elegant the axioms are.
There is a tradeoff: the strongest system (a conjunction of all particular facts) is maximally informative but maximally complex. The simplest system (a single tautology) is maximally simple but uninformative. The best system achieves the optimal balance of strength and simplicity. The laws of nature are the regularities that appear as axioms or theorems of this best system.
âA contingent generalization is a law of nature if and only if it appears as a theorem (or axiom) in each of the true deductive systems that achieves a best combination of simplicity and strength.â
The BSA elegantly explains why âall copper conducts electricityâ is a law but âall gold spheres are less than one mile in diameterâ is not. The former earns its place in the best system because it is a simple, powerful generalization that helps systematize vast amounts of data about electrical conductivity. The latter, while true, adds no systematic value: it is a trivial consequence of contingent facts about how much gold has been collected in one place.
Critics raise several objections. The BSA seems to make laws depend on our standards of simplicity and strength â but shouldnât laws be mind-independent? Lewis responds that the criteria are objective once a language is fixed, but this raises questions about language-dependence. Others worry that the BSA cannot account for the modal force of laws: if laws are merely the best summary of what happens, why do they support counterfactuals about what would happen?
Necessitarian Theories: Armstrong, Dretske, Tooley
In the late 1970s and early 1980s, David Armstrong, Fred Dretske, and Michael Tooley independently proposed a radically different account: laws are relations of necessitation between universals. On this view, the law that all Fâs are Gâs is not merely the universal generalization âx(Fx â Gx) but a second-order fact about the universals F-ness and G-ness themselves: N(F, G), where N is a relation of natural necessitation.
Armstrong develops this view most fully in What Is a Law of Nature? (1983). The key idea is that the law âall copper conducts electricityâ expresses a necessary relation between the universal being copper and the universal conducting electricity. This relation holds between the universals themselves, not merely between their instances. It is a contingent but necessary connection â contingent in the sense that the universals might not have stood in this relation (in a different possible world), but necessary in the sense that, given the relation, every instance of copper must conduct electricity.
âIt is a law that Fâs are Gâs if and only if the state of affairs N(F, G) obtains, where N is a relation of nomic necessitation holding between the universals F and G.â
The necessitarian account has several advantages over the regularity theory:
- It distinguishes laws from accidents: laws involve N-relations between universals, accidents do not.
- It explains the modal force of laws: the necessitation relation N grounds the âmustâ in laws.
- It explains counterfactual support: if N(F, G) holds, then any F would be G.
The central objection is the âinference problemâ raised by Bas van Fraassen: how does the relation N(F, G) between universals entail the regularity âx(Fx â Gx)? Armstrong claims N(F, G) entails the regularity by the nature of N. But critics find this mysterious: what is the nature of N such that it has this entailment power? If N just is whatever it takes to ensure the regularity, the account seems circular. If N is something more, what is it?
Dispositional Essentialism
A more recent approach grounds laws in the essential natures of natural kinds and properties. Dispositional essentialism, developed by Alexander Bird, Brian Ellis, and others, holds that natural properties have their causal/nomic roles essentially â it is part of the nature of negative charge to attract positive charges and repel other negative charges. Laws are then consequences of the essential natures of the properties involved.
On this view, the law that like charges repel is not a contingent regularity (Hume), not an axiom of the best system (Lewis), and not an external relation of necessitation between universals (Armstrong). It is a metaphysically necessary truth, flowing from the very nature of electric charge. A property that did not repel like charges would simply not be negative electric charge.
Bird develops this view in Natureâs Metaphysics (2007):
âThe laws of nature are metaphysically necessary. They could not have been otherwise. A world with different laws would be a world with different properties â and hence a world that does not contain the entities we are talking about.â
Dispositional essentialism has several attractive features: it explains the necessity of laws (they are metaphysically necessary), it explains why laws support counterfactuals (they hold in all possible worlds containing the same properties), and it unifies the metaphysics of properties with the metaphysics of laws.
Critics ask whether all fundamental properties are dispositional, whether the view can accommodate the apparent contingency of some laws, and whether the account is compatible with the possibility (entertained in physics) that the fundamental constants of nature might have been different. If the charge of the electron is essential to being an electron, then in a world with a different charge value, there simply are no electrons â but this seems to trivialize the question of whether laws could have been different.
Ceteris Paribus Laws: Cartwrightâs Critique
Nancy Cartwrightâs How the Laws of Physics Lie (1983) offers a provocative challenge to the standard picture of laws. Cartwright argues that the fundamental laws of physics, taken literally, are false. They describe idealized, unrealizable situations that never actually obtain.
âThe fundamental laws of physics do not describe true facts about reality. Rendered as descriptions of facts, they are false; amended to be true, they lose their explanatory force.â
Consider Newtonâs law of gravitation: F = Gmâmâ/rÂČ. This law tells us the gravitational force between two bodies. But no real body is subject only to gravitational forces. Every real body is also subject to electromagnetic forces, nuclear forces, friction, air resistance, and so on. The gravitational force law describes what the force would be if gravity were the only force acting â a situation that never actually obtains.
Cartwright distinguishes between fundamental laws (which describe component forces in idealized conditions) and phenomenological laws (which describe what actually happens in specific circumstances). Fundamental laws are explanatory but false; phenomenological laws are true but lack the generality and explanatory power we associate with laws. This creates a dilemma: the laws that explain are false, and the laws that are true do not explain.
Cartwrightâs critique has prompted extensive discussion about ceteris paribus laws â laws that hold âall else being equal.â Many philosophers have argued that most real scientific laws are ceteris paribus laws, holding only under appropriate conditions. This is especially evident in the special sciences: the law of supply and demand holds ceteris paribus (assuming rational agents, no government intervention, perfect information, etc.), and biological and psychological generalizations almost always carry implicit ceteris paribus qualifications.
Laws in the Special Sciences
Are there genuine laws in biology, psychology, economics, or sociology? Or are laws restricted to fundamental physics? This question has significant implications for the unity of science and the autonomy of the special sciences.
Jerry Fodor argued in âSpecial Sciencesâ (1974) that the special sciences have their own laws, which are not reducible to the laws of physics. Biological laws (Mendelâs laws, the Hardy-Weinberg principle), economic laws (Greshamâs law, the law of diminishing returns), and psychological generalizations (Weberâs law) have genuine explanatory and predictive power, even though they hold only ceteris paribus and their predicates are not identical to physical predicates.
The case of biology is particularly interesting. Are there biological laws? Consider:
- Mendelâs law of segregation: Each organism carries two alleles for each trait, which segregate during gamete formation. But this holds only for diploid sexually reproducing organisms, excludes cases of meiotic drive, and admits many exceptions.
- The Hardy-Weinberg principle: Allele frequencies remain constant in the absence of evolutionary forces. But evolutionary forces are always present; the principle describes an idealized situation.
- Bergmannâs rule: Within a species, body mass tends to increase with latitude. This is a statistical tendency, not an exceptionless generalization.
Some philosophers (John Beatty, Marc Lange) have argued that there are no distinctively biological laws â biological regularities are contingent on evolutionary history and could have been otherwise. Others (Elliott Sober, Robert Brandon) argue that biology has its own laws, though they may differ in character from the laws of physics â being statistical, ceteris paribus, or domain-restricted.
The debate connects to deep questions about reduction and the unity of science. If the special sciences have their own laws, this supports the autonomy of the special sciences from physics. If all genuine laws are physical laws, this supports a reductionist picture in which the special sciences are ultimately grounded in physics.
Symmetry Principles as Meta-Laws
Modern physics has revealed a profound connection between laws of nature and symmetry principles. Noetherâs theorem (1918) establishes that every continuous symmetry of a physical system corresponds to a conserved quantity: translational symmetry corresponds to conservation of momentum, rotational symmetry to conservation of angular momentum, and time-translation symmetry to conservation of energy.
Symmetry principles function as meta-laws or super-laws â they constrain what the first-order laws can be. The requirement that the laws of physics be Lorentz-invariant (the symmetry of special relativity) dramatically constrains the form that fundamental laws can take. The gauge symmetries of particle physics (U(1), SU(2), SU(3)) determine the structure of the electromagnetic, weak, and strong forces.
This raises a fascinating philosophical question: are symmetry principles more fundamental than the laws they constrain? Eugene Wigner argued that the hierarchy of physical knowledge has three levels: events (particular occurrences), laws (regularities among events), and symmetry principles (regularities among laws). If this is right, then the deepest truths about nature are not laws but symmetries.
Marc Lange has argued that symmetry principles possess a distinctive kind of necessity: they are âmeta-lawsâ that are necessary relative to the first-order laws, just as the first-order laws are necessary relative to accidental generalizations. This creates a hierarchy of natural necessities, with symmetry principles at the top â the most necessary, the most deeply entrenched in the structure of reality.
Laws and the Philosophy of Modality
The debate about laws connects intimately to the broader philosophy of modality â the study of necessity, possibility, and contingency. The central question is whether laws of nature are contingent (they could have been different) or necessary (they could not have been different).
Contingentists (Humeans and most necessitarians like Armstrong) hold that the laws are contingent: there are possible worlds with different laws. The laws of our world are just one set of regularities among many possible ones. This fits naturally with the Humean picture: if laws are just regularities, and regularities could have been different, then laws could have been different.
Necessitarians in the strong sense (dispositional essentialists like Bird and Ellis) hold that the laws are metaphysically necessary: there is no possible world where the laws are different (given the same properties). If negative charge essentially involves repulsion of like charges, then any world containing negative charge must exhibit this repulsion. A âworldâ where negative charges attract would simply not contain negative charge at all.
Marc Lange has developed an intermediate position, arguing that laws are characterized by a distinctive grade of necessity â natural or nomic necessity â that is stronger than mere contingency but weaker than metaphysical or logical necessity. Laws are necessary given the way the world actually is, but they could have been different in a broader modal sense. This captures the intuition that laws have genuine modal force (they support counterfactuals, they donât just happen to be true) without committing to the strong claim that they are metaphysically necessary.
Open Questions and Future Directions
The philosophy of laws of nature remains a vibrant area of inquiry. Several open questions drive current research:
- The fine-tuning problem: The fundamental constants of nature appear to be âfine-tunedâ for the existence of complex structures and life. Does this suggest that the constants are necessary (they could not have been different) or contingent but selected (from a multiverse)? The answer depends on oneâs account of laws.
- Effective laws: In practice, scientists work with âeffectiveâ laws that describe behavior at a particular scale or energy, not with fundamental laws directly. How do effective laws relate to fundamental laws? Is the hierarchy of effective theories (from particle physics to chemistry to biology) itself lawlike?
- Information-theoretic approaches: Some philosophers and physicists have suggested that the fundamental laws of nature might be best understood in information-theoretic terms â as constraints on the flow and processing of information rather than as forces or relations between universals.
- Humean supervenience: Lewisâs thesis that everything supervenes on the distribution of local qualities at spacetime points faces challenges from quantum entanglement, where the state of a composite system cannot be reduced to the states of its parts. If Humean supervenience fails, does the Best System Account fail with it?
The philosophy of laws also connects to foundational questions in physics about the status of symmetry principles, the role of initial conditions, and the arrow of time. Whether the laws of nature are fundamentally time-symmetric (as the fundamental equations suggest) or time-asymmetric (as our experience suggests) remains one of the deepest unsolved problems at the intersection of physics and philosophy.
Comparing Accounts of Laws
| Account | Laws Are... | Key Advocate(s) |
|---|---|---|
| Naive regularity | True universal generalizations | Hume, Ayer |
| Best System | Axioms of the best systematization of all facts | Mill, Ramsey, Lewis |
| Necessitarian | Relations of necessitation between universals | Armstrong, Dretske, Tooley |
| Dispositional essentialist | Metaphysically necessary consequences of property essences | Bird, Ellis |
| Cartwrightâs view | Descriptions of capacities; fundamental laws are literally false | Cartwright |
Key Readings
- âą Armstrong, D.M. (1983). What Is a Law of Nature? Cambridge University Press.
- âą Lewis, D. (1973). Counterfactuals. Blackwell. [Chapter 3]
- âą Cartwright, N. (1983). How the Laws of Physics Lie. Oxford University Press.
- âą Bird, A. (2007). Natureâs Metaphysics. Oxford University Press.
- âą Lange, M. (2009). Laws and Lawmakers. Oxford University Press.
- âą van Fraassen, B. (1989). Laws and Symmetry. Oxford University Press.
- âą Fodor, J. (1974). âSpecial Sciences.â Synthese, 28, 97â115.
- âą Beatty, J. (1995). âThe Evolutionary Contingency Thesis.â In G. Wolters & J.G. Lennox (Eds.), Concepts, Theories, and Rationality in the Biological Sciences. University of Pittsburgh Press.
Discussion Questions
- Can the Best System Account adequately distinguish laws from accidents? Does it make the law/accident distinction mind-dependent in an objectionable way?
- Is Armstrong right that laws are relations between universals? What is the necessitation relation N, and how does it entail the corresponding regularity?
- Is Cartwright right that the fundamental laws of physics âlieâ? Or is there a way to understand idealized laws as genuinely true?
- Are there genuine laws in biology and the social sciences? If so, how do they differ from the laws of physics?
- Are symmetry principles more fundamental than laws? What does this imply for our understanding of the structure of reality?
- Could the laws of nature have been different? What does your answer imply about the nature of laws?
Historical Context
The concept of a âlaw of natureâ has its own fascinating history. In the ancient world, the regularities of nature were understood in terms of natural kinds and essences (Aristotle) or the rational order of the cosmos (the Stoics). The modern notion of a law of nature emerged in the seventeenth century, drawing on both theological and scientific sources.
Descartes and Newton spoke of âlawsâ established by God for the governance of the physical world. The theological origin of the concept is not merely historical; it explains why laws are conceived as universal, exceptionless decrees that govern all of nature. As the philosopher John Foster has noted, the necessitarian view of laws has a natural affinity with theism: if laws are necessities, they seem to require a lawgiver.
The Humean tradition stripped laws of their theological connotations, reducing them to mere regularities. The nineteenth and twentieth centuries saw a gradual secularization of the concept, with laws understood variously as descriptions of regularities (Mill), features of deductive systems (Ramsey), relations between universals (Armstrong), or consequences of property essences (Bird). Today, the debate about the nature of laws reflects deep disagreements about the structure of reality itself â whether the world is fundamentally Humean (a mosaic of unconnected events) or anti-Humean (governed by real necessities and powers).